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CBUS

Cibus, Inc.

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0001705843
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 890 $5.44 $4,841.60
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 6

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,936

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 200 $5.44 $1,087.00
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 5

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,826

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 894 $5.43 $4,854.42
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 4

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,026

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 200 $5.43 $1,085.00
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 3

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,920

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 200 $5.42 $1,084.00
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 2

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,120

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 1,700 $5.41 $9,197.00
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,320

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 13:40 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 200 $5.61 $1,122.00
Disclosure

SEC source: 0001615594-20-000007 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 20:12 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 275 $7.89 $2,169.75
Disclosure

SEC source: 0001615594-20-000005 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 19:05 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 275 $7.24 $1,990.12
Disclosure

SEC source: 0001615594-20-000004 · primary_doc.xml · nonDerivative · entry 2

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $7.12 to $7.37, inclusive.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 19:05 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 275 $7.19 $1,977.25
Disclosure

SEC source: 0001615594-20-000004 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 15:38 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 275 $7.64 $2,101.00
Disclosure

SEC source: 0001615594-20-000003 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

Read SEC document
January 03, 2020 Filed Jan 8, 2020 00:37 UTC SaleCommon Stock 236 $7.60 $1,793.60
Disclosure

SEC source: 0001615594-20-000002 · primary_doc.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,762

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

Read SEC document
January 03, 2020 Filed Jan 8, 2020 00:32 UTC SaleCommon Stock 245 $7.65 $1,874.25
Disclosure

SEC source: 0001615594-20-000001 · primary_doc.xml · nonDerivative · entry 1

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,655

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 17:46 UTC SaleCommon Stock 236 $4.96 $1,170.56
Disclosure

SEC source: 0001615594-19-000036 · primary_doc.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 17:43 UTC SaleCommon Stock 245 $4.96 $1,215.20
Disclosure

SEC source: 0001615594-19-000035 · primary_doc.xml · nonDerivative · entry 1

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 15:30 UTC SaleCommon Stock 735 $10.00 $7,350.00
Disclosure

SEC source: 0001615594-19-000030 · primary_doc.xml · nonDerivative · entry 1

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,145

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 15:17 UTC SaleCommon Stock 706 $10.00 $7,060.00
Disclosure

SEC source: 0001615594-19-000029 · primary_doc.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,234

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 20, 2017.

Read SEC document
July 18, 2019 Filed Jun 1, 2021 21:19 UTC Amendment SaleCommon Stock 706 $10.00 $7,060.00
Disclosure

SEC source: 0001615594-21-000062 · primary_doc.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,354

F1 · shares: The sale reported on the Form 4 originally filed was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2017.

F2 · balance_after: The amount of securities beneficially owned by reporting person following the transaction was incorrectly stated.

Read SEC document
July 18, 2019 Filed Jun 1, 2021 21:09 UTC Amendment SaleCommon Stock 735 $10.00 $7,350.00
Disclosure

SEC source: 0001615594-21-000059 · primary_doc.xml · nonDerivative · entry 1

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,865

F1 · kind: The sale reported on the Form 4 originally filed was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

F2 · balance_after: The number of shares beneficially owned by reporting person following the transaction reported on the Form 4 was incorrectly stated.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 17:20 UTC
Sahoo ManojChief Commercial Officer
SaleCommon Stock 1,494 $12.70 $18,967.08
Disclosure

SEC source: 0001615594-19-000028 · primary_doc.xml · nonDerivative · entry 1

Sahoo Manoj · CIK 0001712226 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,323

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.58 to $12.80, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 12:45 UTC
Koschak WilliamChief Financial Officer
GrantPerformance Stock Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-19-000025 · primary_doc.xml · derivative · entry 2

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2022-06-28

F1 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one share of Calyxt common stock. The PSU will vest as to 50%, 100% or 120% of the shares at the end of a three year performance period based upon increases in Calyxt common stock from the starting price of $12.48 (and on a linear basis between vesting percentages) and if vested, will be issued as restricted stock with restrictions lapsing on the two year anniversary of the date of issuance.

