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NYSE · USD

CBZ

CBIZ, Inc.

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4243
SEC CIK
0000944148
Parsed reports
403

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 202621
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2017 Filed May 19, 2017 20:51 UTC SaleCommon stock 10,000 $15.22 $152,240.00
Disclosure

SEC source: 0001225208-17-010131 · doc4.xml · nonDerivative · entry 1

WEIR DONALD V · CIK 0001006309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,763

Read SEC document
May 16, 2017 Filed May 16, 2017 20:55 UTC SaleCommon stock 1,928 $15.26 $29,418.00
Disclosure

SEC source: 0001225208-17-009912 · doc4.xml · nonDerivative · entry 5

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,172

F4 · price: Average price range between $15.25 and $15.275.

Read SEC document
May 15, 2017 Filed May 16, 2017 20:55 UTC Tax withholdingCommon stock 2,464 $15.25 $37,576.00
Disclosure

SEC source: 0001225208-17-009912 · doc4.xml · nonDerivative · entry 4

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,100

F2 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 15, 2017 Filed May 16, 2017 20:55 UTC SaleCommon stock 1,072 $15.25 $16,348.00
Disclosure

SEC source: 0001225208-17-009912 · doc4.xml · nonDerivative · entry 3

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,564

F3 · price: Average price range between $15.25 and $15.255.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:41 UTC
Kouzelos Michael PPresident, Employee Services
Tax withholdingCommon stock 2,054 $15.25 $31,323.50
Disclosure

SEC source: 0001225208-17-009985 · doc4.xml · nonDerivative · entry 2

Kouzelos Michael P · CIK 0001641312 · President, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,972

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 15, 2017 Filed May 17, 2017 20:40 UTC
SPURIO CHRISPresident, Financial Services
Tax withholdingCommon stock 2,464 $15.25 $37,576.00
Disclosure

SEC source: 0001225208-17-009984 · doc4.xml · nonDerivative · entry 2

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,483.3718

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 15, 2017 Filed May 17, 2017 20:40 UTC
GRISKO JEROME PDirector · CEO & President
Tax withholdingCommon stock 4,271 $15.25 $65,132.75
Disclosure

SEC source: 0001225208-17-009983 · doc4.xml · nonDerivative · entry 2

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,124.8976

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 15, 2017 Filed May 17, 2017 20:39 UTC
GLEESPEN MICHAEL WCorp. Secretary
Tax withholdingCommon stock 986 $15.25 $15,036.50
Disclosure

SEC source: 0001225208-17-009982 · doc4.xml · nonDerivative · entry 2

GLEESPEN MICHAEL W · CIK 0001251093 · Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,712

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 14, 2017 Filed May 16, 2017 20:55 UTC Tax withholdingCommon stock 2,464 $15.25 $37,576.00
Disclosure

SEC source: 0001225208-17-009912 · doc4.xml · nonDerivative · entry 2

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,636

F2 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 14, 2017 Filed May 17, 2017 20:41 UTC
Kouzelos Michael PPresident, Employee Services
Tax withholdingCommon stock 1,971 $15.25 $30,057.75
Disclosure

SEC source: 0001225208-17-009985 · doc4.xml · nonDerivative · entry 1

Kouzelos Michael P · CIK 0001641312 · President, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,026

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 14, 2017 Filed May 17, 2017 20:40 UTC
SPURIO CHRISPresident, Financial Services
Tax withholdingCommon stock 2,070 $15.25 $31,567.50
Disclosure

SEC source: 0001225208-17-009984 · doc4.xml · nonDerivative · entry 1

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,947.3718

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 14, 2017 Filed May 17, 2017 20:40 UTC
GRISKO JEROME PDirector · CEO & President
Tax withholdingCommon stock 5,932 $15.25 $90,463.00
Disclosure

SEC source: 0001225208-17-009983 · doc4.xml · nonDerivative · entry 1

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,395.8976

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 14, 2017 Filed May 17, 2017 20:39 UTC
GLEESPEN MICHAEL WCorp. Secretary
Tax withholdingCommon stock 986 $15.25 $15,036.50
Disclosure

SEC source: 0001225208-17-009982 · doc4.xml · nonDerivative · entry 1

GLEESPEN MICHAEL W · CIK 0001251093 · Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,698

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 12, 2017 Filed May 16, 2017 20:55 UTC SaleCommon stock 9,000 $15.23 $137,070.00
Disclosure

