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Nasdaq · USD

CCLD

CareCloud, Inc.

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Tapewire entity
6780
SEC CIK
0001582982
Parsed reports
405

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 14, 2017 Filed Apr 14, 2017 20:30 UTC
KORN BILLChief Financial Officer
Tax withholdingSeries A Cumulative Redeemable Perpetual Preferred Stock 2,500 $23.06 $57,650.00
Disclosure

SEC source: 0001493152-17-003891 · form4.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

F2 · kind: The Series A Preferred Stock has no expiration date and is subject to all of the rights and obligations set forth in the Company's amended and restated certificate of incorporation, certificate of designations of the Series A Preferred Stock, and amended and restated bylaws.

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of Preferred Stock. This is not an open market sale of securities.

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April 14, 2017 Filed Apr 14, 2017 20:30 UTC
KORN BILLChief Financial Officer
GrantSeries A Cumulative Redeemable Perpetual Preferred Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003891 · form4.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

F1 · shares: Series A Preferred Stock awarded under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 17:54 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003570 · form4.xml · derivative · entry 3

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 17:54 UTC OtherCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003570 · form4.xml · nonDerivative · entry 2

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F2 · kind: Represents 1,500 shares of the conversion transferred to an ex-spouse pursuant to a Separation Agreement.

F2 · price: Represents 1,500 shares of the conversion transferred to an ex-spouse pursuant to a Separation Agreement.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 17:54 UTC Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003570 · form4.xml · nonDerivative · entry 1

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003569 · form4.xml · derivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:48 UTC Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003569 · form4.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:45 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003568 · form4.xml · derivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:45 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003568 · form4.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:40 UTC
SNYDER STEPHEN ANDREWDirector · President
Exercise / conversionRestricted Stock Unit · Derivative 33,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003567 · form4.xml · derivative · entry 3

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:40 UTC
SNYDER STEPHEN ANDREWDirector · President
Tax withholdingCommon Stock 8,334 $0.68 $5,667.12
Disclosure

SEC source: 0001493152-17-003567 · form4.xml · nonDerivative · entry 2

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,000

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:40 UTC
SNYDER STEPHEN ANDREWDirector · President
Exercise / conversionCommon Stock 33,334 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003567 · form4.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:38 UTC
KORN BILLChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003566 · form4.xml · derivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:38 UTC
KORN BILLChief Financial Officer
Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-003566 · form4.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 4, 2017. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person

Read SEC document
January 04, 2017 Filed Jan 5, 2017 13:00 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-17-000156 · form4.xml · derivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on January 4, 2017. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest in equal annual installments on each of the next two anniversaries of January 4, 2017.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 4, 2017. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest in equal annual installments on each of the next two anniversaries of January 4, 2017.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on January 4, 2017. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest in equal annual installments on each of the next two anniversaries of January 4, 2017.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on January 4, 2017. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest in equal annual installments on each of the next two anniversaries of January 4, 2017.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 13:00 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-000156 · form4.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 4, 2017. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest in equal annual installments on each of the next two anniversaries of January 4, 2017.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 14:25 UTC
HAQ MAHMUD ULDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 90,000 $0.97 $87,030.00
Disclosure

SEC source: 0001493152-16-015169 · form4.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,987,070

Read SEC document
November 14, 2016 Filed Nov 15, 2016 14:48 UTC
HAQ MAHMUD ULDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $0.90 $898.00
Disclosure

SEC source: 0001493152-16-015018 · form4.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,897,070

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:19 UTC OtherCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-014739 · form4.xml · nonDerivative · entry 2

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

F2 · kind: Represents 6,000 shares of the award transferred to an ex-spouse pursuant to a Separation Agreement.

F2 · shares: Represents 6,000 shares of the award transferred to an ex-spouse pursuant to a Separation Agreement.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:19 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-014739 · form4.xml · nonDerivative · entry 1

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: Restricted Stock Award awarded under the Company's 2014 Equity Incentive Plan, which vests fully on December 31, 2016.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:18 UTC
BUSQUET ANNEDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-014736 · form4.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,350

F1 · shares: Restricted Stock Award awarded under the Company's 2014 Equity Incentive Plan, which vests fully on December 31, 2016.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:22 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-014742 · form4.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · shares: Restricted Stock Award awarded under the Company's 2014 Equity Incentive Plan, which vests fully on December 31, 2016.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:21 UTC
DALY JOHN NDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-014741 · form4.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · shares: Restricted Stock Award awarded under the Company's 2014 Equity Incentive Plan, which vests fully on December 31, 2016.

Read SEC document
September 29, 2016 Filed Sep 30, 2016 20:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-16-013755 · form4.xml · derivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on September 29, 2016. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 29, 2017.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 29, 2016. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 29, 2017.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on September 29, 2016. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 29, 2017.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on September 29, 2016. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 29, 2017.

Read SEC document
September 29, 2016 Filed Sep 30, 2016 20:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-013755 · form4.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 29, 2016. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 29, 2017.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 08:03 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-16-013412 · form4.xml · derivative · entry 3

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 08:03 UTC OtherCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-013412 · form4.xml · nonDerivative · entry 2

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F2 · kind: Represents 1,500 shares of the conversion transferred to an ex-spouse pursuant to a Separation Agreement.

F2 · price: Represents 1,500 shares of the conversion transferred to an ex-spouse pursuant to a Separation Agreement.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 08:03 UTC Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-013412 · form4.xml · nonDerivative · entry 1

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016; 1,500 shares of the conversion were transferred to an ex-spouse pursuant to a Separation Agreement. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 12:12 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-16-013416 · form4.xml · derivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

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September 15, 2016 Filed Sep 19, 2016 12:12 UTC Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-013416 · form4.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

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September 15, 2016 Filed Sep 19, 2016 12:07 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-16-013414 · form4.xml · derivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

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September 15, 2016 Filed Sep 19, 2016 12:07 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-16-013414 · form4.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 15, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on September 15, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.