CBUS

SEC source: 0001615594-25-000045 · primary_doc.xml · derivative · entry 2

Beetham Peter · CIK 0001764820 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,500

Underlying: Class A Common Stock · 250,500 shares

Expires 2035-03-24

F1 · derivative.exercise_date: Options vest substantially equally each month until March 24, 2029.

SEC source: 0001615594-25-000045 · primary_doc.xml · nonDerivative · entry 1

Beetham Peter · CIK 0001764820 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,937

SEC source: 0001615594-25-000047 · primary_doc.xml · derivative · entry 2

Gocal Gregory Francis William · CIK 0001976142 · Chief Scientific Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,500

Underlying: Class A Common Stock · 119,500 shares

Expires 2035-03-24

F1 · derivative.exercise_date: Options vest substantially equally each month until March 24, 2029

SEC source: 0001615594-25-000047 · primary_doc.xml · nonDerivative · entry 1

Gocal Gregory Francis William · CIK 0001976142 · Chief Scientific Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,844

SEC source: 0001615594-25-000051 · primary_doc.xml · derivative · entry 2

Sauer Noel · CIK 0002063458 · SVP, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Class A Common Stock · 23,500 shares

Expires 2035-03-24

F1 · derivative.exercise_date: Options vest substantially equally each month until March 24, 2029

SEC source: 0001615594-25-000051 · primary_doc.xml · nonDerivative · entry 1

Sauer Noel · CIK 0002063458 · SVP, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,480

SEC source: 0001615594-25-000049 · primary_doc.xml · derivative · entry 2

Stokes Jason · CIK 0002063460 · CLO, Gen Csl & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,500

Underlying: Class A Common Stock · 56,500 shares

Expires 2035-03-24

F1 · derivative.exercise_date: Options vest substantially equally each month until March 24, 2029

SEC source: 0001615594-25-000049 · primary_doc.xml · nonDerivative · entry 1

Stokes Jason · CIK 0002063460 · CLO, Gen Csl & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,669

SEC source: 0001615594-25-000041 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,707

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000040 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,857

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000039 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,007

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000038 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,157

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000036 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,307

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-26-000010 · primary_doc.xml · nonDerivative · entry 1

Stokes Jason · CIK 0002063460 · CLO, Gen Csl & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,874

SEC source: 0001615594-25-000035 · primary_doc.xml · nonDerivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,457

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000035 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,607

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000034 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,757

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000033 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,907

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000032 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,057

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000031 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,207

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000030 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,357

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000028 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,507

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000027 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,657

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000026 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,807

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000025 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,957

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000024 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,107

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000023 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,257

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000022 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,407

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000021 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,557

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000019 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,707

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000018 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,857

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000017 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,007

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000016 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,157

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000015 · primary_doc.xml · nonDerivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,307

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000013 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,607

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000015 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,457

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0000950170-25-008350 · ownership.xml · derivative · entry 2

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000,000

Underlying: Class A Common Stock · 4,000,000 shares

Expires not disclosed

F1 · kind: On January 21, 2025, Cibus, Inc. (the "Company") entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Company's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs 4,000,000 pre-funded warrants to purchase shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), and an accompanying common warrant to purchase up to 4,000,000 shares of Class A Common Stock at a combined offering price of $2.4999. The Purchase Agreement was entered into in connection with the Company's registered direct offering, which is expected to be fully consummated on or about January 24, 2025. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3.

F1 · price: On January 21, 2025, Cibus, Inc. (the "Company") entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Company's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs 4,000,000 pre-funded warrants to purchase shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), and an accompanying common warrant to purchase up to 4,000,000 shares of Class A Common Stock at a combined offering price of $2.4999. The Purchase Agreement was entered into in connection with the Company's registered direct offering, which is expected to be fully consummated on or about January 24, 2025. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3.

F3 · derivative.exercise_date: Pre-Funded Warrants have no expiration date, may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $0.0001 per share of Class A Common Stock and are exercisable immediately, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Exchange Act, no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Issuer's outstanding common stock.

F3 · derivative.expiration_date: Pre-Funded Warrants have no expiration date, may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $0.0001 per share of Class A Common Stock and are exercisable immediately, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Exchange Act, no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Issuer's outstanding common stock.

SEC source: 0000950170-25-008350 · ownership.xml · derivative · entry 1

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000,000

Underlying: Class A Common Stock · 4,000,000 shares

Expires not disclosed

F1 · kind: On January 21, 2025, Cibus, Inc. (the "Company") entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Company's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs 4,000,000 pre-funded warrants to purchase shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), and an accompanying common warrant to purchase up to 4,000,000 shares of Class A Common Stock at a combined offering price of $2.4999. The Purchase Agreement was entered into in connection with the Company's registered direct offering, which is expected to be fully consummated on or about January 24, 2025. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3.

F1 · price: On January 21, 2025, Cibus, Inc. (the "Company") entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Company's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs 4,000,000 pre-funded warrants to purchase shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), and an accompanying common warrant to purchase up to 4,000,000 shares of Class A Common Stock at a combined offering price of $2.4999. The Purchase Agreement was entered into in connection with the Company's registered direct offering, which is expected to be fully consummated on or about January 24, 2025. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3.

F2 · derivative.exercise_date: Common Warrants issued to Mr. Riggs may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $2.4999 per share of Class A Common Stock, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Company's outstanding common stock. The Common Warrants will not be exercisable until the Company receives certain approvals from its stockholders (the "Warrant Stockholder Approvals") required by the applicable rules of the Nasdaq Capital Market. The Common Warrants will expire five years following the date of receipt of the Warrant Stockholder Approvals.

F2 · derivative.expiration_date: Common Warrants issued to Mr. Riggs may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $2.4999 per share of Class A Common Stock, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Company's outstanding common stock. The Common Warrants will not be exercisable until the Company receives certain approvals from its stockholders (the "Warrant Stockholder Approvals") required by the applicable rules of the Nasdaq Capital Market. The Common Warrants will expire five years following the date of receipt of the Warrant Stockholder Approvals.

SEC source: 0001615594-25-000010 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,757

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000009 · primary_doc.xml · nonDerivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,907

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000009 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,057

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000008 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,207

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000007 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,357

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000006 · primary_doc.xml · nonDerivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,507

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000006 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,657

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000005 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,807

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000002 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,957

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000001 · primary_doc.xml · nonDerivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,107

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000001 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,257

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

SEC source: 0001615594-25-000004 · primary_doc.xml · derivative · entry 5

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,388,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.

F3 · price: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock.

F5 · price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.

F5 · derivative.exercise_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.

F5 · derivative.expiration_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.

F3 · ownership.direct: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock.

F5 · ownership.direct: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.