Tapewire

Nasdaq · USD

CDLX

Cardlytics, Inc.

Export transactions ↓
Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 86 $79.62 $6,847.32
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 11

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622

F5 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on August 11, 2020.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 23:19 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 82 $79.50 $6,519.00
Disclosure

SEC source: 0001666071-20-000246 · wf-form4_159736075827496.xml · nonDerivative · entry 3

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,760

F3 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on August 11, 2020.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 23:23 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 114 $79.60 $9,074.40
Disclosure

SEC source: 0001666071-20-000250 · wf-form4_159736096664304.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,323

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on August 11, 2020.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 23:17 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 69 $79.27 $5,469.63
Disclosure

SEC source: 0001666071-20-000244 · wf-form4_159736064092108.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,263

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on August 11, 2020.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,769 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · derivative · entry 19

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 4,769 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on December 6, 2017 (the "Initial Vesting Date"). The options becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,769 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · derivative · entry 18

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 4,769 shares

Expires 2027-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option becomes exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on April 1, 2018 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,509 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · derivative · entry 17

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,509 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 15,047 $77.14 $1,160,725.58
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 10

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,708

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $76.64 to $77.58, inclusive.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 4,769 $20.00 $95,380.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 9

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 4,769 $30.44 $145,168.36
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 8

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 5,509 $20.00 $110,180.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 7

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 23:19 UTC
SOMERS KIRKChief Legal & Privacy Officer
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000246 · wf-form4_159736075827496.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,842

F2 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:21 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 194 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000248 · wf-form4_159736084713844.xml · derivative · entry 4

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: .Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs are immediately vested.

F3 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:21 UTC
Christiansen AndrewChief Financial Officer
GrantRestricted Stock Units · Derivative 194 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000248 · wf-form4_159736084713844.xml · derivative · entry 3

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194

Underlying: Common Stock · 194 shares

Expires not disclosed

F1 · derivative.exercise_price: .Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs are immediately vested.

F3 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:21 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 194 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000248 · wf-form4_159736084713844.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: .Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 700 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · derivative · entry 16

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,894

Underlying: Common Stock · 700 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on December 6, 2017 (the "Initial Vesting Date"). The options becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 700 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · derivative · entry 15

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,019

Underlying: Common Stock · 700 shares

Expires 2027-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option becomes exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on April 1, 2018 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 741 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · derivative · entry 14

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,509

Underlying: Common Stock · 741 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 208 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · derivative · entry 13

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F6 · derivative.exercise_date: Fully vested.

F6 · derivative.expiration_date: Fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
GrantRestricted Stock Units · Derivative 208 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · derivative · entry 12

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

Underlying: Common Stock · 208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F6 · derivative.exercise_date: Fully vested.

F6 · derivative.expiration_date: Fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 401 $76.05 $30,496.05
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 6

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,708

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $76.01 to $76.09, inclusive.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 13,019 $75.55 $983,585.45
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 5

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 700 $20.00 $14,000.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 4

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 700 $30.44 $21,308.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 3

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 741 $20.00 $14,820.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 2

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:15 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 208 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000242 · wf-form4_159736050594990.xml · nonDerivative · entry 1

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:12 UTC PurchaseCommon Stock 23,237 $70.92 $1,648,077.25
Disclosure

SEC source: 0001387131-20-007420 · ownership.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote reference

Disclosed balance after: 4,391,586

F1 · ownership.nature: 2,652,172 of these shares are owned directly by Sosin Master, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Master, L.P. The remaining 1,739,414 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:19 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000246 · wf-form4_159736075827496.xml · derivative · entry 5

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:19 UTC
SOMERS KIRKChief Legal & Privacy Officer
GrantRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000246 · wf-form4_159736075827496.xml · derivative · entry 4

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:19 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000246 · wf-form4_159736075827496.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:23 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000250 · wf-form4_159736096664304.xml · derivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:23 UTC
Laube Lynne MarieDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000250 · wf-form4_159736096664304.xml · derivative · entry 5

