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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 13, 2021 Filed Apr 14, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 300 $104.07 $31,221.00
Disclosure

SEC source: 0001666071-21-000067 · wf-form4_161843699694165.xml · nonDerivative · entry 8

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,782

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F7 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $103.565 to $104.38, inclusive.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 224 $102.88 $23,045.12
Disclosure

SEC source: 0001666071-21-000067 · wf-form4_161843699694165.xml · nonDerivative · entry 7

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,082

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $102.48 to $103.29, inclusive.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,139 $8.32 $17,796.48
Disclosure

SEC source: 0001666071-21-000067 · wf-form4_161843699694165.xml · nonDerivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 17:53 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 500 $109.95 $54,975.00
Disclosure

SEC source: 0001666071-21-000071 · wf-form4_161843722362712.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,597

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:52 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 602 $111.88 $67,351.76
Disclosure

SEC source: 0001666071-21-000069 · wf-form4_161843710683856.xml · nonDerivative · entry 4

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,908

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $111.74 to $112.00, inclusive.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:52 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 3,383 $111.11 $375,885.13
Disclosure

SEC source: 0001666071-21-000069 · wf-form4_161843710683856.xml · nonDerivative · entry 3

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $110.645 to $111.64, inclusive.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:52 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 3,515 $109.88 $386,228.20
Disclosure

SEC source: 0001666071-21-000069 · wf-form4_161843710683856.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,893

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $109.55 to $110.54, inclusive.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:52 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 900 $109.04 $98,136.00
Disclosure

SEC source: 0001666071-21-000069 · wf-form4_161843710683856.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,408

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $108.52 to $109.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), and (5) to this Form 4.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,139 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001666071-21-000067 · wf-form4_161843699694165.xml · derivative · entry 16

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,563

Underlying: Common Stock · 2,139 shares

Expires 2023-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F13 · derivative.exercise_date: Fully vested.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 241 $111.90 $26,967.90
Disclosure

SEC source: 0001666071-21-000067 · wf-form4_161843699694165.xml · nonDerivative · entry 5

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,167

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $111.84 to $111.98, inclusive.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 997 $111.31 $110,976.07
Disclosure

SEC source: 0001666071-21-000067 · wf-form4_161843699694165.xml · nonDerivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,408

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $110.84 to $111.83, inclusive.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 700 $109.83 $76,881.00
Disclosure

SEC source: 0001666071-21-000067 · wf-form4_161843699694165.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,405

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $109.11 to $110.60, inclusive.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 201 $108.15 $21,738.15
Disclosure

SEC source: 0001666071-21-000067 · wf-form4_161843699694165.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,105

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $107.80 to $108.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9) and (10) to this Form 4.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,139 $8.32 $17,796.48
Disclosure

SEC source: 0001666071-21-000067 · wf-form4_161843699694165.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 00:15 UTC SaleCommon Stock 200 $118.43 $23,686.00
Disclosure

SEC source: 0001666071-21-000048 · wf-form4_161766804612602.xml · nonDerivative · entry 7

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 87,112

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 00:15 UTC SaleCommon Stock 300 $116.85 $35,055.00
Disclosure

SEC source: 0001666071-21-000048 · wf-form4_161766804612602.xml · nonDerivative · entry 6

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 87,312

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F9 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $116.43 to $117.41, inclusive.

F5 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 00:15 UTC SaleCommon Stock 200 $114.68 $22,936.00
Disclosure

SEC source: 0001666071-21-000048 · wf-form4_161766804612602.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 87,612

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F8 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $114.63 to $114.72, inclusive.

F5 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 00:15 UTC SaleCommon Stock 165 $113.31 $18,696.15
Disclosure

SEC source: 0001666071-21-000048 · wf-form4_161766804612602.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 87,812

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F7 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $113.08 to $113.37, inclusive.

F5 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 00:15 UTC SaleCommon Stock 800 $112.48 $89,984.00
Disclosure

SEC source: 0001666071-21-000048 · wf-form4_161766804612602.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 87,977

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $112.06 to $112.82, inclusive.

