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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2021 Filed Sep 3, 2021 23:55 UTC SaleCommon Stock 1,060 $96.88 $102,692.80
Disclosure

SEC source: 0001666071-21-000173 · wf-form4_163071329274796.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 67,803

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $96.15 to $97.14, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 23:55 UTC SaleCommon Stock 249 $95.04 $23,664.96
Disclosure

SEC source: 0001666071-21-000173 · wf-form4_163071329274796.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 68,863

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $94.87 to $95.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), and (5) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 17:44 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1,000 $89.85 $89,850.00
Disclosure

SEC source: 0001666071-21-000169 · wf-form4_163044625575972.xml · nonDerivative · entry 1

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,097

Read SEC document
August 30, 2021 Filed Aug 31, 2021 21:45 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001666071-21-000171 · wf-form4_163044633430353.xml · derivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60 shares

Expires 2027-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 21:45 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 60 $30.44 $1,826.40
Disclosure

SEC source: 0001666071-21-000171 · wf-form4_163044633430353.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 21:40 UTC SaleCommon Stock 3,000 $90.00 $270,000.00
Disclosure

SEC source: 0001666071-21-000167 · wf-form4_163035961431941.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,674

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 16:32 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1,000 $81.41 $81,409.90
Disclosure

SEC source: 0001666071-21-000165 · wf-form4_162975074377230.xml · nonDerivative · entry 2

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,097

Read SEC document
August 19, 2021 Filed Aug 23, 2021 16:32 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1,000 $78.61 $78,606.80
Disclosure

SEC source: 0001666071-21-000165 · wf-form4_162975074377230.xml · nonDerivative · entry 1

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,097

Read SEC document
August 16, 2021 Filed Aug 19, 2021 12:28 UTC SaleCommon Stock 500 $78.90 $39,450.00
Disclosure

SEC source: 0001666071-21-000163 · wf-form4_162937609341329.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 69,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $78.76 to $79.10, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 12:28 UTC SaleCommon Stock 1,500 $78.09 $117,135.00
Disclosure

SEC source: 0001666071-21-000163 · wf-form4_162937609341329.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 69,612

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $77.66 to $78.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 17:22 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 250 $87.90 $21,975.00
Disclosure

SEC source: 0001666071-21-000162 · wf-form4_162871695230687.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,627

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:45 UTC PurchaseCommon Stock 290,000 $87.72 $25,437,524.00
Disclosure

SEC source: 0001387131-21-008307 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 5,149,591

F1 · ownership.nature: 3,410,176 of these shares are owned directly by Sosin Master, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Master, L.P. The remaining 1,739,415 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 21:46 UTC PurchaseCommon Stock 370,619 $87.07 $32,267,980.30
Disclosure

SEC source: 0001387131-21-008279 · form4.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,859,591

F1 · ownership.nature: 3,120,176 of these shares are owned directly by Sosin Master, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Master, L.P. The remaining 1,739,415 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:02 UTC SaleCommon Stock 400 $121.62 $48,648.00
Disclosure

SEC source: 0001666071-21-000161 · wf-form4_162811092429910.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,674

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $121.50 to $121.74, inclusive.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:02 UTC SaleCommon Stock 326 $118.88 $38,754.88
Disclosure

SEC source: 0001666071-21-000161 · wf-form4_162811092429910.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,074

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $118.49 to $119.27, inclusive.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:02 UTC SaleCommon Stock 401 $117.76 $47,221.76
Disclosure

SEC source: 0001666071-21-000161 · wf-form4_162811092429910.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,400

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $117.35 to $118.19, inclusive.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:02 UTC SaleCommon Stock 1,346 $116.75 $157,145.50
Disclosure

SEC source: 0001666071-21-000161 · wf-form4_162811092429910.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,801

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $116.29 to $117.23, inclusive.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:02 UTC SaleCommon Stock 527 $115.98 $61,121.46
Disclosure

SEC source: 0001666071-21-000161 · wf-form4_162811092429910.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,147

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $115.29 to $116.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5) and (6) to this Form 4.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:05 UTC SaleCommon Stock 100 $128.09 $12,809.00
Disclosure

SEC source: 0001666071-21-000157 · wf-form4_162802109059963.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 71,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:05 UTC SaleCommon Stock 910 $127.15 $115,706.50
Disclosure

SEC source: 0001666071-21-000157 · wf-form4_162802109059963.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 71,212

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $126.94 to $127.56, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:05 UTC SaleCommon Stock 600 $126.45 $75,870.00
Disclosure

SEC source: 0001666071-21-000157 · wf-form4_162802109059963.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 72,122

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $125.92 to $126.85, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:05 UTC SaleCommon Stock 390 $124.39 $48,512.10
Disclosure

SEC source: 0001666071-21-000157 · wf-form4_162802109059963.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 72,722

