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NYSE · USD

CBZ

CBIZ, Inc.

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Tapewire entity
4243
SEC CIK
0000944148
Parsed reports
403

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 202621
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2019 Filed Dec 10, 2019 21:39 UTC Amendment
GRISKO JEROME PDirector · CEO & President
SaleCommon Stock 5,000 $26.72 $133,600.00
Disclosure

SEC source: 0001127602-19-034688 · form4a.xml · nonDerivative · entry 4

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,326.0385

F3 · price: Weighted average sale price of price range between $26.74 and $26.70. Will provide upon request number of shares sold at each separate price.

Read SEC document
December 03, 2019 Filed Dec 10, 2019 21:39 UTC Amendment
GRISKO JEROME PDirector · CEO & President
Exercise / conversionCommon Stock 5,000 $8.36 $41,800.00
Disclosure

SEC source: 0001127602-19-034688 · form4a.xml · nonDerivative · entry 3

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,326.0385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05/14/2014 at $8.36 exercise price, expiring 05/14/2020.

Read SEC document
December 03, 2019 Filed Dec 10, 2019 21:39 UTC Amendment
GRISKO JEROME PDirector · CEO & President
SaleCommon Stock 25,000 $26.63 $665,772.50
Disclosure

SEC source: 0001127602-19-034688 · form4a.xml · nonDerivative · entry 2

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,326.0385

F2 · price: Weighted average sale price of price range between $26,80 and $26.50. Will provide upon request number of shares sold at each separate price.

Read SEC document
December 03, 2019 Filed Dec 10, 2019 21:39 UTC Amendment
GRISKO JEROME PDirector · CEO & President
Exercise / conversionCommon Stock 25,000 $8.36 $209,000.00
Disclosure

SEC source: 0001127602-19-034688 · form4a.xml · nonDerivative · entry 1

GRISKO JEROME P · CIK 0001251094 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,326.0385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05/14/2014 at $8.36 exercise price, expiring 05/14/2020.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:45 UTC SaleCommon Stock 1,600 $26.75 $42,803.04
Disclosure

SEC source: 0001127602-19-034254 · form4.xml · nonDerivative · entry 1

WILEY BENAREE PRATT · CIK 0001180622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 61,271

F1 · shares: This sale was executed as part of a 10b5-1 plan executed on September 3, 2019, and which runs through April 1, 2020.

F2 · price: Weighted average sale price of price range between $26.70 and $26.915. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:20 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionEmployee Stock Option · Derivative 55,000 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001127602-19-032833 · form4.xml · derivative · entry 3

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2021-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:20 UTC
SPURIO CHRISPresident, Financial Services
SaleCommon Stock 55,000 $26.63 $1,464,523.50
Disclosure

SEC source: 0001127602-19-032833 · form4.xml · nonDerivative · entry 2

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,399.9012

F2 · price: Weighted average sale price of price range between $26.50 and $26.74. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:20 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionCommon Stock 55,000 $9.35 $514,250.00
Disclosure

SEC source: 0001127602-19-032833 · form4.xml · nonDerivative · entry 1

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,399.9012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-15-2015 at $9.35 exercise price, expiring 05-15-2021.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:30 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionEmployee Stock Option · Derivative 20,000 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001127602-19-032651 · form4.xml · derivative · entry 10

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 20,000 shares

Expires 2021-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise and sale of Employee Stock Options granted 05-15-2015 at $9.35 exercise price, expiring 05-15-2021.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:30 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionEmployee Stock Option · Derivative 7,165 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-032651 · form4.xml · derivative · entry 9

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,165 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:30 UTC
SPURIO CHRISPresident, Financial Services
SaleCommon Stock 20,000 $26.65 $533,000.00
Disclosure

SEC source: 0001127602-19-032651 · form4.xml · nonDerivative · entry 6

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,399.9012

F5 · price: Weighted average sale price of price range between $26.60 and $26.72. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:30 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionCommon Stock 20,000 $9.35 $187,000.00
Disclosure

SEC source: 0001127602-19-032651 · form4.xml · nonDerivative · entry 5

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,399.9012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise and sale of Employee Stock Options granted 05-15-2015 at $9.35 exercise price, expiring 05-15-2021.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:30 UTC
SPURIO CHRISPresident, Financial Services
SaleCommon Stock 7,165 $26.63 $190,803.95
Disclosure

SEC source: 0001127602-19-032651 · form4.xml · nonDerivative · entry 4

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,399.9012

F3 · price: Weighted average sale price of price range between $26.60 and $26.70. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:30 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionCommon Stock 7,165 $8.36 $59,899.40
Disclosure

SEC source: 0001127602-19-032651 · form4.xml · nonDerivative · entry 3

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,564.9012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 22:30 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionEmployee Stock Option · Derivative 6,890 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-032651 · form4.xml · derivative · entry 8

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 6,890 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 22:30 UTC
SPURIO CHRISPresident, Financial Services
SaleCommon Stock 6,890 $26.62 $183,411.80
Disclosure

