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CCCC

C4 Therapeutics, Inc.

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5503
SEC CIK
0001662579
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295

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2024 Filed Jun 21, 2024 20:08 UTC GrantStock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001662579-24-000058 · wk-form4_1719000491.xml · derivative · entry 1

Koppikar Utpal · CIK 0001742696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2034-06-19

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 20, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 20:07 UTC GrantStock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001662579-24-000055 · wk-form4_1719000414.xml · derivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2034-06-19

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 20, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 20:06 UTC GrantStock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001662579-24-000054 · wk-form4_1719000392.xml · derivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2034-06-19

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 20, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:46 UTC GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $4.66 $0.00
Disclosure

SEC source: 0001662579-24-000046 · wk-form4_1718138802.xml · derivative · entry 1

Cooper Ronald Harold Wilfred · CIK 0001676880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2034-06-06

F1 · derivative.exercise_date: 33% of the shares underlying this option shall vest and become exercisable on June 7, 2025, with the remainder vesting in eight equal quarterly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 16:34 UTC
Dubin GlennDirector
GrantCommon Stock 1,358 $8.10 $10,999.80
Disclosure

SEC source: 0001662579-24-000037 · wk-form4_1712090040.xml · nonDerivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,075

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 20:35 UTC GrantCommon Stock 1,389 $8.10 $11,250.90
Disclosure

SEC source: 0001662579-24-000038 · wk-form4_1712090101.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,351

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 20:33 UTC GrantCommon Stock 1,697 $8.10 $13,745.70
Disclosure

SEC source: 0001662579-24-000036 · wk-form4_1712089991.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,632

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on April 1, 2024.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 19:28 UTC
Boyle Scott NChief Business Officer
GrantStock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001662579-24-000032 · wk-form4_1709944127.xml · derivative · entry 2

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2032-01-02

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on January 3, 2023, with the remainder vesting in twelve equal quarterly installments thereafter.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 19:28 UTC
Boyle Scott NChief Business Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $33.23 $0.00
Disclosure

SEC source: 0001662579-24-000032 · wk-form4_1709944127.xml · derivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,000 shares

Expires 2032-01-02

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on January 3, 2023, with the remainder vesting in twelve equal quarterly installments thereafter.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 19:21 UTC
Adams KendraChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001662579-24-000026 · wk-form4_1709943708.xml · derivative · entry 2

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-02-13

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: This option vests and becomes exercisable in sixteen equal quarterly installments, with the first installment vested on May 14, 2022, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 19:21 UTC
Adams KendraChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001662579-24-000026 · wk-form4_1709943708.xml · derivative · entry 1

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2032-02-13

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: This option vests and becomes exercisable in sixteen equal quarterly installments, with the first installment vested on May 14, 2022, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:26 UTC
Fisher StewartChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 118,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001662579-24-000030 · wk-form4_1709943962.xml · derivative · entry 4

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,000

Underlying: Common Stock · 118,000 shares

Expires 2032-02-13

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:26 UTC
Fisher StewartChief Scientific Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 118,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001662579-24-000030 · wk-form4_1709943962.xml · derivative · entry 3

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,000 shares

Expires 2032-02-13

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:26 UTC
Fisher StewartChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 94,950 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001662579-24-000030 · wk-form4_1709943962.xml · derivative · entry 2

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,950

Underlying: Common Stock · 94,950 shares

Expires 2031-02-10

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: This option shall vest and become exercisable in 16 equal quarterly installments, with the first installment vesting on May 11, 2021.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:26 UTC
Fisher StewartChief Scientific Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 94,950 $0.00 Strike: $45.54 $0.00
Disclosure

SEC source: 0001662579-24-000030 · wk-form4_1709943962.xml · derivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,950 shares

Expires 2031-02-10

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: This option shall vest and become exercisable in 16 equal quarterly installments, with the first installment vesting on May 11, 2021.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:24 UTC
Schick KellyChief People Officer
GrantStock Option (Right to Buy) · Derivative 78,500 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001662579-24-000028 · wk-form4_1709943848.xml · derivative · entry 4

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,500

Underlying: Common Stock · 78,500 shares

Expires 2032-02-13

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:24 UTC
Schick KellyChief People Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 78,500 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001662579-24-000028 · wk-form4_1709943848.xml · derivative · entry 3

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,500 shares

Expires 2032-02-13

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:24 UTC
Schick KellyChief People Officer
GrantStock Option (Right to Buy) · Derivative 92,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001662579-24-000028 · wk-form4_1709943848.xml · derivative · entry 2

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Common Stock · 92,000 shares

