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COMCAST CORP

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SEC CIK
0001166691
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833

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 4, 2020 20:41 UTC GrantRestricted Stock Units · Derivative 70,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · derivative · entry 16

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,959

Underlying: Class A Common Stock · 70,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The restricted shares vest as follows: 16,420 shares vest on 1st, 2nd and 3rd anniversaries of the date of the grant, and 5,820 shares vest on the 4th anniversary of the date of the grant and 15,520 shares vest on the 5th anniversary of the date of the grant (March 2, 2020).

F3 · derivative.expiration_date: The restricted shares vest as follows: 16,420 shares vest on 1st, 2nd and 3rd anniversaries of the date of the grant, and 5,820 shares vest on the 4th anniversary of the date of the grant and 15,520 shares vest on the 5th anniversary of the date of the grant (March 2, 2020).

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:41 UTC Tax withholdingClass A Common Stock 9,963 $42.52 $423,626.76
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 10

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,920

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:41 UTC Exercise / conversionClass A Common Stock 18,720 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 9

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:36 UTC
Reid Thomas J.Sr EVP, GC and Secretary
GrantRestricted Stock Units · Derivative 52,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004321 · doc4.xml · derivative · entry 2

Reid Thomas J. · CIK 0001771223 · Sr EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,900

Underlying: Class A Common Stock · 52,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of grant (March 2, 2020), respectively.

F3 · derivative.expiration_date: The restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of grant (March 2, 2020), respectively.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:36 UTC
Reid Thomas J.Sr EVP, GC and Secretary
GrantOption to Purchase · Derivative 344,700 $0.00 Strike: $42.52 $0.00
Disclosure

SEC source: 0001225208-20-004321 · doc4.xml · derivative · entry 1

Reid Thomas J. · CIK 0001771223 · Sr EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,700

Underlying: Class A Common Stock · 344,700 shares

Expires 2030-03-01

F1 · derivative.exercise_date: The options were granted on March 2, 2020 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:32 UTC GrantOption to Purchase · Derivative 643,100 $0.00 Strike: $42.52 $0.00
Disclosure

SEC source: 0001225208-20-004319 · doc4.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,100

Underlying: Class A Common Stock · 643,100 shares

Expires 2030-03-01

F1 · derivative.exercise_date: The options were granted on March 2, 2020 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:30 UTC GrantOption to Purchase · Derivative 1,079,700 $0.00 Strike: $42.52 $0.00
Disclosure

SEC source: 0001225208-20-004318 · doc4.xml · derivative · entry 1

Cavanagh Michael J · CIK 0001304481 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,700

Underlying: Class A Common Stock · 1,079,700 shares

Expires 2030-03-01

F1 · derivative.exercise_date: The options were granted on March 2, 2020 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionRestricted Stock Units · Derivative 29,408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · derivative · entry 16

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,277

Underlying: Class A Common Stock · 29,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
GrantOption to Purchase · Derivative 574,300 $0.00 Strike: $42.52 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · derivative · entry 15

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,300

Underlying: Class A Common Stock · 574,300 shares

Expires 2030-03-01

F3 · derivative.exercise_date: The options were granted on March 2, 2020 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Tax withholdingClass A Common Stock 14,581 $42.52 $619,984.12
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 10

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,666.971

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionClass A Common Stock 29,408 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 9

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,247.971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 7,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · derivative · entry 15

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,359

Underlying: Class A Common Stock · 7,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 6,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · derivative · entry 14

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,457

Underlying: Class A Common Stock · 6,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 5,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · derivative · entry 13

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,787

Underlying: Class A Common Stock · 5,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 5,589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · derivative · entry 12

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,535

Underlying: Class A Common Stock · 5,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Tax withholdingClass A Common Stock 3,778 $40.43 $152,744.54
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 8

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,163

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Tax withholdingClass A Common Stock 3,369 $40.43 $136,208.67
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 7

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,941

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Tax withholdingClass A Common Stock 3,060 $40.43 $123,715.80
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 6