SEC source: 0001127602-19-032651 · form4.xml · nonDerivative · entry 2

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,399.9012

F2 · price: Weighted average sale price of price range between $26.60 and $26.64. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 22:30 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionCommon Stock 6,890 $8.36 $57,600.40
Disclosure

SEC source: 0001127602-19-032651 · form4.xml · nonDerivative · entry 1

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,289.9012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:22 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionEmployee Stock Option · Derivative 12,160 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-032523 · form4.xml · derivative · entry 7

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,055

Underlying: Common Stock · 12,160 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:22 UTC
SPURIO CHRISPresident, Financial Services
SaleCommon Stock 12,160 $26.77 $325,523.20
Disclosure

SEC source: 0001127602-19-032523 · form4.xml · nonDerivative · entry 4

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,399.9012

F2 · price: Weighted average sale price of price range between $26.75 and $26.78. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:22 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionCommon Stock 12,160 $8.36 $101,657.60
Disclosure

SEC source: 0001127602-19-032523 · form4.xml · nonDerivative · entry 3

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,559.9012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 21:22 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionEmployee Stock Option · Derivative 9,785 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-032523 · form4.xml · derivative · entry 6

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,215

Underlying: Common Stock · 9,785 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 21:22 UTC
SPURIO CHRISPresident, Financial Services
SaleCommon Stock 9,785 $26.75 $261,748.75
Disclosure

SEC source: 0001127602-19-032523 · form4.xml · nonDerivative · entry 2

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,399.9012

Read SEC document
November 07, 2019 Filed Nov 12, 2019 21:22 UTC
SPURIO CHRISPresident, Financial Services
Exercise / conversionCommon Stock 9,785 $8.36 $81,802.60
Disclosure

SEC source: 0001127602-19-032523 · form4.xml · nonDerivative · entry 1

SPURIO CHRIS · CIK 0001251098 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,184.9012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 22:58 UTC
Kouzelos Michael PPresident, Employee Services
Exercise / conversionEmployee Stock Option · Derivative 35,000 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-032225 · form4.xml · derivative · entry 3

Kouzelos Michael P · CIK 0001641312 · President, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 22:58 UTC
Kouzelos Michael PPresident, Employee Services
SaleCommon Stock 35,000 $26.58 $930,300.00
Disclosure

SEC source: 0001127602-19-032225 · form4.xml · nonDerivative · entry 2

Kouzelos Michael P · CIK 0001641312 · President, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,184

F2 · price: Weighted average sale price of price range between $26.50 and $26.64. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 22:58 UTC
Kouzelos Michael PPresident, Employee Services
Exercise / conversionCommon Stock 35,000 $8.36 $292,600.00
Disclosure

SEC source: 0001127602-19-032225 · form4.xml · nonDerivative · entry 1

Kouzelos Michael P · CIK 0001641312 · President, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:31 UTC Exercise / conversionEmployee Stock Option · Derivative 5,931 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-031895 · form4.xml · derivative · entry 6

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,931 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:31 UTC SaleCommon Stock 5,931 $26.81 $158,981.05
Disclosure

SEC source: 0001127602-19-031895 · form4.xml · nonDerivative · entry 4

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,096

F3 · price: Weighted average sale price of price range between $26.75 and $26.87. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:31 UTC Exercise / conversionCommon Stock 5,931 $8.36 $49,583.16
Disclosure

SEC source: 0001127602-19-031895 · form4.xml · nonDerivative · entry 2

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:33 UTC SaleCommon Stock 1,600 $27.45 $43,914.08
Disclosure

SEC source: 0001127602-19-031898 · form4.xml · nonDerivative · entry 1

WILEY BENAREE PRATT · CIK 0001180622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 62,871

F1 · shares: This sale was executed as part of a 10b5-1 plan executed on September 3, 2019, and which runs through April 1, 2020.

F2 · price: Weighted average sale price of price range between $27.40 and $27.50. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:31 UTC Exercise / conversionEmployee Stock Option · Derivative 3,815 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-031895 · form4.xml · derivative · entry 5

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,931

Underlying: Common Stock · 3,815 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:31 UTC SaleCommon Stock 3,815 $27.21 $103,806.91
Disclosure

SEC source: 0001127602-19-031895 · form4.xml · nonDerivative · entry 3

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,096

F2 · price: Weighted average sale price of price range between $27.18 and $27.40. Will provide upon request number of shares sold at each separate price.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:31 UTC Exercise / conversionCommon Stock 3,815 $8.36 $31,893.40
Disclosure

SEC source: 0001127602-19-031895 · form4.xml · nonDerivative · entry 1

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 20:14 UTC SaleCommon Stock 1,600 $23.15 $37,047.68
Disclosure

SEC source: 0001127602-19-030139 · form4.xml · nonDerivative · entry 1

WILEY BENAREE PRATT · CIK 0001180622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 64,471

F1 · shares: This sale was executed as part of a 10b5-1 plan executed on September 3, 2019, and which runs through April 1, 2020.