Expires 2031-01-10

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: 25% of the shares underlying this option vested and became exercisable on January 11, 2022, with the remainder vesting in twelve equal quarterly installments thereafter.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:24 UTC
Schick KellyChief People Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 92,000 $0.00 Strike: $37.46 $0.00
Disclosure

SEC source: 0001662579-24-000028 · wk-form4_1709943848.xml · derivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,000 shares

Expires 2031-01-10

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: 25% of the shares underlying this option vested and became exercisable on January 11, 2022, with the remainder vesting in twelve equal quarterly installments thereafter.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:19 UTC
Siegel JolieChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001662579-24-000024 · wk-form4_1709943540.xml · derivative · entry 4

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-02-13

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:19 UTC
Siegel JolieChief Legal Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001662579-24-000024 · wk-form4_1709943540.xml · derivative · entry 3

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2032-02-13

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:19 UTC
Siegel JolieChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 84,850 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001662579-24-000024 · wk-form4_1709943540.xml · derivative · entry 2

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,850

Underlying: Common Stock · 84,850 shares

Expires 2031-02-10

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: This option shall vest and become exercisable in 16 equal quarterly installments, with the first installment vesting on May 11, 2021.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:19 UTC
Siegel JolieChief Legal Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 84,850 $0.00 Strike: $45.54 $0.00
Disclosure

SEC source: 0001662579-24-000024 · wk-form4_1709943540.xml · derivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,850 shares

Expires 2031-02-10

F1 · kind: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F1 · price: On March 7, 2024, the Compensation Committee of the Issuer's Board of Directors approved an option repricing. All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F2 · derivative.exercise_date: This option shall vest and become exercisable in 16 equal quarterly installments, with the first installment vesting on May 11, 2021.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 23:18 UTC
Hirsch AndrewDirector · President & CEO
Tax withholdingCommon Stock 6,560 $7.90 $51,824.00
Disclosure

SEC source: 0001662579-24-000022 · wk-form4_1708039090.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,741

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 17:03 UTC
Boyle Scott NChief Business Officer
GrantStock Option (Right to Buy) · Derivative 122,800 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001662579-24-000015 · wk-form4_1708034573.xml · derivative · entry 3

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,800

Underlying: Common Stock · 122,800 shares

Expires 2034-02-13

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 17:03 UTC
Boyle Scott NChief Business Officer
GrantCommon Stock 27,300 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000015 · wk-form4_1708034573.xml · nonDerivative · entry 2

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,330

F2 · shares: Represents RSUs. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 14, 2025.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 17:02 UTC
Adams KendraChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 165,300 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001662579-24-000014 · wk-form4_1708034519.xml · derivative · entry 3

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,300

Underlying: Common Stock · 165,300 shares

Expires 2034-02-13

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2024.

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February 14, 2024 Filed Feb 15, 2024 17:02 UTC
Adams KendraChief Financial Officer
GrantCommon Stock 36,700 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000014 · wk-form4_1708034519.xml · nonDerivative · entry 2

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,039

F2 · shares: Represents RSUs. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 14, 2025.

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February 14, 2024 Filed Feb 15, 2024 22:08 UTC
REYNO LEONARDChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 165,300 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001662579-24-000019 · wk-form4_1708034873.xml · derivative · entry 2

REYNO LEONARD · CIK 0001528716 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,300

Underlying: Common Stock · 165,300 shares

Expires 2034-02-13

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2024.

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February 14, 2024 Filed Feb 15, 2024 22:08 UTC
REYNO LEONARDChief Medical Officer
GrantCommon Stock 36,700 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000019 · wk-form4_1708034873.xml · nonDerivative · entry 1

REYNO LEONARD · CIK 0001528716 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,000

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 14, 2025.

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February 14, 2024 Filed Feb 15, 2024 22:08 UTC
Hirsch AndrewDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 465,500 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001662579-24-000020 · wk-form4_1708034921.xml · derivative · entry 2

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,500

Underlying: Common Stock · 465,500 shares

Expires 2034-02-13

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2024.

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February 14, 2024 Filed Feb 15, 2024 22:08 UTC
Hirsch AndrewDirector · President & CEO
GrantCommon Stock 103,400 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000020 · wk-form4_1708034921.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,301

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 14, 2025.

