Tapewire

NYSE · USD

CCI

CROWN CASTLE INC.

Export transactions ↓
Tapewire entity
3127
SEC CIK
0001051470
Parsed reports
474

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2020 Filed Feb 24, 2020 23:31 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
GrantPerformance RSUs. · Derivative 9,826 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000029 · wf-form4_158258707466917.xml · derivative · entry 3

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,826

Underlying: Common Stock · 9,826 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2023 based on the Company's annualized TSR for the three-year period ending December 31, 2022. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

F4 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2023 based on the Company's annualized TSR for the three-year period ending December 31, 2022. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:31 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
GrantPerformance RSUs · Derivative 5,066 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000029 · wf-form4_158258707466917.xml · derivative · entry 2

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,066

Underlying: Common Stock · 5,066 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F3 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2023 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2022. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

F3 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2023 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2022. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:31 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
GrantTime RSUs · Derivative 4,087 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000029 · wf-form4_158258707466917.xml · derivative · entry 1

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,087

Underlying: Common Stock · 4,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F2 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2021, 2022 and 2023.

F2 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2021, 2022 and 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:26 UTC
Young James DSVP & COO - Fiber
GrantPerformance RSUs. · Derivative 15,118 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000027 · wf-form4_158258674396070.xml · derivative · entry 3

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,118

Underlying: Common Stock · 15,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2023 based on the Company's annualized TSR for the three-year period ending December 31, 2022. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

F4 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2023 based on the Company's annualized TSR for the three-year period ending December 31, 2022. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:26 UTC
Young James DSVP & COO - Fiber
GrantPerformance RSUs · Derivative 7,793 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000027 · wf-form4_158258674396070.xml · derivative · entry 2

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,793

Underlying: Common Stock · 7,793 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F3 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2023 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2022. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

F3 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2023 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2022. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:26 UTC
Young James DSVP & COO - Fiber
GrantTime RSUs · Derivative 6,287 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000027 · wf-form4_158258674396070.xml · derivative · entry 1

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,287

Underlying: Common Stock · 6,287 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F2 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2021, 2022 and 2023.

F2 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2021, 2022 and 2023.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:32 UTC
Simon Kenneth JaySVP and General Counsel
Exercise / conversionTime RSUs · Derivative 2,248 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000025 · wf-form4_158232793612421.xml · derivative · entry 11

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 2,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F9 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F9 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:32 UTC
Simon Kenneth JaySVP and General Counsel
Exercise / conversionTime RSUs · Derivative 2,513 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000025 · wf-form4_158232793612421.xml · derivative · entry 10

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F8 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

F8 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:32 UTC
Simon Kenneth JaySVP and General Counsel
Exercise / conversionTime RSUs · Derivative 2,901 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000025 · wf-form4_158232793612421.xml · derivative · entry 9

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F7 · derivative.exercise_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

F7 · derivative.expiration_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:32 UTC
Simon Kenneth JaySVP and General Counsel
Exercise / conversionPerformance RSUs · Derivative 30,157 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000025 · wf-form4_158232793612421.xml · derivative · entry 8

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F6 · derivative.exercise_date: 30,157 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited.

F6 · derivative.expiration_date: 30,157 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:32 UTC
Simon Kenneth JaySVP and General Counsel
Tax withholdingCommon Stock, $0.01 Par Value 13,993 $166.21 $2,325,776.53
Disclosure

SEC source: 0001051470-20-000025 · wf-form4_158232793612421.xml · nonDerivative · entry 5

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,593

F1 · shares: Represents shares withheld by the issurer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:32 UTC
Simon Kenneth JaySVP and General Counsel
Exercise / conversionCommon Stock, $0.01 Par Value 2,248 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000025 · wf-form4_158232793612421.xml · nonDerivative · entry 4

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:32 UTC
Simon Kenneth JaySVP and General Counsel
Exercise / conversionCommon Stock, $0.01 Par Value 2,513 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000025 · wf-form4_158232793612421.xml · nonDerivative · entry 3

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:32 UTC
Simon Kenneth JaySVP and General Counsel
Exercise / conversionCommon Stock, $0.01 Par Value 2,901 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000025 · wf-form4_158232793612421.xml · nonDerivative · entry 2

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:32 UTC
Simon Kenneth JaySVP and General Counsel
Exercise / conversionCommon Stock, $0.01 Par Value 30,157 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000025 · wf-form4_158232793612421.xml · nonDerivative · entry 1

Simon Kenneth Jay · CIK 0001659266 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:12 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
Exercise / conversionTime RSUs · Derivative 1,808 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000021 · wf-form4_158232675808127.xml · derivative · entry 10

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616

Underlying: Common Stock · 1,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F7 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F7 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:12 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
Exercise / conversionTime RSUs · Derivative 1,748 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000021 · wf-form4_158232675808127.xml · derivative · entry 9

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748

Underlying: Common Stock · 1,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F6 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

F6 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:12 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
Exercise / conversionTime RSUs · Derivative 1,289 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000021 · wf-form4_158232675808127.xml · derivative · entry 8

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F5 · derivative.exercise_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

F5 · derivative.expiration_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:12 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
Exercise / conversionPerformance RSUs · Derivative 13,403 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000021 · wf-form4_158232675808127.xml · derivative · entry 7

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 13,403 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited.