F1 · derivative.exercise_date: Each performance stock unit (PSU) represents a contingent right to receive one share of Calyxt common stock. The PSU will vest as to 50%, 100% or 120% of the shares at the end of a three year performance period based upon increases in Calyxt common stock from the starting price of $12.48 (and on a linear basis between vesting percentages) and if vested, will be issued as restricted stock with restrictions lapsing on the two year anniversary of the date of issuance.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 12:52 UTC
Frimerman Debra HGeneral Counsel
GrantPerformance Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-19-000026 · primary_doc.xml · derivative · entry 2

Frimerman Debra H · CIK 0001353541 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2022-06-28

F1 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one share of Calyxt common stock. The PSU will vest as to 50%, 100% or 120% of the shares at the end of a three year performance period based upon the increases in Calyxt common stock from the starting price of $12.48 (and on a linear basis between vesting percentages) and if vested, will be issued as restricted stock with restrictions lapsing on the two year anniversary of the date of issuance.

F1 · derivative.exercise_date: Each performance stock unit (PSU) represents a contingent right to receive one share of Calyxt common stock. The PSU will vest as to 50%, 100% or 120% of the shares at the end of a three year performance period based upon the increases in Calyxt common stock from the starting price of $12.48 (and on a linear basis between vesting percentages) and if vested, will be issued as restricted stock with restrictions lapsing on the two year anniversary of the date of issuance.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:09 UTC
Voytas Daniel FChief Science Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-19-000027 · primary_doc.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,982

F1 · shares: 50,000 Restricted Stock Units with respect to Calyxt Inc. common stock were granted to reporting person on 6/28/2019 and vest as to 15% of the underlying shares on the first anniversary of the Grant Date, as to 10% of the underlying shares on the second anniversary of the Grant Date, and as to 5% of the underlying shares on the last day of each calendar quarter beginning the first full quarter after the second anniversary of the Grant Date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:36 UTC
Blome JamesChief Executive Officer
GrantPerformance Stock Units · Derivative 166,667 $0.00 $0.00
Disclosure

SEC source: 0001615594-19-000024 · primary_doc.xml · derivative · entry 3

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Stock · 166,667 shares

Expires 2022-06-28

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one share of Calyxt common stock. The PSU will vest as to 50%, 100% or 120% of the shares at the end of a three year performance period based upon increases in Calyxt common stock from the starting price of $12.48 (and on a linear basis between vesting percentages) and if vested, will be issued as restricted stock with restrictions lapsing on the two year anniversary of the date of issuance.

F3 · derivative.exercise_date: Each performance stock unit (PSU) represents a contingent right to receive one share of Calyxt common stock. The PSU will vest as to 50%, 100% or 120% of the shares at the end of a three year performance period based upon increases in Calyxt common stock from the starting price of $12.48 (and on a linear basis between vesting percentages) and if vested, will be issued as restricted stock with restrictions lapsing on the two year anniversary of the date of issuance.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:36 UTC
Blome JamesChief Executive Officer
GrantStock Option (Right-to-Buy) · Derivative 125,000 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001615594-19-000024 · primary_doc.xml · derivative · entry 2

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-06-28

F2 · derivative.exercise_date: Stock Option vests as to 15% of the underlying shares on the first anniversary of the Grant Date, as to 10% of the underlying shares on the second anniversary of the Grant Date, and as to 5% of the underlying shares on the last day of each calendar quarter beginning the first full calendar quarter after the second anniversary of the Grant Date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:36 UTC
Blome JamesChief Executive Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-19-000024 · primary_doc.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,136

F1 · shares: 50,000 Restricted Stock Units with respect to Calyxt, Inc. common stock were granted to reporting person on 6/28/2019 and vest as to 15% of the underlying shares on the first anniversary of the Grant Date, as to 10% of the underlying shares on the second anniversary of the Grant Date, and as to 5% of the underlying shares on the last day of each calendar quarter beginning on the first full calendar quarter after the second anniversary of the Grant Date.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 21:22 UTC Tax withholdingCommon Stock 15,715 $12.90 $202,723.50
Disclosure

SEC source: 0001615594-19-000023 · primary_doc.xml · nonDerivative · entry 1

Choulika Andre · CIK 0001712190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,733

Read SEC document
May 20, 2019 Filed May 23, 2019 20:39 UTC
Frey TravisChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $14.72 $0.00
Disclosure

SEC source: 0001127602-19-019646 · form4.xml · derivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-05-20

F1 · derivative.exercise_date: The Stock Options were granted on May 20, 2019 and vest 15% on the first anniversary of the grant date and 10% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 45 months (commencing on September 30, 2021).