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $124.08 to $124.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 31, 2021 Filed Aug 2, 2021 22:15 UTC Exercise / conversionRestricted Stock Units · Derivative 1,893 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000151 · wf-form4_162794251454573.xml · derivative · entry 2

Jensen Jessica · CIK 0001820211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
July 31, 2021 Filed Aug 2, 2021 22:15 UTC Exercise / conversionCommon Stock 1,893 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-21-000151 · wf-form4_162794251454573.xml · nonDerivative · entry 1

Jensen Jessica · CIK 0001820211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 20:55 UTC SaleCommon Stock 100 $120.47 $12,047.00
Disclosure

SEC source: 0001666071-21-000150 · wf-form4_162681452672492.xml · nonDerivative · entry 9

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,674

F8 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 20:55 UTC SaleCommon Stock 205 $118.79 $24,351.95
Disclosure

SEC source: 0001666071-21-000150 · wf-form4_162681452672492.xml · nonDerivative · entry 8

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,774

F8 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F11 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $118.31 to $119.28, inclusive.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 20:55 UTC SaleCommon Stock 1,695 $117.62 $199,365.90
Disclosure

SEC source: 0001666071-21-000150 · wf-form4_162681452672492.xml · nonDerivative · entry 7

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,979

F8 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F10 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $117.08 to $118.05, inclusive.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 20:55 UTC SaleCommon Stock 1,000 $116.67 $116,670.00
Disclosure

SEC source: 0001666071-21-000150 · wf-form4_162681452672492.xml · nonDerivative · entry 6

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,674

F8 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F9 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $116.07 to $117.05, inclusive.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 20:55 UTC SaleCommon Stock 200 $127.39 $25,478.00
Disclosure

SEC source: 0001666071-21-000150 · wf-form4_162681452672492.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 73,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F7 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $127.12 to $127.65, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 20:55 UTC SaleCommon Stock 620 $126.51 $78,436.20
Disclosure

SEC source: 0001666071-21-000150 · wf-form4_162681452672492.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 73,312

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $125.99 to $126.84, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 20:55 UTC SaleCommon Stock 200 $125.16 $25,032.00
Disclosure

SEC source: 0001666071-21-000150 · wf-form4_162681452672492.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 73,932

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $124.76 to $125.55, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 20:55 UTC SaleCommon Stock 298 $123.34 $36,755.32
Disclosure

SEC source: 0001666071-21-000150 · wf-form4_162681452672492.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 74,132

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $123.24 to $123.39, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 20:55 UTC SaleCommon Stock 682 $122.63 $83,633.66
Disclosure

SEC source: 0001666071-21-000150 · wf-form4_162681452672492.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 74,430

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $122.19 to $123.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (7), (9), (10) and (11) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,138 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · derivative · entry 14

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,887

Underlying: Common Stock · 2,138 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $125.56 $12,556.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 10

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,332

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 700 $124.95 $87,465.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 9

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,432

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F8 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $124.47 to $125.30, inclusive.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 638 $123.03 $78,493.14
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 8

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,132

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F7 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $122.80 to $123.23, inclusive.

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July 15, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 400 $122.29 $48,916.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 7

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $121.725 to $122.64, inclusive.

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July 15, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 300 $120.42 $36,126.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,170

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $120.07 to $120.66, inclusive.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,138 $20.00 $42,760.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 5

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

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July 14, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,376 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · derivative · entry 13

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,025

Underlying: Common Stock · 3,376 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F11 · derivative.exercise_date: Fully vested.

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July 14, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 300 $125.77 $37,731.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,332

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $125.70 to $125.90, inclusive.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 1,100 $124.56 $137,016.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,632

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $124.15 to $124.895, inclusive.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 1,976 $123.77 $244,569.52
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,732

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $123.14 to $124.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this Form 4.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:50 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,376 $20.00 $67,520.00
Disclosure

SEC source: 0001666071-21-000148 · wf-form4_162646861487045.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 16:48 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 750 $122.30 $91,725.00
Disclosure

SEC source: 0001666071-21-000146 · wf-form4_162612288941475.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,877

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 20:43 UTC SaleCommon Stock 200 $129.83 $25,966.00
Disclosure

SEC source: 0001666071-21-000145 · wf-form4_162560417994523.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 75,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $129.61 to $130.05, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 20:43 UTC SaleCommon Stock 300 $124.92 $37,476.00
Disclosure

SEC source: 0001666071-21-000145 · wf-form4_162560417994523.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 75,312

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $124.64 to $125.14, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 20:43 UTC SaleCommon Stock 572 $123.57 $70,682.04
Disclosure

SEC source: 0001666071-21-000145 · wf-form4_162560417994523.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 75,612

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $123.36 to $123.72, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 20:43 UTC SaleCommon Stock 928 $122.86 $114,014.08
Disclosure

SEC source: 0001666071-21-000145 · wf-form4_162560417994523.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 76,184

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $122.34 to $123.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.