F4 · derivative.expiration_date: 13,403 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:12 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
Tax withholdingCommon Stock $0.01 Par Value 6,815 $166.21 $1,132,721.15
Disclosure

SEC source: 0001051470-20-000021 · wf-form4_158232675808127.xml · nonDerivative · entry 5

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,767

F1 · shares: Represents shares withheld by the issurer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:12 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
Exercise / conversionCommon Stock $0.01 Par Value 1,808 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000021 · wf-form4_158232675808127.xml · nonDerivative · entry 4

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:12 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
Exercise / conversionCommon Stock $0.01 Par Value 1,748 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000021 · wf-form4_158232675808127.xml · nonDerivative · entry 3

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:12 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
Exercise / conversionCommon Stock $0.01 Par Value 1,289 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000021 · wf-form4_158232675808127.xml · nonDerivative · entry 2

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:12 UTC
Kavanagh Michael JosephSVP & Chief Commercial Officer
Exercise / conversionCommon Stock $0.01 Par Value 13,403 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000021 · wf-form4_158232675808127.xml · nonDerivative · entry 1

Kavanagh Michael Joseph · CIK 0001691933 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:19 UTC
Kelley Philip MSenior VP, Corp Dev & Strategy
Exercise / conversionTime RSUs · Derivative 1,808 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000023 · wf-form4_158232717611804.xml · derivative · entry 10

Kelley Philip M · CIK 0001442369 · Senior VP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616

Underlying: Common Stock · 1,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F7 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F7 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:19 UTC
Kelley Philip MSenior VP, Corp Dev & Strategy
Exercise / conversionTime RSUs · Derivative 1,748 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000023 · wf-form4_158232717611804.xml · derivative · entry 9

Kelley Philip M · CIK 0001442369 · Senior VP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748

Underlying: Common Stock · 1,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F6 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

F6 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:19 UTC
Kelley Philip MSenior VP, Corp Dev & Strategy
Exercise / conversionTime RSUs · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000023 · wf-form4_158232717611804.xml · derivative · entry 8

Kelley Philip M · CIK 0001442369 · Senior VP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F5 · derivative.exercise_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

F5 · derivative.expiration_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:19 UTC
Kelley Philip MSenior VP, Corp Dev & Strategy
Exercise / conversionPerformance RSUs · Derivative 20,104 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000023 · wf-form4_158232717611804.xml · derivative · entry 7

Kelley Philip M · CIK 0001442369 · Senior VP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 20,104 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited

F4 · derivative.expiration_date: 20,104 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:19 UTC
Kelley Philip MSenior VP, Corp Dev & Strategy
Tax withholdingCommon Stock, $0.01 Par Value 9,190 $166.21 $1,527,469.90
Disclosure

SEC source: 0001051470-20-000023 · wf-form4_158232717611804.xml · nonDerivative · entry 5

Kelley Philip M · CIK 0001442369 · Senior VP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,829

F1 · shares: Represents shares withheld by the issurer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:19 UTC
Kelley Philip MSenior VP, Corp Dev & Strategy
Exercise / conversionCommon Stock, $0.01 Par Value 1,808 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000023 · wf-form4_158232717611804.xml · nonDerivative · entry 4

Kelley Philip M · CIK 0001442369 · Senior VP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:19 UTC
Kelley Philip MSenior VP, Corp Dev & Strategy
Exercise / conversionCommon Stock, $0.01 Par Value 1,748 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000023 · wf-form4_158232717611804.xml · nonDerivative · entry 3

Kelley Philip M · CIK 0001442369 · Senior VP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:19 UTC
Kelley Philip MSenior VP, Corp Dev & Strategy
Exercise / conversionCommon Stock, $0.01 Par Value 1,934 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000023 · wf-form4_158232717611804.xml · nonDerivative · entry 2

Kelley Philip M · CIK 0001442369 · Senior VP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:19 UTC
Kelley Philip MSenior VP, Corp Dev & Strategy
Exercise / conversionCommon Stock, $0.01 Par Value 20,104 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000023 · wf-form4_158232717611804.xml · nonDerivative · entry 1

Kelley Philip M · CIK 0001442369 · Senior VP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:02 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionTime RSUs · Derivative 8,601 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000017 · wf-form4_158232614786834.xml · derivative · entry 11

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,203

Underlying: Common Stock · 8,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F8 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F8 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:02 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionTime RSUs · Derivative 7,374 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000017 · wf-form4_158232614786834.xml · derivative · entry 10

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,374

Underlying: Common Stock · 7,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F7 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

F7 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:02 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionTime RSUs · Derivative 8,057 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000017 · wf-form4_158232614786834.xml · derivative · entry 9

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F6 · derivative.exercise_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

F6 · derivative.expiration_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:02 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionPerformance RSUs · Derivative 83,772 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000017 · wf-form4_158232614786834.xml · derivative · entry 8

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F5 · derivative.exercise_date: 83,772 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited.