Read SEC document
May 15, 2019 Filed May 17, 2019 22:48 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0001127602-19-019054 · form4.xml · derivative · entry 1

Choulika Andre · CIK 0001712190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2029-05-15

F1 · derivative.exercise_date: The stock options to purchase shares of Calyxt, Inc. common stock ("Stock Options") were granted on May 15, 2019 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (commencing on September 30, 2021).

Read SEC document
May 13, 2019 Filed May 15, 2019 21:36 UTC
Frimerman Debra HGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001127602-19-018619 · form4.xml · derivative · entry 1

Frimerman Debra H · CIK 0001353541 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-05-13

F1 · derivative.exercise_date: The Stock Option was granted on May 13, 2019 and vests 15% on the first anniversary of the grant date and 10% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 45 months (commencing on September 30, 2021).

Read SEC document
May 13, 2019 Filed May 15, 2019 22:10 UTC
Voytas Daniel FChief Science Officer
GrantStock Option (Right to Buy) · Derivative 68,000 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001127602-19-018609 · form4.xml · derivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Common Stock · 68,000 shares

Expires 2029-05-13

F1 · derivative.exercise_date: The Stock Option was granted on May 13, 2019 and vests 15% on the first anniversary of the grant date and 10% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 45 months (commencing on September 30, 2021).

Read SEC document
May 13, 2019 Filed May 15, 2019 22:07 UTC
Sahoo ManojChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 68,000 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001127602-19-018607 · form4.xml · derivative · entry 1

Sahoo Manoj · CIK 0001712226 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Common Stock · 68,000 shares

Expires 2029-05-13

F1 · derivative.exercise_date: The Stock Option was granted on May 13, 2019 and vests 15% on the first anniversary of the grant date and 10% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 45 months (commencing on September 30, 2021).

Read SEC document
May 06, 2019 Filed May 9, 2019 00:28 UTC GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001127602-19-017802 · form4.xml · derivative · entry 1

Nelson Kimberly K. · CIK 0001489097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2029-05-06

F1 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on May 6, 2019 and vests 15% on May 6, 2020 and 15% on May 6, 2021, with the remainder vesting quarterly (commencing with the third fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:38 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001127602-19-017806 · form4.xml · derivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2029-05-06

F1 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on May 6, 2019 and vests 15% on May 6, 2020 and 15% on May 6, 2021, with the remainder vesting quarterly (commencing with the third fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
May 06, 2019 Filed May 9, 2019 00:36 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001127602-19-017805 · form4.xml · derivative · entry 1

Jonathan Fassberg · CIK 0001750985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-05-06

F1 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on May 6, 2019 and vests 15% on May 6, 2020 and 15% on May 6, 2021, with the remainder vesting quarterly (commencing with the third fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:34 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001127602-19-017804 · form4.xml · derivative · entry 1

NEUGENT CHRISTOPHER J · CIK 0001657549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-05-06

F1 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on May 6, 2019 and vests 15% on May 6, 2020 and 15% on May 6, 2021, with the remainder vesting quarterly (commencing with the third fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
May 06, 2019 Filed May 9, 2019 00:48 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001127602-19-017808 · form4.xml · derivative · entry 1

Choulika Andre · CIK 0001712190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2029-05-06

F1 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on May 6, 2019 and vests 15% on May 6, 2020 and 15% on May 6, 2021, with the remainder vesting quarterly (commencing with the third fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
May 06, 2019 Filed May 9, 2019 00:40 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001127602-19-017807 · form4.xml · derivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2029-05-06

F1 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on May 6, 2019 and vests 15% on May 6, 2020 and 15% on May 6, 2021, with the remainder vesting quarterly (commencing with the third fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
May 06, 2019 Filed May 9, 2019 00:31 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001127602-19-017803 · form4.xml · derivative · entry 1

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-05-06

F1 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on May 6, 2019 and vests 15% on May 6, 2020 and 15% on May 6, 2021, with the remainder vesting quarterly (commencing with the third fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 20:26 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-19-016564 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,611

Underlying: Common Stock · 3,750 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on April 7, 2016 and vested 20% on the grant date and 10% on April 7, 2017, with the remainder vesting quarterly in equal installments over the following 42 months, 25% of which vested immediately on July 25, 2017 when Calyxt, Inc. underwent its initial public offering.

