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CBUS

Cibus, Inc.

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0001705843
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2018 Filed Jul 25, 2018 00:03 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,666 $17.94 $83,708.04
Disclosure

SEC source: 0001127602-18-023816 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F1 · security: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
July 20, 2018 Filed Jul 25, 2018 00:03 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,666 $3.59 $16,750.94
Disclosure

SEC source: 0001127602-18-023816 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 20:08 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-18-023108 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,668

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
July 09, 2018 Filed Jul 11, 2018 20:08 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $17.84 $72,822.35
Disclosure

SEC source: 0001127602-18-023108 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $18.16, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 20:08 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $3.71 $15,165.49
Disclosure

SEC source: 0001127602-18-023108 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 18:57 UTC
Godard AlainDirector
SaleCommon Stock 5,880 $20.84 $122,540.38
Disclosure

SEC source: 0001127602-18-021822 · form4.xml · nonDerivative · entry 1

Godard Alain · CIK 0001712102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,320

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.60 to $21.425, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · balance_after: Includes 33,320 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 5,880 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 19:53 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,666 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-021750 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,336

Underlying: Common Stock · 4,666 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted on April 7, 2016 and vests 20% on the grant date and 10% on the first anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
June 20, 2018 Filed Jun 22, 2018 19:53 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,666 $20.56 $95,909.63
Disclosure

SEC source: 0001127602-18-021750 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $20.395 to $20.765, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 19:53 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,666 $3.59 $16,750.94
Disclosure

SEC source: 0001127602-18-021750 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 19:49 UTC
Arbadji MichelDirector of Business Developme
Exercise / conversionStock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-021748 · form4.xml · derivative · entry 3

Arbadji Michel · CIK 0001712089 · Director of Business Developme

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 6,500 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option was granted on April 7, 2016 and vests 20% on the grant date and 10% on the first anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
June 20, 2018 Filed Jun 22, 2018 19:49 UTC
Arbadji MichelDirector of Business Developme
SaleCommon Stock 6,500 $22.00 $143,000.00
Disclosure

SEC source: 0001127602-18-021748 · form4.xml · nonDerivative · entry 2

Arbadji Michel · CIK 0001712089 · Director of Business Developme

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,990

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F1 · balance_after: Includes 24,990 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 4,410 will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 19:49 UTC
Arbadji MichelDirector of Business Developme
Exercise / conversionCommon Stock 6,500 $3.59 $23,320.70
Disclosure

SEC source: 0001127602-18-021748 · form4.xml · nonDerivative · entry 1

Arbadji Michel · CIK 0001712089 · Director of Business Developme

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 24,990 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 4,410 will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 19:08 UTC
Sahoo ManojChief Commercial Officer
SaleCommon Stock 490 $20.51 $10,049.90
Disclosure

SEC source: 0001127602-18-021363 · form4.xml · nonDerivative · entry 1

Sahoo Manoj · CIK 0001712226 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,634

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017.

F2 · balance_after: Includes 68,600 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017, remain unvested and will vest quarterly in equal installments over the following 42 months.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 18:19 UTC PurchaseCommon Stock 63,175 $19.49 $1,231,280.75
Disclosure

SEC source: 0001127602-18-021023 · form4.xml · nonDerivative · entry 1

Cellectis S.A. · CIK 0001627281 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,713,175

F1 · shares: These shares were purchased pursuant to Share Purchase Agreements, dated June 13, 2018, from individuals with Restricted Stock Units of Calyxt, Inc. vesting on June 14, 2018 at the closing price of the shares on The Nasdaq Global Market on June 14, 2018. The reporting person undertakes to provide the staff of the SEC, upon request, full information regarding the number of shares purchased from each individual.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:31 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 7,539 $19.49 $146,935.11
Disclosure

SEC source: 0001127602-18-021074 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F1 · shares: Represents the sale of shares to Cellectis, S.A. pursuant to a Share Purchase Agreement, dated June 13, 2018, among the reporting person, Cellectis, S.A. and the issuer to cover tax obligations of the reporting person in connection with the vesting on June 14, 2018 of restricted stock units ("RSUs") granted by the issuer to the reporting person.

