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CCZ

COMCAST CORP

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1651
SEC CIK
0001166691
Parsed reports
833

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2017 Filed Mar 21, 2017 20:32 UTC
Murdock Daniel C.SVP & Chief Accounting Officer
GrantOption to Purchase · Derivative 50,600 $0.00 Strike: $37.46 $0.00
Disclosure

SEC source: 0001225208-17-006659 · doc4.xml · derivative · entry 1

Murdock Daniel C. · CIK 0001698551 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Underlying: Class A Common Stock · 50,600 shares

Expires 2027-03-16

F1 · derivative.exercise_date: The date of the grant was March 17, 2017, and the shares vest as follows: 40% vest on the 2nd anniversary ofthe date of the grant, and an additional 20% vests on each of the 3rd, 4th and 5th anniversaries of the date of the grant.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:31 UTC
BLOCK ARTHUR REVP, GC and Secretary
GrantRestricted Stock Units · Derivative 23,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006658 · doc4.xml · derivative · entry 2

BLOCK ARTHUR R · CIK 0001203697 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,502

Underlying: Class A Common Stock · 23,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of grant (March 17, 2017), respectively.

F3 · derivative.expiration_date: The restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of grant (March 17, 2017), respectively.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:31 UTC
BLOCK ARTHUR REVP, GC and Secretary
GrantOption to Purchase · Derivative 125,500 $0.00 Strike: $37.46 $0.00
Disclosure

SEC source: 0001225208-17-006658 · doc4.xml · derivative · entry 1

BLOCK ARTHUR R · CIK 0001203697 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,500

Underlying: Class A Common Stock · 125,500 shares

Expires 2027-03-16

F1 · derivative.exercise_date: The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:30 UTC GrantOption to Purchase · Derivative 574,700 $0.00 Strike: $37.46 $0.00
Disclosure

SEC source: 0001225208-17-006656 · doc4.xml · derivative · entry 1

Cavanagh Michael J · CIK 0001304481 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,700

Underlying: Class A Common Stock · 574,700 shares

Expires 2027-03-16

F1 · derivative.exercise_date: The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:31 UTC
Smit NeilSr. EVP
GrantOption to Purchase · Derivative 628,600 $0.00 Strike: $37.46 $0.00
Disclosure

SEC source: 0001225208-17-006657 · doc4.xml · derivative · entry 1

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,600

Underlying: Class A Common Stock · 628,600 shares

Expires 2027-03-16

F1 · derivative.exercise_date: The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:26 UTC
Smit NeilSr. EVP
SaleClass A Common Stock 33,000 $37.62 $1,241,595.30
Disclosure

SEC source: 0001225208-17-005321 · doc4.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,554

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.56 to $37.80. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 22:09 UTC Tax withholdingPhantom Stock · Derivative 39 $37.89 $1,477.71
Disclosure

SEC source: 0001225208-17-004754 · doc4.xml · derivative · entry 2

NAKAHARA ASUKA · CIK 0001264219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,327

Underlying: Class A Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities convert on a one-to-one basis.

F2 · derivative.exercise_date: The reporting person elected to defer receipt of shares of Class A Common Stock issuable as a grant for director fees, resulting in an accrual to his account of additional phantom shares. Phantom stock may be re-deferred at future dates.

F3 · derivative.expiration_date: Although the reporting person elected to defer receipt of the shares of Class A common stock underlying the phantom shares, these shares were withheld for payment of tax liability.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 22:09 UTC GrantPhantom Stock · Derivative 3,366 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004754 · doc4.xml · derivative · entry 1

NAKAHARA ASUKA · CIK 0001264219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366

Underlying: Class A Common Stock · 3,366 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities convert on a one-to-one basis.

F2 · derivative.exercise_date: The reporting person elected to defer receipt of shares of Class A Common Stock issuable as a grant for director fees, resulting in an accrual to his account of additional phantom shares. Phantom stock may be re-deferred at future dates.

F3 · derivative.expiration_date: Although the reporting person elected to defer receipt of the shares of Class A common stock underlying the phantom shares, these shares were withheld for payment of tax liability.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC
SALVA LAWRENCE JEVP & Chief Accounting Officer
Exercise / conversionOption to Purchase · Derivative 6,740 $25.44 Strike: $25.44 $171,465.60
Disclosure

SEC source: 0001225208-17-003393 · doc4.xml · derivative · entry 4

SALVA LAWRENCE J · CIK 0001203696 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,740 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC
SALVA LAWRENCE JEVP & Chief Accounting Officer
Tax withholdingClass A Common Stock 3,619 $75.99 $275,007.81
Disclosure

SEC source: 0001225208-17-003393 · doc4.xml · nonDerivative · entry 3

SALVA LAWRENCE J · CIK 0001203696 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,104

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC
SALVA LAWRENCE JEVP & Chief Accounting Officer
SaleClass A Common Stock 3,121 $75.96 $237,080.52
Disclosure

SEC source: 0001225208-17-003393 · doc4.xml · nonDerivative · entry 2

SALVA LAWRENCE J · CIK 0001203696 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,723