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April 29, 2019 Filed Apr 30, 2019 20:26 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 3,750 $16.31 $61,152.38
Disclosure

SEC source: 0001127602-19-016564 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.61, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

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April 29, 2019 Filed Apr 30, 2019 20:26 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 3,750 $3.59 $13,462.50
Disclosure

SEC source: 0001127602-19-016564 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

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April 02, 2019 Filed Apr 4, 2019 20:07 UTC
Blome JamesChief Executive Officer
SaleCommon Stock 2,582 $16.65 $42,982.04
Disclosure

SEC source: 0001127602-19-014799 · form4.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,136

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $16.85, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · balance_after: Includes 135,000 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on September 17, 2018 and remain unvested; 27,000 shares will vest on the October 1, 2019, and the remainder vesting quarterly (commencing with the fourth fiscal quarter of 2019) in equal installments over 36 months.

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April 01, 2019 Filed Apr 2, 2019 12:38 UTC
Sahoo ManojChief Commercial Officer
SaleCommon Stock 1,522 $17.33 $26,378.09
Disclosure

SEC source: 0001127602-19-013927 · form4.xml · nonDerivative · entry 1

Sahoo Manoj · CIK 0001712226 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,817

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.03 to $17.67, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · balance_after: Includes 53,900 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017, remain unvested and will vest quarterly in equal installments over the following 33 months.

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March 26, 2019 Filed Mar 27, 2019 20:22 UTC
Blome JamesChief Executive Officer
SaleRestricted Stock Units 2,582 $17.87 $46,128.98
Disclosure

SEC source: 0001127602-19-013430 · form4.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,718

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on September 17, 2018 and vested 25% on October 1, 2018, with 15% vesting on October 1, 2019, and the remainder vesting quarterly (commencing with the fourth fiscal quarter of 2019) in equal installments over 36 months.

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.64 to $18.09, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

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March 20, 2019 Filed Mar 21, 2019 20:07 UTC
Sahoo ManojChief Commercial Officer
SaleCommon Stock 3,262 $18.00 $58,716.00
Disclosure

SEC source: 0001127602-19-012652 · form4.xml · nonDerivative · entry 2

Sahoo Manoj · CIK 0001712226 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,339

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 21, 2017.

F2 · balance_after: Includes 58,800 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017, remain unvested and will vest quarterly in equal installments over the following 36 months.

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March 19, 2019 Filed Mar 21, 2019 01:26 UTC
Blome JamesChief Executive Officer
SaleRestricted Stock Units 2,582 $17.32 $44,713.01
Disclosure

SEC source: 0001127602-19-012485 · form4.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,300

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on September 17, 2018 and vested 25% on October 1, 2018, with 15% vesting on October 1, 2019, and the remainder vesting quarterly (commencing with the fourth fiscal quarter of 2019) in equal installments over 36 months.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.02 to $17.63, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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March 19, 2019 Filed Mar 21, 2019 20:07 UTC
Sahoo ManojChief Commercial Officer
SaleCommon Stock 5,068 $18.00 $91,224.00
Disclosure

SEC source: 0001127602-19-012652 · form4.xml · nonDerivative · entry 1

Sahoo Manoj · CIK 0001712226 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,601

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 21, 2017.

F2 · balance_after: Includes 58,800 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017, remain unvested and will vest quarterly in equal installments over the following 36 months.

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March 14, 2019 Filed Mar 15, 2019 16:01 UTC SaleRestricted Stock Units 4,980 $16.33 $81,317.42
Disclosure

SEC source: 0001127602-19-011543 · form4.xml · nonDerivative · entry 4

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,020

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on August 21, 2018 and vested 33.3% on October 10, 2018, with 33.3% vesting on October 10, 2019, and 33.4% vesting on October 10, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.82 to $16.85, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.

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March 13, 2019 Filed Mar 15, 2019 16:01 UTC SaleRestricted Stock Units 5,000 $16.08 $80,410.00
Disclosure

SEC source: 0001127602-19-011543 · form4.xml · nonDerivative · entry 3

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on August 21, 2018 and vested 33.3% on October 10, 2018, with 33.3% vesting on October 10, 2019, and 33.4% vesting on October 10, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.76 to $16.365, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.