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CCI

CROWN CASTLE INC.

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3127
SEC CIK
0001051470
Parsed reports
474

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2019 Filed Aug 22, 2019 22:15 UTC GiftCommon Stock $0.01 Par Value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000155 · wf-form4_156651212044885.xml · nonDerivative · entry 2

HUTCHESON EDWARD C JR · CIK 0001183834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,450

F1 · balance_after: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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August 21, 2019 Filed Aug 22, 2019 22:15 UTC GiftCommon Stock $0.01 Par Value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000155 · wf-form4_156651212044885.xml · nonDerivative · entry 1

HUTCHESON EDWARD C JR · CIK 0001183834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,695

Read SEC document
August 16, 2019 Filed Aug 16, 2019 20:28 UTC
Collins Robert SeanVice President and Controller
SaleCommon Stock, $0.01 Par Value 1,000 $143.34 $143,340.00
Disclosure

SEC source: 0001051470-19-000153 · wf-form4_156598730924969.xml · nonDerivative · entry 1

Collins Robert Sean · CIK 0001590197 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616

Read SEC document
July 23, 2019 Filed Jul 25, 2019 17:38 UTC PurchaseCommon Stock, $0.01 Par Value 100 $127.18 $12,717.50
Disclosure

SEC source: 0001051470-19-000144 · wf-form4_156409067955310.xml · nonDerivative · entry 7

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,100

Read SEC document
July 23, 2019 Filed Jul 25, 2019 17:38 UTC PurchaseCommon Stock, $0.01 Par Value 100 $127.29 $12,729.00
Disclosure

SEC source: 0001051470-19-000144 · wf-form4_156409067955310.xml · nonDerivative · entry 6

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By child trust 5

Disclosed balance after: 100

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 17:38 UTC PurchaseCommon Stock, $0.01 Par Value 2,000 $127.33 $254,660.60
Disclosure

SEC source: 0001051470-19-000144 · wf-form4_156409067955310.xml · nonDerivative · entry 5

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By child trust 4

Disclosed balance after: 7,000

F6 · price: Represents the weighted average price of sales transacted on July 23, 2019; such sales were conducted through various transactions at sales prices ranging from $127.3159 to $127.3490 per share.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 17:38 UTC PurchaseCommon Stock, $0.01 Par Value 200 $127.25 $25,449.90
Disclosure

SEC source: 0001051470-19-000144 · wf-form4_156409067955310.xml · nonDerivative · entry 4

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By child trust 3

Disclosed balance after: 2,200

F5 · price: Represents the weighted average price of sales transacted on July 23, 2019; such sales were conducted through various transactions at sales prices ranging from $127.2490 to $127.2499 per share.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 17:38 UTC PurchaseCommon Stock, $0.01 Par Value 2,000 $127.27 $254,533.00
Disclosure

SEC source: 0001051470-19-000144 · wf-form4_156409067955310.xml · nonDerivative · entry 3

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By child trust 2

Disclosed balance after: 4,000

F4 · price: Represents the weighted average price of sales transacted on July 23, 2019; such sales were conducted through various transactions at sales prices ranging from $127.2590 to $127.2718 per share.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 17:38 UTC PurchaseCommon Stock, $0.01 Par Value 2,000 $127.28 $254,567.80
Disclosure

SEC source: 0001051470-19-000144 · wf-form4_156409067955310.xml · nonDerivative · entry 2

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By child trust 1

Disclosed balance after: 4,000

F2 · price: Represents the weighted average price of sales transacted on July 23, 2019; such sales were conducted through various transactions at sales prices ranging from $127.2760 to $127.2917 per share.

F3 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 17:38 UTC PurchaseCommon Stock, $0.01 Par Value 9,900 $127.35 $1,260,803.61
Disclosure

SEC source: 0001051470-19-000144 · wf-form4_156409067955310.xml · nonDerivative · entry 1

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,617

F1 · price: Represents the weighted average price of sales transacted on July 23, 2019; such sales were conducted through various transactions at sales prices ranging from $127.2200 to $127.4838 per share.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:24 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionTime RSUs · Derivative 4,773 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000137 · wf-form4_155968344238721.xml · derivative · entry 5

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnote below.

F5 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on June 1 of each of 2017, 2018 and 2019.