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February 14, 2024 Filed Feb 15, 2024 22:07 UTC
Siegel JolieChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 122,800 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001662579-24-000018 · wk-form4_1708034815.xml · derivative · entry 3

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,800

Underlying: Common Stock · 122,800 shares

Expires 2034-02-13

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 22:07 UTC
Siegel JolieChief Legal Officer
GrantCommon Stock 27,300 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000018 · wk-form4_1708034815.xml · nonDerivative · entry 2

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,251

F2 · shares: Represents RSUs. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 14, 2025.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 22:05 UTC
Schick KellyChief People Officer
GrantStock Option (Right to Buy) · Derivative 122,800 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001662579-24-000017 · wk-form4_1708034697.xml · derivative · entry 3

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,800

Underlying: Common Stock · 122,800 shares

Expires 2034-02-13

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 22:05 UTC
Schick KellyChief People Officer
GrantCommon Stock 27,300 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000017 · wk-form4_1708034697.xml · nonDerivative · entry 2

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,251

F2 · shares: Represents RSUs. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 14, 2025.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 22:04 UTC
Fisher StewartChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 122,800 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001662579-24-000016 · wk-form4_1708034642.xml · derivative · entry 3

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,800

Underlying: Common Stock · 122,800 shares

Expires 2034-02-13

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 22:04 UTC
Fisher StewartChief Scientific Officer
GrantCommon Stock 27,300 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000016 · wk-form4_1708034642.xml · nonDerivative · entry 2

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,121

F2 · shares: Represents RSUs. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 14, 2025.

Read SEC document
February 14, 2024 Filed Apr 10, 2024 20:16 UTC
Mossler MarkChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 27,430 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001662579-24-000040 · wk-form4_1712780190.xml · derivative · entry 2

Mossler Mark · CIK 0001992219 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,430

Underlying: Common Stock · 27,430 shares

Expires 2034-02-13

F3 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2024.

Read SEC document
February 14, 2024 Filed Apr 10, 2024 20:16 UTC
Mossler MarkChief Accounting Officer
GrantCommon Stock 18,290 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000040 · wk-form4_1712780190.xml · nonDerivative · entry 1

Mossler Mark · CIK 0001992219 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,790

F1 · kind: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 14, 2025.

F2 · balance_after: Includes 1,500 shares of Common Stock that were inadvertently omitted from the Form 3 filed by the Reporting Person on September 19, 2023.

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February 13, 2024 Filed Feb 15, 2024 17:03 UTC
Boyle Scott NChief Business Officer
Tax withholdingCommon Stock 1,735 $6.53 $11,329.55
Disclosure

SEC source: 0001662579-24-000015 · wk-form4_1708034573.xml · nonDerivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,030

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 17:02 UTC
Adams KendraChief Financial Officer
Tax withholdingCommon Stock 1,301 $6.53 $8,495.53
Disclosure

SEC source: 0001662579-24-000014 · wk-form4_1708034519.xml · nonDerivative · entry 1

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,339

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:07 UTC
Siegel JolieChief Legal Officer
Tax withholdingCommon Stock 1,735 $6.53 $11,329.55
Disclosure

SEC source: 0001662579-24-000018 · wk-form4_1708034815.xml · nonDerivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,951

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:05 UTC
Schick KellyChief People Officer
Tax withholdingCommon Stock 1,735 $6.53 $11,329.55
Disclosure

SEC source: 0001662579-24-000017 · wk-form4_1708034697.xml · nonDerivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,951

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:04 UTC
Fisher StewartChief Scientific Officer
Tax withholdingCommon Stock 2,255 $6.53 $14,725.15
Disclosure

SEC source: 0001662579-24-000016 · wk-form4_1708034642.xml · nonDerivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,821

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 16:12 UTC
Dubin GlennDirector
GrantCommon Stock 1,687 $6.52 $10,999.24
Disclosure

SEC source: 0001662579-24-000006 · wk-form4_1704316341.xml · nonDerivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,717

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on January 2, 2024.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:11 UTC GrantCommon Stock 1,725 $6.52 $11,247.00
Disclosure

SEC source: 0001662579-24-000005 · wk-form4_1704316284.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,962

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on January 2, 2024.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:10 UTC GrantCommon Stock 2,108 $6.52 $13,744.16
Disclosure

SEC source: 0001662579-24-000004 · wk-form4_1704316184.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,935

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on January 2, 2024.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 21:21 UTC
Hughes OwenDirector
GrantStock Option (Right to Buy) · Derivative 52,000 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001662579-23-000114 · wk-form4_1700515278.xml · derivative · entry 1

Hughes Owen · CIK 0001575933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 52,000 shares

Expires 2033-11-15

F1 · derivative.exercise_date: 33% of the shares underlying this option shall vest and become exercisable on November 16, 2024, with the remainder vesting in eight equal quarterly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 16:27 UTC
Dubin GlennDirector
GrantCommon Stock 6,470 $1.70 $10,999.00
Disclosure

SEC source: 0001662579-23-000108 · wk-form4_1696364836.xml · nonDerivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,030

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on October 2, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.