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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2020 Filed Nov 3, 2020 21:37 UTC SaleCommon Stock 200 $74.66 $14,932.00
Disclosure

SEC source: 0001666071-20-000281 · wf-form4_160443945994078.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 108,912

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $74.29 to $75.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2),(4) and (5) to this Form 4.

F3 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 20:35 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 3,000 $82.41 $247,230.00
Disclosure

SEC source: 0001666071-20-000272 · wf-form4_160313968170748.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,012

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 20:33 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 400 $82.49 $32,996.00
Disclosure

SEC source: 0001666071-20-000271 · wf-form4_160313957722132.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 109,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $82.33 to $82.91, inclusive.

F3 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 20:33 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 500 $81.32 $40,660.00
Disclosure

SEC source: 0001666071-20-000271 · wf-form4_160313957722132.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 109,512

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $81.17 to $81.67, inclusive.

F3 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 20:33 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 1,100 $80.40 $88,440.00
Disclosure

SEC source: 0001666071-20-000271 · wf-form4_160313957722132.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 110,012

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $80.05 to $80.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 17:06 UTC PurchaseCommon Stock 2,384 $72.46 $172,748.22
Disclosure

SEC source: 0001387131-20-008889 · sosin-form4_100520.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 4,488,970

F1 · ownership.nature: 2,749,556 of these shares are owned directly by Sosin Master, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Master, L.P. The remaining 1,739,414 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 12:14 UTC PurchaseCommon Stock 54,358 $71.21 $3,871,083.23
Disclosure

SEC source: 0001387131-20-008734 · sosin-form4_100120.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 4,486,586

F1 · ownership.nature: 2,747,172 of these shares are owned directly by Sosin Master, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Master, L.P. The remaining 1,739,414 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:30 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 200 $72.25 $14,450.00
Disclosure

SEC source: 0001666071-20-000269 · wf-form4_160192983754801.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 111,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $72.10 to $72.40, inclusive.

F2 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:30 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 1,700 $71.27 $121,159.00
Disclosure

SEC source: 0001666071-20-000269 · wf-form4_160192983754801.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 111,312

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $70.94 to $71.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F2 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:30 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 100 $69.87 $6,987.00
Disclosure

SEC source: 0001666071-20-000269 · wf-form4_160192983754801.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 113,012

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 12:14 UTC PurchaseCommon Stock 40,642 $71.30 $2,897,644.55
Disclosure

SEC source: 0001387131-20-008734 · sosin-form4_100120.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 4,432,228

F1 · ownership.nature: 2,747,172 of these shares are owned directly by Sosin Master, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Master, L.P. The remaining 1,739,414 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
September 30, 2020 Filed Oct 6, 2020 21:00 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionPerformance Stock Unit · Derivative 10,937 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000270 · wf-form4_160201801959452.xml · derivative · entry 4

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested and were delivered on May 25, 2020, 6 months after the Certification. The remaining 25% of shares became fully vested on September 30, 2020 upon the Reporting Person's retirement in accordance with his Separation and Release agreement dated July 28, 2020, but have not yet been delivered.

F5 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested and were delivered on May 25, 2020, 6 months after the Certification. The remaining 25% of shares became fully vested on September 30, 2020 upon the Reporting Person's retirement in accordance with his Separation and Release agreement dated July 28, 2020, but have not yet been delivered.

Read SEC document
September 30, 2020 Filed Oct 6, 2020 21:00 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionRestricted Stock Unit · Derivative 87,500 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000270 · wf-form4_160201801959452.xml · derivative · entry 3

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: Fully vested upon the Reporting Person's retirement in accordance with the terms of his Separation and Release agreement dated July 28, 2020. The underlying shares of common stock have not been delivered.

F4 · derivative.expiration_date: Fully vested upon the Reporting Person's retirement in accordance with the terms of his Separation and Release agreement dated July 28, 2020. The underlying shares of common stock have not been delivered.

Read SEC document
September 30, 2020 Filed Oct 6, 2020 21:00 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 10,937 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000270 · wf-form4_160201801959452.xml · nonDerivative · entry 2

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

F3 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
September 30, 2020 Filed Oct 6, 2020 21:00 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 87,500 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000270 · wf-form4_160201801959452.xml · nonDerivative · entry 1

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:13 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 3,000 $72.01 $216,030.00
Disclosure

SEC source: 0001666071-20-000264 · wf-form4_160046000546520.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,012

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:13 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 154 $74.05 $11,403.70
Disclosure

SEC source: 0001666071-20-000263 · wf-form4_160045996986987.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 113,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $73.92 to $74.30, inclusive.

F3 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:13 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 800 $73.15 $58,520.00
Disclosure

SEC source: 0001666071-20-000263 · wf-form4_160045996986987.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 113,266

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $72.87 to $73.46, inclusive.