SEC source: 0001225208-17-009912 · doc4.xml · nonDerivative · entry 1

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,100

F1 · price: Average price range between $15.20 and $15.30.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:37 UTC Exercise / conversionEmployee Stock Option · Derivative 51,594 $5.87 Strike: $5.87 $302,856.78
Disclosure

SEC source: 0001225208-17-009723 · doc4.xml · derivative · entry 3

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 51,594 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:37 UTC SaleCommon stock 51,594 $15.33 $790,936.02
Disclosure

SEC source: 0001225208-17-009723 · doc4.xml · nonDerivative · entry 2

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,483.44

F2 · price: Average price between $15.25 and $15.40.

Read SEC document
May 11, 2017 Filed May 15, 2017 20:37 UTC Exercise / conversionCommon stock 51,594 $5.87 $302,856.78
Disclosure

SEC source: 0001225208-17-009723 · doc4.xml · nonDerivative · entry 1

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,077.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:22 UTC GrantEmployee Stock Option · Derivative 75,000 $0.00 Strike: $15.55 $0.00
Disclosure

SEC source: 0001225208-17-009497 · doc4.xml · derivative · entry 4

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common stock · 75,000 shares

Expires 2023-05-10

F4 · security: Consists of Options granted of5/10/2017 vesting in 25% increments each year beginning 05/10/2018 and expiring on 05/10/2023.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:22 UTC Tax withholdingCommon stock 2,464 $15.55 $38,315.20
Disclosure

SEC source: 0001225208-17-009497 · doc4.xml · nonDerivative · entry 3

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,028

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 10, 2017 Filed May 11, 2017 20:22 UTC GrantCommon stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009497 · doc4.xml · nonDerivative · entry 2

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,564

F2 · security: Consists of restricted shares issued under the CBIZ, Inc. 2014 Stock Incentive Plan. Restrictions lapse with respect to 25% of the granted restricted shares on each of the first, second, third and fourth anniversaries of the grant date, provided grantee is still providing services to CBIZ on such vesting dates, and grantee has complied with the applicable CBIZ client non-interference policy.

F3 · price: No consideration was provided for this grant.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:24 UTC
SPURIO CHRISPresident, Financial Services
GrantEmployee Stock Option · Derivative 75,000 $0.00 Strike: $15.55 $0.00
Disclosure

SEC source: 0001225208-17-009500 · doc4.xml · derivative · entry 4

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common stock · 75,000 shares

Expires 2023-05-10

F4 · security: Consists of Options granted of5/10/2017 vesting in 25% increments each year beginning 05/10/2018 and expiring on 05/10/2023.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:24 UTC
SPURIO CHRISPresident, Financial Services
Tax withholdingCommon stock 2,464 $15.55 $38,315.20
Disclosure

SEC source: 0001225208-17-009500 · doc4.xml · nonDerivative · entry 3

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,017.3718

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 10, 2017 Filed May 11, 2017 20:24 UTC
SPURIO CHRISPresident, Financial Services
GrantCommon stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009500 · doc4.xml · nonDerivative · entry 2

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,481.3718

F2 · security: Consists of restricted shares issued under the CBIZ, Inc. 2014 Stock Incentive Plan. Restrictions lapse with respect to 25% of the granted restricted shares on each of the first, second, third and fourth anniversaries of the grant date, provided grantee is still providing services to CBIZ on such vesting dates, and grantee has complied with the applicable CBIZ client non-interference policy.

F3 · price: No consideration was provided for this grant.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:23 UTC
Kouzelos Michael PPresident, Employee Services
GrantEmployee Stock Option · Derivative 72,000 $0.00 Strike: $15.55 $0.00
Disclosure

SEC source: 0001225208-17-009499 · doc4.xml · derivative · entry 4

Kouzelos Michael P · CIK 0001641312 · President, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common stock · 72,000 shares

Expires 2023-05-10

F4 · security: Consists of Options granted of5/10/2017 vesting in 25% increments each year beginning 05/10/2018 and expiring on 05/10/2023.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:23 UTC
Kouzelos Michael PPresident, Employee Services
Tax withholdingCommon stock 2,054 $15.55 $31,939.70
Disclosure

SEC source: 0001225208-17-009499 · doc4.xml · nonDerivative · entry 3

Kouzelos Michael P · CIK 0001641312 · President, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,997

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 10, 2017 Filed May 11, 2017 20:23 UTC
Kouzelos Michael PPresident, Employee Services
GrantCommon stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009499 · doc4.xml · nonDerivative · entry 2

Kouzelos Michael P · CIK 0001641312 · President, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,051

F2 · security: Consists of restricted shares issued under the CBIZ, Inc. 2014 Stock Incentive Plan. Restrictions lapse with respect to 25% of the granted restricted shares on each of the first, second, third and fourth anniversaries of the grant date, provided grantee is still providing services to CBIZ on such vesting dates, and grantee has complied with the applicable CBIZ client non-interference policy.