F5 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on June 1 of each of 2017, 2018 and 2019.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:24 UTC
Brown Jay A.Director · President and CEO
Tax withholdingCommon Stock, $0.01 Par Value 1,879 $130.01 $244,288.79
Disclosure

SEC source: 0001051470-19-000137 · wf-form4_155968344238721.xml · nonDerivative · entry 2

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,886

F1 · shares: Represents shares withheld by the issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e).

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:24 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionCommon Stock, $0.01 Par Value 4,773 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000137 · wf-form4_155968344238721.xml · nonDerivative · entry 1

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2019 Filed Sep 6, 2019 21:39 UTC
Ackerman Robert CarlSVP-COO-Towers and Small Cell
OtherCommon Stock $0.01 Par Value 203 $126.12 $25,602.36
Disclosure

SEC source: 0001051470-19-000157 · wf-form4_156780597065814.xml · nonDerivative · entry 1

Ackerman Robert Carl · CIK 0001716196 · SVP-COO-Towers and Small Cell

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(K) Plan

Disclosed balance after: 0

F1 · shares: Includes shares acquired in transactions exempt under Rule 16b-3(c) since the date of the Reporting Person's last ownership report.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:08 UTC
Collins Robert SeanVice President and Controller
SaleCommon Stock, $0.01 Par Value 1,200 $125.19 $150,223.44
Disclosure

SEC source: 0001051470-19-000121 · wf-form4_155864569564502.xml · nonDerivative · entry 1

Collins Robert Sean · CIK 0001590197 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:15 UTC PurchaseCommon Stock, $0.01 Par Value 100 $123.35 $12,335.00
Disclosure

SEC source: 0001051470-19-000112 · wf-form4_155623413752706.xml · nonDerivative · entry 7

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for grandchild under UTMA 2

Disclosed balance after: 300

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:15 UTC PurchaseCommon Stock, $0.01 Par Value 100 $123.35 $12,335.00
Disclosure

SEC source: 0001051470-19-000112 · wf-form4_155623413752706.xml · nonDerivative · entry 6

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for grandchild under UTMA 1

Disclosed balance after: 300

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:15 UTC PurchaseCommon Stock, $0.01 Par Value 5,000 $123.10 $615,509.00
Disclosure

SEC source: 0001051470-19-000112 · wf-form4_155623413752706.xml · nonDerivative · entry 5

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By child trust 4

Disclosed balance after: 5,000

F5 · price: Represents the weighted average price of sales transacted on April 24, 2019; such sales were conducted through various transactions at sales prices ranging from $123.0300 to $123.2080 per share.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:15 UTC PurchaseCommon Stock, $0.01 Par Value 2,000 $123.18 $246,356.80
Disclosure

SEC source: 0001051470-19-000112 · wf-form4_155623413752706.xml · nonDerivative · entry 4

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By child trust 3

Disclosed balance after: 2,000

F4 · price: Represents the weighted average price of sales transacted on April 24, 2019; such sales were conducted through various transactions at sales prices ranging from $123.1700 to $123.1935 per share.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:15 UTC PurchaseCommon Stock, $0.01 Par Value 1,600 $123.13 $197,000.32
Disclosure

SEC source: 0001051470-19-000112 · wf-form4_155623413752706.xml · nonDerivative · entry 3

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By child trust 2

Disclosed balance after: 2,000

F3 · price: Represents the weighted average price of sales transacted on April 24, 2019; such sales were conducted through various transactions at sales prices ranging from $123.0860 to $123.1599 per share.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:15 UTC PurchaseCommon Stock, $0.01 Par Value 1,000 $123.19 $123,190.30
Disclosure

SEC source: 0001051470-19-000112 · wf-form4_155623413752706.xml · nonDerivative · entry 2

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By child trust 1

Disclosed balance after: 2,000

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:15 UTC PurchaseCommon Stock, $0.01 Par Value 8,550 $123.13 $1,052,737.56
Disclosure

SEC source: 0001051470-19-000112 · wf-form4_155623413752706.xml · nonDerivative · entry 1

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,717

F1 · price: Represents the weighted average price of sales transacted on April 24, 2019; such sales were conducted through various transactions at sales prices ranging from $122.9200 to $123.3600 per share.