F5 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 00:15 UTC SaleCommon Stock 335 $111.23 $37,262.05
Disclosure

SEC source: 0001666071-21-000048 · wf-form4_161766804612602.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 88,777

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $111.00 to $111.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (6), (7), (8), and (9) to this Form 4.

F5 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:52 UTC
Christiansen AndrewChief Financial Officer
GrantRestricted Stock Unit · Derivative 13,635 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000058 · wf-form4_161783232143617.xml · derivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,635

Underlying: Common Stock · 13,635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:56 UTC GrantRestricted Stock Unit · Derivative 13,635 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000062 · wf-form4_161783256809265.xml · derivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,635

Underlying: Common Stock · 13,635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:54 UTC
SOMERS KIRKChief Legal & Privacy Officer
GrantRestricted Stock Unit · Derivative 6,818 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000060 · wf-form4_161783244909071.xml · derivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,818

Underlying: Common Stock · 6,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 26,490 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000056 · wf-form4_161783221411852.xml · derivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,490

Underlying: Common Stock · 26,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:18 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,677 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000049 · wf-form4_161766818358816.xml · derivative · entry 2

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,033

Underlying: Common Stock · 9,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:18 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 9,677 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000049 · wf-form4_161766818358816.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 14,919 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000048 · wf-form4_161766804612602.xml · derivative · entry 8

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,759

Underlying: Common Stock · 14,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F10 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F10 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:15 UTC Exercise / conversionCommon Stock 14,919 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000048 · wf-form4_161766804612602.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:13 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000047 · wf-form4_161766789501831.xml · derivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,484

Underlying: Common Stock · 20,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F5 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:13 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,161 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000047 · wf-form4_161766789501831.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,467 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000046 · wf-form4_161766776316962.xml · derivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,404

Underlying: Common Stock · 8,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 8,467 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000046 · wf-form4_161766776316962.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,139 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · derivative · entry 18

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,702

Underlying: Common Stock · 2,139 shares

Expires 2023-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F13 · derivative.exercise_date: Fully vested.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $124.00 $12,400.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 14

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,006

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $122.77 $12,277.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 13

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,106

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 300 $120.97 $36,291.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 12

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,206

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F10 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $120.89 to $121.03, inclusive.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 300 $119.69 $35,907.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 11

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,506

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F9 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $119.22 to $120.00, inclusive.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 601 $118.33 $71,116.33
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 10

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,806

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F8 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $117.925 to $118.78, inclusive.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 200 $117.06 $23,412.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 9

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,407

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F7 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $116.765 to $117.35, inclusive.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 538 $116.04 $62,429.52
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 8

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,607

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $115.75 to $116.57, inclusive.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,139 $8.32 $17,796.48
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 7

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,139 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · derivative · entry 17

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,841

Underlying: Common Stock · 2,139 shares

Expires 2023-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F13 · derivative.exercise_date: Fully vested.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $129.70 $12,970.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,006

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 610 $128.99 $78,683.90
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 5

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,106

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $128.68 to $129.47, inclusive.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 500 $126.66 $63,330.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,716

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $126.305 to $127.20, inclusive.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 300 $125.15 $37,545.00
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,216

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $124.645 to $125.595, inclusive.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 629 $123.63 $77,763.27
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,516

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $123.34 to $124.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (6), (7), (8), (9) and (10) to this Form 4.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:44 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,139 $8.32 $17,796.48
Disclosure

SEC source: 0001666071-21-000043 · wf-form4_161670868434777.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:42 UTC SaleCommon Stock 500 $129.40 $64,700.00
Disclosure

SEC source: 0001666071-21-000041 · wf-form4_161670853469342.xml · nonDerivative · entry 6

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,908

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $129.13 to $129.80, inclusive.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:42 UTC SaleCommon Stock 200 $127.86 $25,572.00
Disclosure

SEC source: 0001666071-21-000041 · wf-form4_161670853469342.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,408

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $127.81 to $127.91, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.