F2 · price: Weighted average sale price of price range between $23.10 and $23.50. Will provide upon request number of shares sold at each separate price.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:22 UTC SaleCommon Stock 70,000 $23.10 $1,617,000.00
Disclosure

SEC source: 0001127602-19-028343 · form4.xml · nonDerivative · entry 1

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,782.44

F1 · price: Weighted average sale price of price range between $23.24 and $23.05. Will provide upon request number of shares sold at each separate price.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:06 UTC GiftCommon Stock 66,071 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027160 · form4.xml · nonDerivative · entry 2

WILEY BENAREE PRATT · CIK 0001180622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 66,071

F1 · shares: Shares were gifted to a revocable trust for the benefit of the reporting person's family members.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:06 UTC GiftCommon Stock 66,071 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027160 · form4.xml · nonDerivative · entry 1

WILEY BENAREE PRATT · CIK 0001180622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,202

F1 · shares: Shares were gifted to a revocable trust for the benefit of the reporting person's family members.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:44 UTC Exercise / conversionEmployee Stock Option · Derivative 25,000 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-026053 · form4.xml · derivative · entry 3

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,746

Underlying: Common Stock · 25,000 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:44 UTC SaleCommon Stock 25,000 $23.24 $581,000.00
Disclosure

SEC source: 0001127602-19-026053 · form4.xml · nonDerivative · entry 2

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,096

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:44 UTC Exercise / conversionCommon Stock 25,000 $8.36 $209,000.00
Disclosure

SEC source: 0001127602-19-026053 · form4.xml · nonDerivative · entry 1

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:13 UTC SaleCommon Stock 2,000 $20.41 $40,816.00
Disclosure

SEC source: 0001127602-19-021811 · form4.xml · nonDerivative · entry 1

SLOTKIN TODD J · CIK 0001184025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,482

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:10 UTC SaleCommon Stock 15,684 $20.40 $319,986.54
Disclosure

SEC source: 0001127602-19-021807 · form4.xml · nonDerivative · entry 1

WILEY BENAREE PRATT · CIK 0001180622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,273

F1 · price: Weighted average sale price of price range between $20.35 and $20.44. Will provide upon request number of shares sold at each separate price.

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June 13, 2019 Filed Jun 17, 2019 20:07 UTC Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-021803 · form4.xml · derivative · entry 3

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,746

Underlying: Common Stock · 10,000 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

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June 13, 2019 Filed Jun 17, 2019 20:07 UTC SaleCommon Stock 10,000 $20.52 $205,200.00
Disclosure

SEC source: 0001127602-19-021803 · form4.xml · nonDerivative · entry 2

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,096

F2 · price: Weighted average sale price of price range between $20.50 and $20.533. Will provide upon request number of shares sold at each separate price.

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June 13, 2019 Filed Jun 17, 2019 20:07 UTC Exercise / conversionCommon Stock 10,000 $8.36 $83,600.00
Disclosure

SEC source: 0001127602-19-021803 · form4.xml · nonDerivative · entry 1

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

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June 05, 2019 Filed Jun 7, 2019 20:12 UTC Exercise / conversionEmployee Stock Option · Derivative 20,000 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001127602-19-021126 · form4.xml · derivative · entry 3

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,746

Underlying: Common Stock · 20,000 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of Option granted 05/14/2014, vesting in 25% increments each year beginning 05/14/2015, and expiring on 05/14/2020

F3 · kind: Exercise and sale of Employee Stock Options granted 05-14-2014 at $8.36 exercise price, expiring 05-14-2020.

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June 05, 2019 Filed Jun 7, 2019 20:12 UTC SaleCommon Stock 20,000 $20.52 $410,400.00
Disclosure

SEC source: 0001127602-19-021126 · form4.xml · nonDerivative · entry 2

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,096

F1 · kind: Weighted average sale price of price range between $20.50 and $20.56. Will provide upon request number of shares sold at each separate price.

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June 05, 2019 Filed Jun 7, 2019 20:12 UTC Exercise / conversionCommon Stock 20,000 $8.36 $167,200.00
Disclosure

SEC source: 0001127602-19-021126 · form4.xml · nonDerivative · entry 1

GROVE WARE H · CIK 0001279175 · C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2019 Filed May 10, 2019 22:45 UTC GrantCommon Stock 6,107 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018208 · form4.xml · nonDerivative · entry 1

WILEY BENAREE PRATT · CIK 0001180622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,957

F1 · security: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee Director compensation grant awarded at second quarter Board meeting

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May 08, 2019 Filed May 10, 2019 22:57 UTC Amendment GrantCommon Stock 6,107 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018211 · form4a.xml · nonDerivative · entry 1

DIMARTINO JOSEPH S · CIK 0001251101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,202

F1 · security: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee Director compensation grant awarded at second quarter Board meeting.

F2 · security: Computershare software error in uploading electronic file, corrected same day as original erroneous filing

F1 · kind: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee Director compensation grant awarded at second quarter Board meeting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.