F3 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:13 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 1,046 $72.18 $75,500.28
Disclosure

SEC source: 0001666071-20-000263 · wf-form4_160045996986987.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 114,066

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $71.80 to $72.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The Reporting Person is the trustee of the GRAT.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:49 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 200 $79.92 $15,984.00
Disclosure

SEC source: 0001666071-20-000262 · wf-form4_159916613678362.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $79.84 to $80.00, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:49 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 1,000 $78.93 $78,930.00
Disclosure

SEC source: 0001666071-20-000262 · wf-form4_159916613678362.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,312

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $78.49 to $79.47, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:49 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 800 $77.93 $62,344.00
Disclosure

SEC source: 0001666071-20-000262 · wf-form4_159916613678362.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 116,312

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $77.49 to $78.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), and (5) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 16:06 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 561 $82.15 $46,086.15
Disclosure

SEC source: 0001666071-20-000256 · wf-form4_159864520005696.xml · nonDerivative · entry 2

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,167

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $81.695 to $82.1548, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:07 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 1,432 $81.70 $116,994.40
Disclosure

SEC source: 0001666071-20-000257 · wf-form4_159864524471885.xml · nonDerivative · entry 4

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,576

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $81.50 to $81.98, inclusive,

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:07 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 1,049 $80.81 $84,769.69
Disclosure

SEC source: 0001666071-20-000257 · wf-form4_159864524471885.xml · nonDerivative · entry 3

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,008

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $80.50 to $81.48, inclusive.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:07 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 2,502 $80.10 $200,410.20
Disclosure

SEC source: 0001666071-20-000257 · wf-form4_159864524471885.xml · nonDerivative · entry 2

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,057

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $79.50 to $80.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 1,051 $81.70 $85,866.70
Disclosure

SEC source: 0001666071-20-000260 · wf-form4_159864539212670.xml · nonDerivative · entry 4

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,012

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $81.51 to $81.98, inclusive.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 600 $80.82 $48,492.00
Disclosure

SEC source: 0001666071-20-000260 · wf-form4_159864539212670.xml · nonDerivative · entry 3

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,063

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $80.51 to $81.16, inclusive.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 1,909 $80.10 $152,910.90
Disclosure

SEC source: 0001666071-20-000260 · wf-form4_159864539212670.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,663

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $79.51 to $80.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:09 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 1,260 $81.76 $103,017.60
Disclosure

SEC source: 0001666071-20-000259 · wf-form4_159864532852688.xml · nonDerivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,988

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $81.61 to $81.90, inclusive.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:09 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 2,896 $80.90 $234,286.40
Disclosure

SEC source: 0001666071-20-000259 · wf-form4_159864532852688.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,248

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $80.58 to $81.57, inclusive.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:09 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 2,241 $80.18 $179,683.38
Disclosure

SEC source: 0001666071-20-000259 · wf-form4_159864532852688.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,144

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $79.58 to $80.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:08 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 1,500 $81.80 $122,700.00
Disclosure

SEC source: 0001666071-20-000258 · wf-form4_159864528843893.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,790

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $81.61 to $81.99, inclusive.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:08 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 3,850 $87.59 $337,221.50
Disclosure

SEC source: 0001666071-20-000258 · wf-form4_159864528843893.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,290

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $80.6372 to $81.56, inclusive.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:08 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 3,810 $80.25 $305,752.50
Disclosure

SEC source: 0001666071-20-000258 · wf-form4_159864528843893.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,140

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on August 26, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $79.64 to $80.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 16:06 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000256 · wf-form4_159864520005696.xml · derivative · entry 3

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

F4 · derivative.expiration_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 16:06 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000256 · wf-form4_159864520005696.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:07 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionPerformance Stock Unit · Derivative 10,937 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000257 · wf-form4_159864524471885.xml · derivative · entry 5

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,937

Underlying: Common Stock · 10,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

F6 · derivative.expiration_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:07 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 10,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000257 · wf-form4_159864524471885.xml · nonDerivative · entry 1

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionPerformance Stock Unit · Derivative 7,812 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000260 · wf-form4_159864539212670.xml · derivative · entry 5

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

Underlying: Common Stock · 7,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

F6 · derivative.expiration_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 7,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000260 · wf-form4_159864539212670.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:09 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 14,062 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000259 · wf-form4_159864532852688.xml · derivative · entry 7

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,062

Underlying: Common Stock · 14,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

F8 · derivative.expiration_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:09 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000259 · wf-form4_159864532852688.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:08 UTC
Grimes Scott D.Director · Executive Chairman
Exercise / conversionPerformance Stock Unit · Derivative 19,687 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000258 · wf-form4_159864528843893.xml · derivative · entry 6

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,687

Underlying: Common Stock · 19,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

F7 · derivative.expiration_date: On August 26, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a target minimum trailing 30-day average closing price of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the stock price target ("stock price tranche"). Fifty percent (50%) of the shares subject to the stock price tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on February 26, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the stock price tranche of the awarded PSU vested on August 26, 2020, 12 months after the Certification.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:08 UTC
Grimes Scott D.Director · Executive Chairman
Exercise / conversionCommon Stock 19,687 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000258 · wf-form4_159864528843893.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 23:30 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 3,000 $81.73 $245,190.00
Disclosure

SEC source: 0001666071-20-000252 · wf-form4_159770704295081.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,760

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 20:07 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 1,300 $81.73 $106,249.00
Disclosure

SEC source: 0001666071-20-000255 · wf-form4_159778126535033.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $81.39 to $82.02, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 20:07 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 700 $79.54 $55,678.00
Disclosure

SEC source: 0001666071-20-000255 · wf-form4_159778126535033.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 118,412

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $79.03 to $79.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 20:07 UTC SaleCommon Stock 5,000 $81.28 $406,400.00
Disclosure

SEC source: 0001666071-20-000254 · wf-form4_159778121824739.xml · nonDerivative · entry 1

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,363

Read SEC document
August 13, 2020 Filed Aug 13, 2020 19:21 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 54 $79.16 $4,274.64
Disclosure

SEC source: 0001666071-20-000248 · wf-form4_159736084713844.xml · nonDerivative · entry 2

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on August 11, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.