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Cibus, Inc.

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0001705843
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2021 Filed Apr 2, 2021 17:02 UTC Amendment
Frimerman Debra HGeneral Counsel and Secretary
GrantStock Option (Right-to-Buy) · Derivative 27,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001615594-21-000045 · primary_doc.xml · derivative · entry 2

Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2031-03-12

F2 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
March 12, 2021 Filed Apr 2, 2021 17:02 UTC Amendment
Frimerman Debra HGeneral Counsel and Secretary
GrantCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000045 · primary_doc.xml · nonDerivative · entry 1

Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

F1 · shares: The Restricted Stock Units reported on this Form 4 vest as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
March 12, 2021 Filed Apr 2, 2021 16:47 UTC Amendment GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000043 · primary_doc.xml · nonDerivative · entry 1

NEUGENT CHRISTOPHER J · CIK 0001657549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,940

F1 · shares: The Restricted Stock Units reported on this Form 4 vest fully on March 12, 2022.

Read SEC document
March 12, 2021 Filed Apr 2, 2021 21:09 UTC Amendment
Frey TravisChief Technology Officer
GrantStock Option (Right-to-Buy) · Derivative 24,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001615594-21-000046 · primary_doc.xml · derivative · entry 2

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2031-03-12

F2 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
March 12, 2021 Filed Apr 2, 2021 21:09 UTC Amendment
Frey TravisChief Technology Officer
GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000046 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

F1 · shares: The Restricted Stock Units reported on this Form 4 vest as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:11 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 2,513 $4.13 $10,387.99
Disclosure

SEC source: 0001615594-21-000002 · primary_doc.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2020.

F2 · price: The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $4.05 to $4.25, inclusive.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:12 UTC
Blome JamesChief Executive Officer
SaleCommon Stock 4,140 $4.17 $17,280.77
Disclosure

SEC source: 0001615594-21-000001 · primary_doc.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,282

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $4.13 to $4.32, inclusive.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 22:08 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 5,026 $4.75 $23,873.50
Disclosure

SEC source: 0001615594-20-000077 · primary_doc.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

Read SEC document
December 01, 2020 Filed Dec 2, 2020 22:10 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 150 $3.79 $569.00
Disclosure

SEC source: 0001615594-20-000074 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

F1 · shares: The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $3.79 to $3.80, inclusive.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 23:44 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 150 $3.26 $489.33
Disclosure

SEC source: 0001615594-20-000071 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

F1 · shares: The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $3.23 to $3.28, inclusive.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 10:05 UTC OtherCommon Stock 1,250,000 $4.00 $5,000,000.00
Disclosure

SEC source: 0000899243-20-028665 · doc4.xml · nonDerivative · entry 1

Cellectis S.A. · CIK 0001627281 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,963,175

F1 · kind: Purchased directly from Calyxt, Inc. in Calyxt, Inc.'s direct offering pursuant to a registration statement on Form S-3 (333-233231). The shares of common stock were purchased at the offering price.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:57 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 150 $5.47 $820.10
Disclosure

SEC source: 0001615594-20-000068 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

F1 · shares: The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $5.46 to $5.51, inclusive.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 21:09 UTC
Blome JamesChief Executive Officer
SaleCommon Stock 4,140 $5.59 $23,123.56
Disclosure

SEC source: 0001615594-20-000067 · primary_doc.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,422

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $5.45 to $5.74, inclusive.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 21:06 UTC PurchaseCommon Stock 3,000 $5.91 $17,728.80
Disclosure

SEC source: 0001615594-20-000065 · primary_doc.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,290

Read SEC document
September 01, 2020 Filed Sep 1, 2020 21:10 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 150 $5.41 $811.01
Disclosure

SEC source: 0001615594-20-000063 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.410, inclusive.

Read SEC document
August 14, 2020 Filed Aug 21, 2020 21:16 UTC PurchaseCommon Stock 2,000 $7.49 $14,970.40
Disclosure

SEC source: 0001615594-20-000061 · primary_doc.xml · nonDerivative · entry 3

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,290

Read SEC document
August 04, 2020 Filed Aug 7, 2020 18:39 UTC
Koschak WilliamChief Financial Officer
GrantStock Option (Right-to-Buy) · Derivative 110,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000054 · primary_doc.xml · derivative · entry 2

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 22:17 UTC GrantStock Option (Right-to-Buy) · Derivative 7,500 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000051 · primary_doc.xml · derivative · entry 2

Nelson Kimberly K. · CIK 0001489097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 19:00 UTC
Frimerman Debra HGeneral Counsel
GrantStock Option (Right-to-Buy) · Derivative 80,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000057 · primary_doc.xml · derivative · entry 2

Frimerman Debra H · CIK 0001353541 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 19:09 UTC GrantStock Option (Right-to-Buy) · Derivative 25,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000058 · primary_doc.xml · derivative · entry 2

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 18:07 UTC GrantStock Option (Right-to-Buy) · Derivative 7,500 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000050 · primary_doc.xml · derivative · entry 2

NEUGENT CHRISTOPHER J · CIK 0001657549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 22:54 UTC
Frey TravisChief Technology Officer
GrantStock Option (Right-to-Buy) · Derivative 80,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000056 · primary_doc.xml · derivative · entry 2