Read SEC document
April 01, 2019 Filed Apr 1, 2019 22:25 UTC
SCHLANGER DANIEL KSVP & Chief Financial Officer
Exercise / conversionTime RSUs · Derivative 5,740 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000102 · wf-form4_155415751072741.xml · derivative · entry 4

SCHLANGER DANIEL K · CIK 0001376754 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnote below.

F4 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on April 1 of each of 2017, 2018 and 2019.

F4 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on April 1 of each of 2017, 2018 and 2019.

Read SEC document
April 01, 2019 Filed Apr 1, 2019 22:25 UTC
SCHLANGER DANIEL KSVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.01 Par Value 2,259 $128.00 $289,152.00
Disclosure

SEC source: 0001051470-19-000102 · wf-form4_155415751072741.xml · nonDerivative · entry 2

SCHLANGER DANIEL K · CIK 0001376754 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,830

F1 · shares: Represents shares withheld by the issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16 (b) pursuant to Rule 16b-3(e).

Read SEC document
April 01, 2019 Filed Apr 1, 2019 22:25 UTC
SCHLANGER DANIEL KSVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.01 Par Value 5,740 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000102 · wf-form4_155415751072741.xml · nonDerivative · entry 1

SCHLANGER DANIEL K · CIK 0001376754 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:23 UTC
Brown Jay A.Director · President and CEO
GiftCommon Stock, $0.01 Par Value 8,500 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000093 · wf-form4_155259859154742.xml · nonDerivative · entry 1

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,992

Read SEC document
February 26, 2019 Filed Feb 27, 2019 22:47 UTC
Simon Kenneth JaySVP and General Counsel
SaleCommon Stock, $0.01 Par Value 2,000 $118.38 $236,751.60
Disclosure

SEC source: 0001051470-19-000091 · wf-form4_155130760807259.xml · nonDerivative · entry 1

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,767

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:34 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
SaleCommon Stock $0.01 Par Value 2,500 $120.06 $300,150.00
Disclosure

SEC source: 0001051470-19-000076 · wf-form4_155114123198161.xml · nonDerivative · entry 1

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,471

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:15 UTC GrantCommon Stock, $0.01 Par Value 2,345 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000070 · wf-form4_155114012658189.xml · nonDerivative · entry 1

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,167

F1 · shares: The stock is issued pursuant to the Company's 2013 stock incentive plan as a component of non-employee director compensation.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 18:11 UTC GrantCommon Stock $0.01 Par Value 1,508 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000054 · wf-form4_155113629764955.xml · nonDerivative · entry 1

GARRISON ROBERT E II · CIK 0001013961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,608

F1 · shares: The stock is issued pursuant to the Company's 2013 stock incentive plan as a component of non-employee director compensation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:05 UTC
Ackerman Robert CarlSVP-COO-Towers and Small Cell
GrantPerformance RSUs. · Derivative 15,326 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000086 · wf-form4_155114312651845.xml · derivative · entry 3

Ackerman Robert Carl · CIK 0001716196 · SVP-COO-Towers and Small Cell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,326

Underlying: Common Stock · 15,326 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

F4 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:05 UTC
Ackerman Robert CarlSVP-COO-Towers and Small Cell
GrantPerformance RSUs · Derivative 8,630 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000086 · wf-form4_155114312651845.xml · derivative · entry 2

Ackerman Robert Carl · CIK 0001716196 · SVP-COO-Towers and Small Cell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,630

Underlying: Common Stock · 8,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F3 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

F3 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:05 UTC
Ackerman Robert CarlSVP-COO-Towers and Small Cell
GrantTime RSUs · Derivative 8,063 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000086 · wf-form4_155114312651845.xml · derivative · entry 1

Ackerman Robert Carl · CIK 0001716196 · SVP-COO-Towers and Small Cell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,063

Underlying: Common Stock · 8,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F2 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F2 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:01 UTC
Collins Robert SeanVice President and Controller
GrantPerformance RSUs. · Derivative 2,617 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000084 · wf-form4_155114286435517.xml · derivative · entry 3

Collins Robert Sean · CIK 0001590197 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617

Underlying: Common Stock · 2,617 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

F4 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:01 UTC
Collins Robert SeanVice President and Controller
GrantPerformance RSUs · Derivative 1,474 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000084 · wf-form4_155114286435517.xml · derivative · entry 2