F1 · price: This transaction was executed in multiple trades at prices ranging from $75.95 to $75.98. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC
SALVA LAWRENCE JEVP & Chief Accounting Officer
Exercise / conversionClass A Common Stock 6,740 $25.44 $171,465.60
Disclosure

SEC source: 0001225208-17-003393 · doc4.xml · nonDerivative · entry 1

SALVA LAWRENCE J · CIK 0001203696 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:11 UTC
ROBERTS BRIAN LDirector · Chairman of Board, Pres. & CEO
Exercise / conversionOption to Purchase · Derivative 548,000 $25.44 Strike: $25.44 $13,943,312.00
Disclosure

SEC source: 0001225208-17-002534 · doc4.xml · derivative · entry 8

ROBERTS BRIAN L · CIK 0001063948 · Director · Chairman of Board, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 548,000 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:11 UTC
ROBERTS BRIAN LDirector · Chairman of Board, Pres. & CEO
Tax withholdingClass A Common Stock 355,166 $74.99 $26,633,898.34
Disclosure

SEC source: 0001225208-17-002534 · doc4.xml · nonDerivative · entry 3

ROBERTS BRIAN L · CIK 0001063948 · Director · Chairman of Board, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,909

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:11 UTC
ROBERTS BRIAN LDirector · Chairman of Board, Pres. & CEO
Disposition to issuerClass A Common Stock 63,338 $74.99 $4,749,716.62
Disclosure

SEC source: 0001225208-17-002534 · doc4.xml · nonDerivative · entry 2

ROBERTS BRIAN L · CIK 0001063948 · Director · Chairman of Board, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,075

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:11 UTC
ROBERTS BRIAN LDirector · Chairman of Board, Pres. & CEO
Exercise / conversionClass A Common Stock 548,000 $25.44 $13,941,120.00
Disclosure

SEC source: 0001225208-17-002534 · doc4.xml · nonDerivative · entry 1

ROBERTS BRIAN L · CIK 0001063948 · Director · Chairman of Board, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:12 UTC
Smit NeilSr. EVP
Exercise / conversionOption to Purchase · Derivative 122,100 $29.99 Strike: $29.99 $3,661,779.00
Disclosure

SEC source: 0001225208-17-002535 · doc4.xml · derivative · entry 4

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,900

Underlying: Class A Common Stock · 122,100 shares

Expires 2022-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:12 UTC
Smit NeilSr. EVP
Tax withholdingClass A Common Stock 82,370 $75.28 $6,200,813.60
Disclosure

SEC source: 0001225208-17-002535 · doc4.xml · nonDerivative · entry 3

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,777

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:12 UTC
Smit NeilSr. EVP
SaleClass A Common Stock 39,730 $75.28 $2,990,874.40
Disclosure

SEC source: 0001225208-17-002535 · doc4.xml · nonDerivative · entry 2

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,147

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:12 UTC
Smit NeilSr. EVP
Exercise / conversionClass A Common Stock 122,100 $29.99 $3,661,779.00
Disclosure

SEC source: 0001225208-17-002535 · doc4.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:21 UTC Exercise / conversionOption to Purchase · Derivative 21,920 $25.44 Strike: $25.44 $557,644.80
Disclosure

SEC source: 0001225208-17-002253 · doc4.xml · derivative · entry 6

BURKE STEPHEN B · CIK 0001203694 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,920 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:21 UTC Exercise / conversionOption to Purchase · Derivative 46,650 $18.34 Strike: $18.34 $855,561.00
Disclosure

SEC source: 0001225208-17-002253 · doc4.xml · derivative · entry 5

BURKE STEPHEN B · CIK 0001203694 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,600

Underlying: Class A Common Stock · 46,650 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:21 UTC Tax withholdingClass A Common Stock 31,055 $75.77 $2,353,037.35
Disclosure

SEC source: 0001225208-17-002253 · doc4.xml · nonDerivative · entry 4

BURKE STEPHEN B · CIK 0001203694 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,028.734

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:21 UTC Tax withholdingClass A Common Stock 14,028 $75.73 $1,062,340.44
Disclosure

SEC source: 0001225208-17-002253 · doc4.xml · nonDerivative · entry 3

BURKE STEPHEN B · CIK 0001203694 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,083.734

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:21 UTC Exercise / conversionClass A Common Stock 21,920 $25.44 $557,644.80
Disclosure

SEC source: 0001225208-17-002253 · doc4.xml · nonDerivative · entry 2

BURKE STEPHEN B · CIK 0001203694 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,111.734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:21 UTC Exercise / conversionClass A Common Stock 46,650 $18.34 $855,561.00
Disclosure

SEC source: 0001225208-17-002253 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,191.734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:18 UTC
Smit NeilSr. EVP
Exercise / conversionOption to Purchase · Derivative 69,030 $18.34 Strike: $18.34 $1,266,010.20
Disclosure

SEC source: 0001225208-17-002242 · doc4.xml · derivative · entry 4

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,080

Underlying: Class A Common Stock · 69,030 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:18 UTC
Smit NeilSr. EVP
Tax withholdingClass A Common Stock 40,723 $75.84 $3,088,432.32
Disclosure