F5 · derivative.expiration_date: 83,772 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:02 UTC
Brown Jay A.Director · President and CEO
Tax withholdingCommon Stock, $0.01 Par Value 41,518 $166.21 $6,900,706.78
Disclosure

SEC source: 0001051470-20-000017 · wf-form4_158232614786834.xml · nonDerivative · entry 5

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,172

F1 · shares: Represents shares withheld by the issurer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:02 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionCommon Stock, $0.01 Par Value 8,601 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000017 · wf-form4_158232614786834.xml · nonDerivative · entry 4

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:02 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionCommon Stock, $0.01 Par Value 7,374 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000017 · wf-form4_158232614786834.xml · nonDerivative · entry 3

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:02 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionCommon Stock, $0.01 Par Value 8,057 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000017 · wf-form4_158232614786834.xml · nonDerivative · entry 2

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:02 UTC
Brown Jay A.Director · President and CEO
Exercise / conversionCommon Stock, $0.01 Par Value 83,772 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000017 · wf-form4_158232614786834.xml · nonDerivative · entry 1

Brown Jay A. · CIK 0001434756 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:08 UTC
Young James DSVP & COO - Fiber
Exercise / conversionTime RSUs · Derivative 2,932 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000019 · wf-form4_158232648007635.xml · derivative · entry 10

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864

Underlying: Common Stock · 2,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F7 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

F7 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2019. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2020, 2021 and 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:08 UTC
Young James DSVP & COO - Fiber
Exercise / conversionTime RSUs · Derivative 3,496 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000019 · wf-form4_158232648007635.xml · derivative · entry 9

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496

Underlying: Common Stock · 3,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F6 · derivative.exercise_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

F6 · derivative.expiration_date: These Time RSUs were previously granted on February 21, 2018. 33 1/3% of the original grant amount of these Time RSUs vest on February 19 of each of 2019, 2020 and 2021.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:08 UTC
Young James DSVP & COO - Fiber
Exercise / conversionTime RSUs · Derivative 3,932 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000019 · wf-form4_158232648007635.xml · derivative · entry 8

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F5 · derivative.exercise_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

F5 · derivative.expiration_date: These Time RSUs were previously granted on February 16, 2017. 33 1/3% of the original grant amount of these Time RSUs vested on February 19 of each of 2018, 2019 and 2020.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:08 UTC
Young James DSVP & COO - Fiber
Exercise / conversionPerformance RSUs · Derivative 40,880 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000019 · wf-form4_158232648007635.xml · derivative · entry 7

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below.

F4 · derivative.exercise_date: 40,880 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited.

F4 · derivative.expiration_date: 40,880 Performance RSUs vested on February 19, 2020, based upon the Company's total stockholder return performance ranking relative to a peer group of companies approved by the Company's board of directors for the three year period ended February 16, 2020. The remainder of the original Performance RSUs granted in February 2017 did not vest on February 19, 2020 and were forfeited.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:08 UTC
Young James DSVP & COO - Fiber
Tax withholdingCommon Stock, $0.01 Par Value 22,414 $166.21 $3,725,430.94
Disclosure

SEC source: 0001051470-20-000019 · wf-form4_158232648007635.xml · nonDerivative · entry 5

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,679

F1 · shares: Represents shares withheld by the issurer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:08 UTC
Young James DSVP & COO - Fiber
Exercise / conversionCommon Stock, $0.01 Par Value 2,932 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000019 · wf-form4_158232648007635.xml · nonDerivative · entry 4

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:08 UTC
Young James DSVP & COO - Fiber
Exercise / conversionCommon Stock, $0.01 Par Value 3,496 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000019 · wf-form4_158232648007635.xml · nonDerivative · entry 3

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:08 UTC
Young James DSVP & COO - Fiber
Exercise / conversionCommon Stock, $0.01 Par Value 3,932 $0.00 $0.00
Disclosure

SEC source: 0001051470-20-000019 · wf-form4_158232648007635.xml · nonDerivative · entry 2

Young James D · CIK 0001340420 · SVP & COO - Fiber

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.