F3 · price: No consideration was provided for this grant.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:23 UTC
GLEESPEN MICHAEL WCorp. Secretary
GrantEmployee Stock Option · Derivative 36,000 $0.00 Strike: $15.55 $0.00
Disclosure

SEC source: 0001225208-17-009498 · doc4.xml · derivative · entry 4

GLEESPEN MICHAEL W · CIK 0001251093 · Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common stock · 36,000 shares

Expires 2023-05-10

F4 · security: Consists of Options granted of5/10/2017 vesting in 25% increments each year beginning 05/10/2018 and expiring on 05/10/2023.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:23 UTC
GLEESPEN MICHAEL WCorp. Secretary
Tax withholdingCommon stock 986 $15.55 $15,332.30
Disclosure

SEC source: 0001225208-17-009498 · doc4.xml · nonDerivative · entry 3

GLEESPEN MICHAEL W · CIK 0001251093 · Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,684

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 10, 2017 Filed May 11, 2017 20:23 UTC
GLEESPEN MICHAEL WCorp. Secretary
GrantCommon stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009498 · doc4.xml · nonDerivative · entry 2

GLEESPEN MICHAEL W · CIK 0001251093 · Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,670

F2 · security: Consists of restricted shares issued under the CBIZ, Inc. 2014 Stock Incentive Plan. Restrictions lapse with respect to 25% of the granted restricted shares on each of the first, second, third and fourth anniversaries of the grant date, provided grantee is still providing services to CBIZ on such vesting dates, and grantee has complied with the applicable CBIZ client non-interference policy.

F3 · price: No consideration was provided for this grant.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:21 UTC
GRISKO JEROME PDirector · CEO & President
GrantEmployee Stock Option · Derivative 180,000 $0.00 Strike: $15.55 $0.00
Disclosure

SEC source: 0001225208-17-009496 · doc4.xml · derivative · entry 4

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common stock · 180,000 shares

Expires 2023-05-10

F4 · security: Consists of Options granted of5/10/2017 vesting in 25% increments each year beginning 05/10/2018 and expiring on 05/10/2023.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:21 UTC
GRISKO JEROME PDirector · CEO & President
Tax withholdingCommon stock 5,694 $15.55 $88,541.70
Disclosure

SEC source: 0001225208-17-009496 · doc4.xml · nonDerivative · entry 3

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,327.8976

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 10, 2017 Filed May 11, 2017 20:21 UTC
GRISKO JEROME PDirector · CEO & President
GrantCommon stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009496 · doc4.xml · nonDerivative · entry 2

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,021.8976

F2 · security: Consists of restricted shares issued under the CBIZ, Inc. 2014 Stock Incentive Plan. Restrictions lapse with respect to 25% of the granted restricted shares on each of the first, second, third and fourth anniversaries of the grant date, provided grantee is still providing services to CBIZ on such vesting dates, and grantee has complied with the applicable CBIZ client non-interference policy.

F3 · price: No consideration was provided for this grant.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:20 UTC Exercise / conversionEmployee Stock Option · Derivative 2,000 $5.87 Strike: $5.87 $11,740.00
Disclosure

SEC source: 0001225208-17-009494 · doc4.xml · derivative · entry 3

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,594

Underlying: Common stock · 2,000 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:20 UTC SaleCommon stock 2,000 $15.50 $31,000.00
Disclosure

SEC source: 0001225208-17-009494 · doc4.xml · nonDerivative · entry 2

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,483.44

Read SEC document
May 10, 2017 Filed May 11, 2017 20:20 UTC Exercise / conversionCommon stock 2,000 $5.87 $11,740.00
Disclosure

SEC source: 0001225208-17-009494 · doc4.xml · nonDerivative · entry 1

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,483.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

