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CBUS

Cibus, Inc.

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0001705843
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2022 Filed Mar 28, 2022 18:42 UTC
Carr Michael A.Director · President and CEO
GrantStock Option (Right-to-Buy) · Derivative 490,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001615594-22-000018 · primary_doc.xml · derivative · entry 3

Carr Michael A. · CIK 0001875512 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 490,000 shares

Expires 2032-03-24

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of the grant.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 18:42 UTC
Carr Michael A.Director · President and CEO
GrantCommon Stock 163,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-22-000018 · primary_doc.xml · nonDerivative · entry 2

Carr Michael A. · CIK 0001875512 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,000

F2 · shares: The Restricted Stock Units reported on this Form 4 vest in full on January 1, 2023.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 18:42 UTC
Carr Michael A.Director · President and CEO
GrantCommon Stock 205,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-22-000018 · primary_doc.xml · nonDerivative · entry 1

Carr Michael A. · CIK 0001875512 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,000

F1 · shares: The Restricted Stock Units reported on this Form 4 vest as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 19:02 UTC
Koschak WilliamChief Financial Officer
GrantStock Option (Right-to-Buy) · Derivative 250,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001615594-22-000021 · primary_doc.xml · derivative · entry 3

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-24

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of the grant.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 19:02 UTC
Koschak WilliamChief Financial Officer
GrantCommon Stock 119,700 $0.00 $0.00
Disclosure

SEC source: 0001615594-22-000021 · primary_doc.xml · nonDerivative · entry 2

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,095

F2 · shares: The Restricted Stock Units reported on this Form 4 vest in full on January 1, 2023.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 19:02 UTC
Koschak WilliamChief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-22-000021 · primary_doc.xml · nonDerivative · entry 1

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,395

F1 · shares: The Restricted Stock Units reported on this Form 4 vest as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 18:56 UTC
Frimerman Debra HGeneral Counsel and Secretary
GrantStock Option (Right-to-Buy) · Derivative 250,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001615594-22-000020 · primary_doc.xml · derivative · entry 3

Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-24

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of the grant.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 18:56 UTC
Frimerman Debra HGeneral Counsel and Secretary
GrantCommon Stock 100,450 $0.00 $0.00
Disclosure

SEC source: 0001615594-22-000020 · primary_doc.xml · nonDerivative · entry 2

Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,948

F2 · shares: The Restricted Stock Units reported on this Form 4 vest in full on January 1, 2023.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 18:56 UTC
Frimerman Debra HGeneral Counsel and Secretary
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-22-000020 · primary_doc.xml · nonDerivative · entry 1

Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,498

F1 · shares: The Restricted Stock Units reported on this Form 4 vest as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 22:50 UTC
Frey TravisChief Technology Officer
GrantStock Option (Right-to-Buy) · Derivative 250,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001615594-22-000019 · primary_doc.xml · derivative · entry 3

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-24

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of the grant.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 22:50 UTC
Frey TravisChief Technology Officer
GrantCommon Stock 105,650 $0.00 $0.00
Disclosure

SEC source: 0001615594-22-000019 · primary_doc.xml · nonDerivative · entry 2

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,877

F2 · shares: The Restricted Stock Units reported on this Form 4 vest in full on January 1, 2023.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 22:50 UTC
Frey TravisChief Technology Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-22-000019 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,227

F1 · shares: The Restricted Stock Units reported on this Form 4 vest as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 16:09 UTC SaleCommon Stock 20,000 $1.06 $21,238.00
Disclosure

SEC source: 0001615594-22-000016 · primary_doc.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,225

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on September 21, 2021.

F2 · price: The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $1.04 to $1.14, inclusive.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 18:19 UTC
Koschak WilliamChief Financial Officer
Tax withholdingCommon Stock 2,605 $1.05 $2,739.94
Disclosure

SEC source: 0001615594-22-000013 · primary_doc.xml · nonDerivative · entry 1

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,395

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021.