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 22:46 UTC
Blome JamesChief Executive Officer
GrantStock Option (Right-to-Buy) · Derivative 175,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000055 · primary_doc.xml · derivative · entry 2

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 22:32 UTC GrantStock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000053 · primary_doc.xml · derivative · entry 2

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 22:26 UTC
Voytas Daniel FChief Science Officer
GrantStock Option (Right-to-Buy) · Derivative 65,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000052 · primary_doc.xml · derivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 21:57 UTC GrantStock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000049 · primary_doc.xml · derivative · entry 2

Jonathan Fassberg · CIK 0001750985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 04, 2020 Filed Aug 7, 2020 21:50 UTC GrantStock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-20-000048 · primary_doc.xml · derivative · entry 2

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: The option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
August 03, 2020 Filed Aug 3, 2020 21:07 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 150 $4.36 $653.90
Disclosure

SEC source: 0001615594-20-000046 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $4.37 to $4.41, inclusive.

Read SEC document
July 02, 2020 Filed Aug 21, 2020 21:20 UTC SaleCommon Stock 245 $4.70 $1,151.50
Disclosure

SEC source: 0001615594-20-000062 · primary_doc.xml · nonDerivative · entry 2

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

Read SEC document
July 02, 2020 Filed Aug 21, 2020 21:16 UTC SaleCommon Stock 236 $4.70 $1,109.20
Disclosure

SEC source: 0001615594-20-000061 · primary_doc.xml · nonDerivative · entry 2

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:40 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 156 $5.04 $786.24
Disclosure

SEC source: 0001615594-20-000041 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

Read SEC document
July 01, 2020 Filed Jul 31, 2020 21:12 UTC
Blome JamesChief Executive Officer
SaleCommon Stock 3,495 $4.65 $16,268.18
Disclosure

SEC source: 0001615594-20-000045 · primary_doc.xml · nonDerivative · entry 2

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,562

F2 · price: The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $4.55 to $4.9458, inclusive.

Read SEC document
July 01, 2020 Filed Aug 3, 2020 21:13 UTC SaleCommon Stock 4,228 $4.65 $19,647.09
Disclosure

SEC source: 0001615594-20-000047 · primary_doc.xml · nonDerivative · entry 1

Choulika Andre · CIK 0001712190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,815

F1 · price: The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $4.55 to $4.87, inclusive.

Read SEC document
June 29, 2020 Filed Jul 31, 2020 21:12 UTC
Blome JamesChief Executive Officer
SaleCommon Stock 2,902 $5.01 $14,531.77
Disclosure

SEC source: 0001615594-20-000045 · primary_doc.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,057

F1 · price: The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $4.955 to $5.03, inclusive.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:26 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 144 $4.43 $637.62
Disclosure

SEC source: 0001615594-20-000033 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $4.37 to $4.70, inclusive.

Read SEC document
May 01, 2020 Filed May 4, 2020 18:34 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 175 $4.32 $755.30
Disclosure

SEC source: 0001615594-20-000027 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $4.31 to $4.35, inclusive.

Read SEC document
April 02, 2020 Filed Aug 21, 2020 21:20 UTC SaleCommon Stock 245 $2.87 $703.15
Disclosure

SEC source: 0001615594-20-000062 · primary_doc.xml · nonDerivative · entry 1

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,410

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

Read SEC document
April 02, 2020 Filed Aug 21, 2020 21:16 UTC SaleCommon Stock 236 $2.87 $677.32
Disclosure

SEC source: 0001615594-20-000061 · primary_doc.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on June 13, 2019.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:30 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 175 $3.19 $559.09
Disclosure

SEC source: 0001615594-20-000019 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $3.16-$3.25, inclusive.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:23 UTC Tax withholdingCommon Stock 3,690 $2.95 $10,902.84
Disclosure

SEC source: 0001615594-20-000021 · primary_doc.xml · nonDerivative · entry 1

Choulika Andre · CIK 0001712190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,043

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:21 UTC
Blome JamesChief Executive Officer
Tax withholdingCommon Stock 3,177 $2.96 $9,388.99
Disclosure

SEC source: 0001615594-20-000020 · primary_doc.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,959

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:12 UTC
Frey TravisChief Technology Officer
PurchaseCommon Stock 200 $6.43 $1,286.00
Disclosure

SEC source: 0001615594-20-000017 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 11, 2019.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 400 $5.54 $2,216.00
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 14

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,030

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 302 $5.51 $1,664.02
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 13

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,430

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 1,700 $5.50 $9,350.00
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 12

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,732

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 602 $5.48 $3,298.96
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 11

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,432

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 700 $5.47 $3,829.00
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 10

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,034

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

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February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 1,100 $5.46 $6,006.00
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 9

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,734

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

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February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 300 $5.46 $1,636.50
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 8

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,834

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

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February 28, 2020 Filed Mar 2, 2020 10:45 UTC SaleCommon Stock 802 $5.45 $4,370.90
Disclosure

SEC source: 0001615594-20-000016 · primary_doc.xml · nonDerivative · entry 7

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,134

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on December 4, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.