Read SEC document
May 09, 2017 Filed May 11, 2017 20:22 UTC Tax withholdingCommon stock 2,464 $15.45 $38,068.80
Disclosure

SEC source: 0001225208-17-009497 · doc4.xml · nonDerivative · entry 1

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,564

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 09, 2017 Filed May 11, 2017 20:24 UTC
SPURIO CHRISPresident, Financial Services
Tax withholdingCommon stock 1,807 $15.45 $27,918.15
Disclosure

SEC source: 0001225208-17-009500 · doc4.xml · nonDerivative · entry 1

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,481.3718

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 09, 2017 Filed May 11, 2017 20:23 UTC
Kouzelos Michael PPresident, Employee Services
Tax withholdingCommon stock 1,971 $15.45 $30,451.95
Disclosure

SEC source: 0001225208-17-009499 · doc4.xml · nonDerivative · entry 1

Kouzelos Michael P · CIK 0001641312 · President, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,051

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 09, 2017 Filed May 11, 2017 20:23 UTC
GLEESPEN MICHAEL WCorp. Secretary
Tax withholdingCommon stock 986 $15.45 $15,233.70
Disclosure

SEC source: 0001225208-17-009498 · doc4.xml · nonDerivative · entry 1

GLEESPEN MICHAEL W · CIK 0001251093 · Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,670

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 09, 2017 Filed May 11, 2017 20:21 UTC
GRISKO JEROME PDirector · CEO & President
Tax withholdingCommon stock 5,932 $15.45 $91,649.40
Disclosure

SEC source: 0001225208-17-009496 · doc4.xml · nonDerivative · entry 1

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,021.8976

F1 · security: Surrender of stock to satisfy withholding obligation on vesting of restricted stock

Read SEC document
May 08, 2017 Filed May 10, 2017 20:29 UTC Exercise / conversionEmployee Stock Option · Derivative 22,406 $5.87 Strike: $5.87 $131,523.22
Disclosure

SEC source: 0001225208-17-009461 · doc4.xml · derivative · entry 3

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,594

Underlying: Common stock · 22,406 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:29 UTC SaleCommon stock 22,406 $15.59 $349,264.73
Disclosure

SEC source: 0001225208-17-009461 · doc4.xml · nonDerivative · entry 2

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,483.44

F2 · price: Average price between $15.50 and $15.675.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:29 UTC Exercise / conversionCommon stock 22,406 $5.87 $131,523.22
Disclosure

SEC source: 0001225208-17-009461 · doc4.xml · nonDerivative · entry 1

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,889.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:32 UTC Exercise / conversionEmployee Stock Option · Derivative 49,000 $5.87 Strike: $5.87 $287,630.00
Disclosure

SEC source: 0001225208-17-009312 · doc4.xml · derivative · entry 6

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common stock · 49,000 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:32 UTC SaleCommon stock 49,000 $15.66 $767,183.20
Disclosure

SEC source: 0001225208-17-009312 · doc4.xml · nonDerivative · entry 4

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,483.44

F3 · price: Average price between $15.55 and $15.77.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:32 UTC Exercise / conversionCommon stock 49,000 $5.87 $287,630.00
Disclosure

SEC source: 0001225208-17-009312 · doc4.xml · nonDerivative · entry 3

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,483.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:32 UTC Exercise / conversionEmployee Stock Option · Derivative 40,500 $5.87 Strike: $5.87 $237,735.00
Disclosure

SEC source: 0001225208-17-009312 · doc4.xml · derivative · entry 5

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common stock · 40,500 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

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May 04, 2017 Filed May 8, 2017 20:32 UTC SaleCommon stock 40,500 $15.60 $631,800.00
Disclosure

SEC source: 0001225208-17-009312 · doc4.xml · nonDerivative · entry 2

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,483.44

F2 · price: Average price between $15.55 and $15.56.

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May 04, 2017 Filed May 8, 2017 20:32 UTC Exercise / conversionCommon stock 40,500 $5.87 $237,735.00
Disclosure

SEC source: 0001225208-17-009312 · doc4.xml · nonDerivative · entry 1

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,983.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

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May 03, 2017 Filed May 4, 2017 20:14 UTC Exercise / conversionEmployee Stock Option · Derivative 4,500 $5.87 Strike: $5.87 $26,415.00
Disclosure

SEC source: 0001225208-17-009145 · doc4.xml · derivative · entry 6

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,500

Underlying: Common stock · 4,500 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.