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,310

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Tax withholdingClass A Common Stock 2,975 $40.43 $120,279.25
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 5

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,370

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Exercise / conversionClass A Common Stock 5,589 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 4

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Exercise / conversionClass A Common Stock 5,748 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 3

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Exercise / conversionClass A Common Stock 6,330 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 2

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:41 UTC Exercise / conversionClass A Common Stock 7,098 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004323 · doc4.xml · nonDerivative · entry 1

Miller Adam Louis · CIK 0001803493 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionRestricted Stock Units · Derivative 11,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · derivative · entry 14

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,685

Underlying: Class A Common Stock · 11,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionRestricted Stock Units · Derivative 10,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · derivative · entry 13

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,833

Underlying: Class A Common Stock · 10,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionRestricted Stock Units · Derivative 9,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · derivative · entry 12

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,096

Underlying: Class A Common Stock · 9,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionRestricted Stock Units · Derivative 9,591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · derivative · entry 11

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,074

Underlying: Class A Common Stock · 9,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Tax withholdingClass A Common Stock 5,528 $40.43 $223,497.04
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 8

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,839.971

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Tax withholdingClass A Common Stock 5,089 $40.43 $205,748.27
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 7

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,367.971

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Tax withholdingClass A Common Stock 4,948 $40.43 $200,047.64
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 6

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,456.971

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Tax withholdingClass A Common Stock 4,756 $40.43 $192,285.08
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 5

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,404.971

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionClass A Common Stock 9,591 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 4

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,160.971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionClass A Common Stock 9,978 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 3

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,569.971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionClass A Common Stock 10,263 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 2

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,591.971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 20:25 UTC
SHELL JEFFCEO - NBCUniversal
Exercise / conversionClass A Common Stock 11,148 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004316 · doc4.xml · nonDerivative · entry 1

SHELL JEFF · CIK 0001247485 · CEO - NBCUniversal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,328.971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:01 UTC
Murdock Daniel C.SVP & Chief Accounting Officer
SaleClass A Common Stock 1,176 $45.80 $53,860.80
Disclosure

SEC source: 0001225208-20-003260 · doc4.xml · nonDerivative · entry 1

Murdock Daniel C. · CIK 0001698551 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,653.923

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 19:43 UTC
ROBERTS BRIAN LDirector · Chairman of Board, Pres. & CEO
GrantRestricted Stock Units · Derivative 132,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002928 · doc4.xml · derivative · entry 1

ROBERTS BRIAN L · CIK 0001063948 · Director · Chairman of Board, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,926

Underlying: Class A Common Stock · 132,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

F2 · derivative.expiration_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 19:52 UTC GrantRestricted Stock Units · Derivative 80,300 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002931 · doc4.xml · derivative · entry 1

WATSON DAVID N · CIK 0001276908 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,522

Underlying: Class A Common Stock · 80,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

F2 · derivative.expiration_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 19:49 UTC GrantRestricted Stock Units · Derivative 92,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002930 · doc4.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,035

Underlying: Class A Common Stock · 92,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

F2 · derivative.expiration_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

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February 18, 2020 Filed Feb 20, 2020 19:46 UTC GrantRestricted Stock Units · Derivative 166,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002929 · doc4.xml · derivative · entry 1

Cavanagh Michael J · CIK 0001304481 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,582

Underlying: Class A Common Stock · 166,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

F2 · derivative.expiration_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

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February 17, 2020 Filed Feb 20, 2020 19:43 UTC
Murdock Daniel C.SVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,860 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002927 · doc4.xml · derivative · entry 3

Murdock Daniel C. · CIK 0001698551 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Underlying: Class A Common Stock · 1,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F3 · derivative.expiration_date: These restricted stock units vest on the transaction date.