Collins Robert Sean · CIK 0001590197 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474

Underlying: Common Stock · 1,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F3 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

F3 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:01 UTC
Collins Robert SeanVice President and Controller
GrantTime RSUs · Derivative 1,377 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000084 · wf-form4_155114286435517.xml · derivative · entry 1

Collins Robert Sean · CIK 0001590197 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377

Underlying: Common Stock · 1,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F2 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F2 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:57 UTC
Young James DSVP & COO - Fiber
GrantPerformance RSUs. · Derivative 16,719 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000082 · wf-form4_155114266087237.xml · derivative · entry 3

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,719

Underlying: Common Stock · 16,719 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

F4 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:57 UTC
Young James DSVP & COO - Fiber
GrantPerformance RSUs · Derivative 9,415 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000082 · wf-form4_155114266087237.xml · derivative · entry 2

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,415

Underlying: Common Stock · 9,415 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F3 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

F3 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:57 UTC
Young James DSVP & COO - Fiber
GrantTime RSUs · Derivative 8,796 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000082 · wf-form4_155114266087237.xml · derivative · entry 1

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,796

Underlying: Common Stock · 8,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F2 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F2 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:54 UTC
SCHLANGER DANIEL KSVP & Chief Financial Officer
GrantPerformance RSUs. · Derivative 15,326 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000080 · wf-form4_155114245834404.xml · derivative · entry 3

SCHLANGER DANIEL K · CIK 0001376754 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,326

Underlying: Common Stock · 15,326 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

F4 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:54 UTC
SCHLANGER DANIEL KSVP & Chief Financial Officer
GrantPerformance RSUs · Derivative 8,630 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000080 · wf-form4_155114245834404.xml · derivative · entry 2

SCHLANGER DANIEL K · CIK 0001376754 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,630

Underlying: Common Stock · 8,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F3 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

F3 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:54 UTC
SCHLANGER DANIEL KSVP & Chief Financial Officer
GrantTime RSUs · Derivative 8,063 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000080 · wf-form4_155114245834404.xml · derivative · entry 1

SCHLANGER DANIEL K · CIK 0001376754 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,063

Underlying: Common Stock · 8,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F2 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F2 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:50 UTC
Brown Jay A.Director · President and CEO
GrantPerformance RSUs. · Derivative 49,043 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000078 · wf-form4_155114223024956.xml · derivative · entry 3

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,043

Underlying: Common Stock · 49,043 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

F4 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:50 UTC
Brown Jay A.Director · President and CEO
GrantPerformance RSUs · Derivative 27,618 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000078 · wf-form4_155114223024956.xml · derivative · entry 2

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,618

Underlying: Common Stock · 27,618 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F3 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

F3 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:50 UTC
Brown Jay A.Director · President and CEO
GrantTime RSUs · Derivative 25,804 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000078 · wf-form4_155114223024956.xml · derivative · entry 1

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,804

Underlying: Common Stock · 25,804 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F2 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F2 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:34 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
GrantPerformance RSUs. · Derivative 10,310 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000076 · wf-form4_155114123198161.xml · derivative · entry 5

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,310

Underlying: Common Stock · 10,310 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F5 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

F5 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:34 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
GrantPerformance RSUs · Derivative 5,806 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000076 · wf-form4_155114123198161.xml · derivative · entry 4

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,806

Underlying: Common Stock · 5,806 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

F4 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:34 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
GrantTime RSUs · Derivative 5,424 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000076 · wf-form4_155114123198161.xml · derivative · entry 3

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,424

Underlying: Common Stock · 5,424 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F3 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F3 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 00:25 UTC
Simon Kenneth JaySVP and General Counsel
GrantPerformance RSUs. · Derivative 12,818 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000074 · wf-form4_155114071916083.xml · derivative · entry 3

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,818

Underlying: Common Stock · 12,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

F4 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized TSR for the three-year period ending December 31, 2021. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

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February 21, 2019 Filed Feb 26, 2019 00:25 UTC
Simon Kenneth JaySVP and General Counsel
GrantPerformance RSUs · Derivative 7,218 $0.00 $0.00
Disclosure

SEC source: 0001051470-19-000074 · wf-form4_155114071916083.xml · derivative · entry 2

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,218

Underlying: Common Stock · 7,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F3 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

F3 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2022 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2021. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.