SEC source: 0001225208-17-002242 · doc4.xml · nonDerivative · entry 3

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,777

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:18 UTC
Smit NeilSr. EVP
SaleClass A Common Stock 28,307 $75.80 $2,145,783.83
Disclosure

SEC source: 0001225208-17-002242 · doc4.xml · nonDerivative · entry 2

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,500

F1 · price: This transaction was executed in multiple trades at prices ranging from $75.80 to $75.87. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:18 UTC
Smit NeilSr. EVP
Exercise / conversionClass A Common Stock 69,030 $18.34 $1,266,010.20
Disclosure

SEC source: 0001225208-17-002242 · doc4.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Feb 12, 2018 20:09 UTC
RODIN JUDITHDirector
GiftClass A Common Stock 844 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002486 · doc5.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,886.732

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
Exercise / conversionOption to Purchase · Derivative 129,300 $25.02 Strike: $25.02 $3,235,086.00
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · derivative · entry 15

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,700

Underlying: Class A Common Stock · 129,300 shares

Expires 2021-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
Tax withholdingClass A Common Stock 82,451 $75.80 $6,249,785.80
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 12

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,777

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
SaleClass A Common Stock 23,424 $75.62 $1,771,322.88
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 11

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,228

F5 · price: This transaction was executed in multiple trades at prices ranging from $75.60 to $75.70. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
SaleClass A Common Stock 19,425 $75.28 $1,462,314.00
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 10

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,652

F4 · price: This transaction was executed in multiple trades at prices ranging from $75.280 to $75.285. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
SaleClass A Common Stock 4,000 $75.50 $302,000.00
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 9

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,077

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
Exercise / conversionClass A Common Stock 129,300 $25.02 $3,235,086.00
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 8

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
Exercise / conversionOption to Purchase · Derivative 138,060 $18.34 Strike: $18.34 $2,532,020.40
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · derivative · entry 14

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,110

Underlying: Class A Common Stock · 138,060 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
Exercise / conversionOption to Purchase · Derivative 69,030 $18.34 Strike: $18.34 $1,266,010.20
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · derivative · entry 13

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,170

Underlying: Class A Common Stock · 69,030 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
Tax withholdingClass A Common Stock 79,884 $75.49 $6,030,443.16
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 7

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,777

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
Tax withholdingClass A Common Stock 40,741 $75.70 $3,083,890.00
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 6

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,661

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January 27, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
SaleClass A Common Stock 29,088 $75.00 $2,181,570.91
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 5

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,402

F3 · price: This transaction was executed in multiple trades at prices ranging from $74.63 to $75.33. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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January 27, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
SaleClass A Common Stock 29,088 $75.01 $2,181,745.44
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 4

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,490

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.05. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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January 27, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
SaleClass A Common Stock 28,289 $75.67 $2,140,487.19
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 3

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,578

F1 · price: This transaction was executed in multiple trades at prices ranging from $75.65 to $75.68. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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January 27, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
Exercise / conversionClass A Common Stock 69,030 $18.34 $1,266,010.20
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 2

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 27, 2017 Filed Jan 31, 2017 21:11 UTC
Smit NeilSr. EVP
Exercise / conversionClass A Common Stock 138,060 $18.34 $2,532,020.40
Disclosure

SEC source: 0001225208-17-002117 · doc4.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 13, 2017 Filed Jan 17, 2017 21:09 UTC Exercise / conversionPhantom Stock · Derivative 3,004 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001159 · doc4.xml · derivative · entry 4

BONOVITZ SHELDON M · CIK 0001203700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684

Underlying: Class A Common Stock · 3,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These securities convert on a one-to-one basis.

F3 · derivative.exercise_date: These securities were automatically converted to shares of Class A common stock on the transaction date pursuant to a previously deferred stock award.

F3 · derivative.expiration_date: These securities were automatically converted to shares of Class A common stock on the transaction date pursuant to a previously deferred stock award.

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January 13, 2017 Filed Jan 17, 2017 21:09 UTC Exercise / conversionClass A Common Stock 3,004 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001159 · doc4.xml · nonDerivative · entry 1

BONOVITZ SHELDON M · CIK 0001203700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,427.2776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on settlement of phantom stock.

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January 03, 2017 Filed Jan 5, 2017 20:48 UTC
RODIN JUDITHDirector
Exercise / conversionPhantom Stock · Derivative 1,868 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000667 · doc4.xml · derivative · entry 3

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

Underlying: Class A Common Stock · 1,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These securities convert on a one-to-one basis.

F4 · derivative.exercise_date: These securities were automatically converted to shares of Class A common stock on the transaction date pursuant to a previously deferred stock award.

F4 · derivative.expiration_date: These securities were automatically converted to shares of Class A common stock on the transaction date pursuant to a previously deferred stock award.

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January 03, 2017 Filed Jan 5, 2017 20:48 UTC
RODIN JUDITHDirector
Exercise / conversionClass A Common Stock 1,868 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000667 · doc4.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,287.366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on settlement of phantom stock. The reporting person received cash for the fractional shares.

F2 · price: The price is $0.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.