F2 · price: The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $1.05 to $1.06, inclusive.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 18:23 UTC
Frimerman Debra HGeneral Counsel and Secretary
Tax withholdingCommon Stock 2,502 $1.08 $2,702.16
Disclosure

SEC source: 0001615594-22-000014 · primary_doc.xml · nonDerivative · entry 1

Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,498

F1 · shares: Shares were sold to cover tax withholding obligations of reporting person in connection with the vesting of Restricted Stock Units.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:26 UTC
Frey TravisChief Technology Officer
Tax withholdingCommon Stock 2,173 $1.08 $2,346.84
Disclosure

SEC source: 0001615594-22-000015 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,227

F1 · shares: Shares were sold to cover tax withholding obligations of reporting person in connection with the vesting of Restricted Stock Units.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 16:53 UTC
Carr Michael A.Director · President and CEO
PurchaseCommon Stock 10,000 $3.98 $39,776.00
Disclosure

SEC source: 0001615594-21-000096 · primary_doc.xml · nonDerivative · entry 1

Carr Michael A. · CIK 0001875512 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: The price reported in Column 4 is a weighted average. The shares were purchased in multiple transactions at prices ranging from $3.9250 to $4.05, inclusive.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 16:31 UTC
Koschak WilliamChief Financial Officer
PurchaseCommon Stock 20,000 $3.21 $64,112.00
Disclosure

SEC source: 0001615594-21-000095 · primary_doc.xml · nonDerivative · entry 1

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · price: The price reported in Column 4 is a weighted average. The shares were purchased in multiple transactions at prices ranging from $3.18 to $4.1799, inclusive.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 17:18 UTC
Carr Michael A.Director · President and CEO
GrantPerformance Stock Units · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000078 · primary_doc.xml · derivative · entry 3

Carr Michael A. · CIK 0001875512 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2024-07-27

F3 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of Calyxt common stock. The PSUs vest upon Calyxt's common stock achieving specified prices per share for all of the trading days in any 30 consecutive calendar day period within a three year performance period.

F3 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of Calyxt common stock. The PSUs vest upon Calyxt's common stock achieving specified prices per share for all of the trading days in any 30 consecutive calendar day period within a three year performance period.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 17:18 UTC
Carr Michael A.Director · President and CEO
GrantStock Option (Right-to-Buy) · Derivative 200,000 $0.00 Strike: $3.65 $0.00
Disclosure

SEC source: 0001615594-21-000078 · primary_doc.xml · derivative · entry 2

Carr Michael A. · CIK 0001875512 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-07-27

F2 · derivative.exercise_date: The Option vests as to one-third (1/3) on each of the first three anniversaries of the date of the grant.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 17:18 UTC
Carr Michael A.Director · President and CEO
GrantCommon Stock 50,000 $3.65 $182,500.00
Disclosure

SEC source: 0001615594-21-000078 · primary_doc.xml · nonDerivative · entry 1

Carr Michael A. · CIK 0001875512 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: The Restricted Stock Units vest as to one-third (1/3) on each of the first three anniversaries of the date of the grant.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 17:23 UTC
Ribeill Yves JDirector · Executive Chair
GrantCommon Stock 50,429 $3.65 $184,065.85
Disclosure

SEC source: 0001615594-21-000079 · primary_doc.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,225

F1 · shares: The Restricted Stock Units vest as to one-third (1/3) on the date of the grant; one-third (1/3) on the six-month anniversary of the date of the grant; and the remaining one-third (1/3) on the one-year anniversary of the date of the grant.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 16:59 UTC
Ribeill Yves JDirector · Executive Chair
GrantCommon Stock 12,048 $4.07 $49,035.36
Disclosure

SEC source: 0001615594-21-000074 · primary_doc.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,796

F1 · shares: The Restricted Stock Units vest as to one-third (1/3) on the effective date of an employment agreement appointing a permanent Chief Executive Officer (the "CEO Start Date"); one-third (1/3) on the six-month anniversary of the CEO Start Date; and the remainder shall vest on the one-year anniversary of the CEO Start Date.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:53 UTC
Reiter SarahChief Business Officer
GrantStock Option (Right-to-Buy) · Derivative 16,573 $0.00 Strike: $4.54 $0.00
Disclosure

SEC source: 0001615594-21-000072 · primary_doc.xml · derivative · entry 2

Reiter Sarah · CIK 0001734605 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,573