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February 17, 2020 Filed Feb 20, 2020 19:43 UTC
Murdock Daniel C.SVP & Chief Accounting Officer
Tax withholdingClass A Common Stock 684 $46.09 $31,525.56
Disclosure

SEC source: 0001225208-20-002927 · doc4.xml · nonDerivative · entry 2

Murdock Daniel C. · CIK 0001698551 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,829.923

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February 17, 2020 Filed Feb 20, 2020 19:43 UTC
Murdock Daniel C.SVP & Chief Accounting Officer
Exercise / conversionClass A Common Stock 1,860 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002927 · doc4.xml · nonDerivative · entry 1

Murdock Daniel C. · CIK 0001698551 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,513.923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price is $0.00.

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February 06, 2020 Filed Feb 7, 2020 21:22 UTC
ROBERTS BRIAN LDirector · Chairman of Board, Pres. & CEO
Exercise / conversionOption to Purchase · Derivative 1,166,000 $9.17 Strike: $9.17 $10,692,220.00
Disclosure

SEC source: 0001225208-20-001812 · doc4.xml · derivative · entry 8

ROBERTS BRIAN L · CIK 0001063948 · Director · Chairman of Board, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,166,000 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

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February 06, 2020 Filed Feb 7, 2020 21:22 UTC
ROBERTS BRIAN LDirector · Chairman of Board, Pres. & CEO
Tax withholdingClass A Common Stock 652,294 $44.96 $29,323,876.77
Disclosure

SEC source: 0001225208-20-001812 · doc4.xml · nonDerivative · entry 3

ROBERTS BRIAN L · CIK 0001063948 · Director · Chairman of Board, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,967,172

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February 06, 2020 Filed Feb 7, 2020 21:22 UTC
ROBERTS BRIAN LDirector · Chairman of Board, Pres. & CEO
SaleClass A Common Stock 513,706 $44.64 $22,931,322.13
Disclosure

SEC source: 0001225208-20-001812 · doc4.xml · nonDerivative · entry 2

ROBERTS BRIAN L · CIK 0001063948 · Director · Chairman of Board, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,619,466

F1 · price: This transaction was executed in multiple trades at prices ranging from $44.40 to $44.97. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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February 06, 2020 Filed Feb 7, 2020 21:22 UTC
ROBERTS BRIAN LDirector · Chairman of Board, Pres. & CEO
Exercise / conversionClass A Common Stock 1,166,000 $9.17 $10,692,220.00
Disclosure

SEC source: 0001225208-20-001812 · doc4.xml · nonDerivative · entry 1

ROBERTS BRIAN L · CIK 0001063948 · Director · Chairman of Board, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,133,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:47 UTC Exercise / conversionPhantom Stock · Derivative 7,064 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000888 · doc4.xml · derivative · entry 6

BONOVITZ SHELDON M · CIK 0001203700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These securities convert on a one-to-one basis.

F4 · derivative.exercise_date: These securities were automatically converted to shares of Class A common stock on the transaction date pursuant to a previously deferred stock award.

F4 · derivative.expiration_date: These securities were automatically converted to shares of Class A common stock on the transaction date pursuant to a previously deferred stock award.

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January 15, 2020 Filed Jan 17, 2020 19:47 UTC Exercise / conversionPhantom Stock · Derivative 4,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000888 · doc4.xml · derivative · entry 5

BONOVITZ SHELDON M · CIK 0001203700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,064

Underlying: Class A Common Stock · 4,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These securities convert on a one-to-one basis.

F4 · derivative.exercise_date: These securities were automatically converted to shares of Class A common stock on the transaction date pursuant to a previously deferred stock award.

F4 · derivative.expiration_date: These securities were automatically converted to shares of Class A common stock on the transaction date pursuant to a previously deferred stock award.

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January 15, 2020 Filed Jan 17, 2020 19:47 UTC Exercise / conversionClass A Common Stock 4,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000888 · doc4.xml · nonDerivative · entry 2

BONOVITZ SHELDON M · CIK 0001203700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,705.5552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on settlement of phantom stock. The reporting person received cash for the fractional shares.

F2 · price: The price is $0.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.