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:23 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000250 · wf-form4_159736096664304.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:17 UTC
Grimes Scott D.Director · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 166 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000244 · wf-form4_159736064092108.xml · derivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:17 UTC
Grimes Scott D.Director · Executive Chairman
GrantRestricted Stock Units · Derivative 166 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000244 · wf-form4_159736064092108.xml · derivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166

Underlying: Common Stock · 166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:17 UTC
Grimes Scott D.Director · Executive Chairman
Exercise / conversionCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000244 · wf-form4_159736064092108.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
August 10, 2020 Filed Aug 13, 2020 19:12 UTC PurchaseCommon Stock 47,100 $70.21 $3,306,961.65
Disclosure

SEC source: 0001387131-20-007420 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote reference

Disclosed balance after: 4,368,349

F1 · ownership.nature: 2,652,172 of these shares are owned directly by Sosin Master, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Master, L.P. The remaining 1,739,414 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 18:41 UTC PurchaseCommon Stock 92,000 $66.47 $6,115,322.80
Disclosure

SEC source: 0001387131-20-007297 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,321,249

F1 · ownership.nature: 2,607,156 of these shares are owned directly by Sosin Master, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Master, L.P. The remaining 1,714,093 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 20:13 UTC PurchaseCommon Stock 70,000 $66.18 $4,632,656.00
Disclosure

SEC source: 0001387131-20-007220 · cdlx-form4_080520.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,229,249

F1 · ownership.nature: 2,548,276 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,680,973 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 20:13 UTC PurchaseCommon Stock 145,000 $63.79 $9,249,709.50
Disclosure

SEC source: 0001387131-20-007220 · cdlx-form4_080520.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,159,249

F1 · ownership.nature: 2,548,276 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,680,973 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:53 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 634 $72.19 $45,768.46
Disclosure

SEC source: 0001666071-20-000236 · wf-form4_159658138118579.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 119,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $71.96 to $72.66, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:53 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 100 $70.66 $7,066.00
Disclosure

SEC source: 0001666071-20-000236 · wf-form4_159658138118579.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 119,746

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:53 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 666 $70.15 $46,719.90
Disclosure

SEC source: 0001666071-20-000236 · wf-form4_159658138118579.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 119,846

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $69.59 to $70.56, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:53 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 400 $68.62 $27,448.00
Disclosure

SEC source: 0001666071-20-000236 · wf-form4_159658138118579.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 120,512

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $68.31 to $69.23, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:53 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 200 $66.92 $13,384.00
Disclosure

SEC source: 0001666071-20-000236 · wf-form4_159658138118579.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 120,912

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.45 to $67.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:21 UTC GrantRestricted Stock Units · Derivative 1,893 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000240 · wf-form4_159658321033565.xml · derivative · entry 1

Jensen Jessica · CIK 0001820211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893

Underlying: Common Stock · 1,893 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:49 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 1,000 $73.43 $73,430.00
Disclosure

SEC source: 0001666071-20-000212 · wf-form4_159553736789588.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,565

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT") on March 10, 2020.

F4 · ownership.nature: The reportable securities are held by the HMA GRAT.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:49 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 1,000 $73.43 $73,430.00
Disclosure

SEC source: 0001666071-20-000212 · wf-form4_159553736789588.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,565

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT") on March 10, 2020.

F2 · ownership.nature: The reportable securities are held by the KGA GRAT.

Read SEC document
July 20, 2020 Filed Jul 20, 2020 18:47 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,518 $0.00 Strike: $24.48 $0.00
Disclosure

SEC source: 0001666071-20-000208 · wf-form4_159528521573856.xml · derivative · entry 6

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 2,518 shares

Expires 2027-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on April 1, 2018 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

Read SEC document
July 20, 2020 Filed Jul 20, 2020 18:47 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 2,518 $79.00 $198,922.00
Disclosure

SEC source: 0001666071-20-000208 · wf-form4_159528521573856.xml · nonDerivative · entry 4

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.