Underlying: Common Stock · 16,573 shares

Expires 2031-06-08

F2 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:53 UTC
Reiter SarahChief Business Officer
GrantCommon Stock 11,601 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000072 · primary_doc.xml · nonDerivative · entry 1

Reiter Sarah · CIK 0001734605 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,101

F1 · shares: Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:58 UTC
Ribeill Yves JDirector · Executive Chair
GrantCommon Stock 11,967 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000069 · primary_doc.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,748

F1 · shares: The Restricted Stock Units vest as to one-third (1/3) on the effective date of an employment agreement appointing a permanent Chief Executive Officer (the "CEO Start Date"); one-third (1/3) on the six-month anniversary of the CEO Start Date; and the remainder shall vest on the one-year anniversary of the CEO Start Date.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:47 UTC GrantStock Option (Right-to-Buy) · Derivative 15,231 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0001615594-21-000068 · primary_doc.xml · derivative · entry 2

Nelson Kimberly K. · CIK 0001489097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,231

Underlying: Common Stock · 15,231 shares

Expires 2031-05-27

F2 · derivative.exercise_date: Option vests in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:47 UTC GrantCommon Stock 7,204 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000068 · primary_doc.xml · nonDerivative · entry 1

Nelson Kimberly K. · CIK 0001489097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,204

F1 · shares: The Restricted Stock Units vest in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 17:42 UTC
Ribeill Yves JDirector · Executive Chair
GrantStock Option (Right-to-Buy) · Derivative 10,291 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0001615594-21-000067 · primary_doc.xml · derivative · entry 2

Ribeill Yves J · CIK 0001604049 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291

Underlying: Common Stock · 10,291 shares

Expires 2031-05-27

F2 · derivative.exercise_date: Option vests in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 17:42 UTC
Ribeill Yves JDirector · Executive Chair
GrantCommon Stock 18,730 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000067 · primary_doc.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,781

F1 · shares: The Restricted Stock Units vest in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 17:33 UTC GrantStock Option (Right-to-Buy) · Derivative 14,408 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0001615594-21-000065 · primary_doc.xml · derivative · entry 3

NEUGENT CHRISTOPHER J · CIK 0001657549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,408

Underlying: Common Stock · 14,408 shares

Expires 2031-05-27

F3 · derivative.exercise_date: The option vests in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 17:33 UTC GrantCommon Stock 7,204 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000065 · primary_doc.xml · nonDerivative · entry 1

NEUGENT CHRISTOPHER J · CIK 0001657549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,804

F1 · shares: The Restricted Stock Units vest in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:37 UTC GrantStock Option (Right-to-Buy) · Derivative 12,761 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0001615594-21-000066 · primary_doc.xml · derivative · entry 2

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,761

Underlying: Common Stock · 12,761 shares

Expires 2031-05-27

F2 · derivative.exercise_date: Option vests in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:37 UTC GrantCommon Stock 7,204 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000066 · primary_doc.xml · nonDerivative · entry 1

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,089

F1 · shares: The Restricted Stock Units vest in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:27 UTC GrantStock Option (Right-to-Buy) · Derivative 10,291 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0001615594-21-000064 · primary_doc.xml · derivative · entry 2

Jonathan Fassberg · CIK 0001750985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291

Underlying: Common Stock · 10,291 shares

Expires 2031-05-27

F2 · derivative.exercise_date: The option vests in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:27 UTC GrantCommon Stock 7,204 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000064 · primary_doc.xml · nonDerivative · entry 1

Jonathan Fassberg · CIK 0001750985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,804

F1 · shares: The Restricted Stock Units vest in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:24 UTC GrantStock Option (Right-to-Buy) · Derivative 10,291 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0001615594-21-000063 · primary_doc.xml · derivative · entry 2

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291

Underlying: Common Stock · 10,291 shares

Expires 2031-05-27

F2 · derivative.exercise_date: The option vests in full on 5/27/2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:24 UTC GrantCommon Stock 7,204 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000063 · primary_doc.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614

F1 · shares: The Restricted Stock Units vest in full on 5/27/2022.

Read SEC document
May 12, 2021 Filed May 13, 2021 17:58 UTC PurchaseCommon Stock 15,000 $3.95 $59,290.50
Disclosure

SEC source: 0001615594-21-000056 · primary_doc.xml · nonDerivative · entry 2

NEUGENT CHRISTOPHER J · CIK 0001657549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,000

F1 · ownership.nature: By Christopher J. Neugent Revocable Trust of which the reporting person and his wife are trustees and the reporting person is the beneficiary.

Read SEC document
May 03, 2021 Filed May 5, 2021 16:51 UTC
Ribeill Yves JDirector · Executive Chair
GrantCommon Stock 9,430 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000048 · primary_doc.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,051

F1 · shares: The Restricted Stock Units vest as to one-third (1/3) on the effective date of an employment agreement appointing a permanent Chief Executive Officer (the "CEO Start Date"); one-third (1/3) on the six-month anniversary of the CEO Start Date; and the remainder shall vest on the one-year anniversary of the CEO Start Date.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:43 UTC GrantCommon Stock 16,591 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000042 · primary_doc.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,621

F1 · shares: The Restricted Stock Units reported on this Form 4 vest as to 1/3 of the shares on the effective date of an employment agreement appointing a permanent Chief Executive Officer of the Issuer (the "CEO Start Date"); 1/3 on the six-month anniversary of the CEO Start Date; and 1/3 on the one-year anniversary of the CEO Start Date.

Read SEC document
March 12, 2021 Filed Mar 18, 2021 16:49 UTC
Koschak WilliamChief Financial Officer
GrantRestricted Stock Units · Derivative 18,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000031 · primary_doc.xml · derivative · entry 3

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Calyxt, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 12, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 12, 2022.

Read SEC document
March 12, 2021 Filed Mar 18, 2021 16:49 UTC
Koschak WilliamChief Financial Officer
GrantStock Option (Right-to-Buy) · Derivative 26,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001615594-21-000031 · primary_doc.xml · derivative · entry 2

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2031-03-12

F1 · derivative.exercise_date: Options vest as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
March 12, 2021 Filed Mar 18, 2021 16:43 UTC
Frimerman Debra HGeneral Counsel and Secretary
GrantRestricted Stock Units · Derivative 19,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000030 · primary_doc.xml · derivative · entry 3

Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Calyxt, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 12, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 12, 2022.

Read SEC document
March 12, 2021 Filed Mar 18, 2021 16:43 UTC
Frimerman Debra HGeneral Counsel and Secretary
GrantStock Option (Right-to-Buy) · Derivative 27,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001615594-21-000030 · primary_doc.xml · derivative · entry 2

Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2031-03-12

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

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March 12, 2021 Filed Mar 18, 2021 16:54 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000032 · primary_doc.xml · derivative · entry 2

NEUGENT CHRISTOPHER J · CIK 0001657549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Calyxt, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on March 12, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in full on March 12, 2022.

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March 12, 2021 Filed Mar 18, 2021 20:31 UTC
Frey TravisChief Technology Officer
GrantRestricted Stock Units · Derivative 16,500 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000029 · primary_doc.xml · derivative · entry 3

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Calyxt, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 12, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 12, 2022.

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March 12, 2021 Filed Mar 18, 2021 20:31 UTC
Frey TravisChief Technology Officer
GrantStock Option (Right-to-Buy) · Derivative 24,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001615594-21-000029 · primary_doc.xml · derivative · entry 2

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2031-03-12

F1 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

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March 12, 2021 Filed Apr 2, 2021 16:52 UTC Amendment
Koschak WilliamChief Financial Officer
GrantStock Option (Right-to-Buy) · Derivative 26,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001615594-21-000044 · primary_doc.xml · derivative · entry 2

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2031-03-12

F2 · derivative.exercise_date: Option vests as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

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March 12, 2021 Filed Apr 2, 2021 16:52 UTC Amendment
Koschak WilliamChief Financial Officer
GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-21-000044 · primary_doc.xml · nonDerivative · entry 1

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: The Restricted Stock Units reported on this Form 4 vest as to 1/3 of the shares on each of the first three anniversaries of the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.