F2 · balance_after: Includes 85,443 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:28 UTC
Tripodi Federico A.Chief Executive Officer
SaleCommon Stock 14,700 $19.49 $286,503.00
Disclosure

SEC source: 0001127602-18-021072 · form4.xml · nonDerivative · entry 1

Tripodi Federico A. · CIK 0001712282 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,300

F1 · shares: Represents the sale of shares to Cellectis, S.A. pursuant to a Share Purchase Agreement, dated June 13, 2018, among the reporting person, Cellectis, S.A. and the issuer to cover tax obligations of the reporting person in connection with the vesting on June 14, 2018 of restricted stock units ("RSUs") granted by the issuer to the reporting person.

F2 · balance_after: Includes 166,600 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 29,400 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:22 UTC
Sahoo ManojChief Commercial Officer
SaleCommon Stock 5,096 $19.49 $99,321.04
Disclosure

SEC source: 0001127602-18-021070 · form4.xml · nonDerivative · entry 1

Sahoo Manoj · CIK 0001712226 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,124

F1 · shares: Represents the sale of shares to Cellectis, S.A. pursuant to a Share Purchase Agreement, dated June 13, 2018, among the reporting person, Cellectis, S.A. and the issuer to cover tax obligations of the reporting person in connection with the vesting on June 14, 2018 of restricted stock units ("RSUs") granted by the issuer to the reporting person.

F2 · balance_after: Includes 68,600 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017, remain unvested and will vest quarterly in equal installments over the following 42 months.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:19 UTC SaleCommon Stock 1,000 $19.49 $19,490.00
Disclosure

SEC source: 0001127602-18-021068 · form4.xml · nonDerivative · entry 1

Kozicz-Stankiewicz Anna Ewa · CIK 0001712090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

F1 · shares: Represents the sale of shares to Cellectis, S.A. pursuant to a Share Purchase Agreement, dated June 13, 2018, among the reporting person, Cellectis, S.A. and the issuer to cover tax obligations of the reporting person in connection with the vesting on June 14, 2018 of restricted stock units ("RSUs") granted by the issuer to the reporting person.

F2 · balance_after: Includes 16,660 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 2,940 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:15 UTC SaleCommon Stock 706 $19.49 $13,759.94
Disclosure

SEC source: 0001127602-18-021066 · form4.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,294

F1 · shares: Represents the sale of shares to Cellectis, S.A. pursuant to a Share Purchase Agreement, dated June 13, 2018, among the reporting person, Cellectis, S.A. and the issuer to cover tax obligations of the reporting person in connection with the vesting on June 14, 2018 of restricted stock units ("RSUs") granted by the issuer to the reporting person.

F2 · balance_after: Includes 16,660 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 2,940 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 22:11 UTC
Bowers Glenn RVice President of Breeding
SaleCommon Stock 423 $19.49 $8,244.27
Disclosure

SEC source: 0001127602-18-021064 · form4.xml · nonDerivative · entry 1

Bowers Glenn R · CIK 0001712179 · Vice President of Breeding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,617

F1 · shares: Represents the sale of shares to Cellectis, S.A. pursuant to a Share Purchase Agreement, dated June 13, 2018, among the reporting person, Cellectis, S.A. and the issuer to cover tax obligations of the reporting person in connection with the vesting on June 14, 2018 of restricted stock units ("RSUs") granted by the issuer to the reporting person.

F2 · balance_after: Includes 6,664 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 784 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 45 months.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 18:38 UTC SaleCommon Stock 2,352 $19.49 $45,840.48
Disclosure

SEC source: 0001127602-18-021028 · form4.xml · nonDerivative · entry 1

Choulika Andre · CIK 0001712190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,448

F1 · shares: Represents the sale of shares to Cellectis, S.A. pursuant to a Share Purchase Agreement, dated June 13, 2018, among the reporting person, Cellectis, S.A. and the issuer to cover tax obligations of the reporting person in connection with the vesting on June 14, 2018 of restricted stock units ("RSUs") granted by the issuer to the reporting person.

F2 · balance_after: Includes 133,280 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 23,520 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 19:54 UTC
Corkal Bryan W.J.Chief Financial Officer
SaleCommon Stock 5,093 $18.77 $95,613.44
Disclosure

SEC source: 0001127602-18-021146 · form4.xml · nonDerivative · entry 1

Corkal Bryan W.J. · CIK 0001712240 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,307

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.65-$19.25, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · balance_after: Includes 68,600 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017, remain unvested and will vest quarterly in equal installments over the following 42 months.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 19:43 UTC
Arbadji MichelDirector of Business Developme
SaleCommon Stock 4,410 $18.75 $82,705.58
Disclosure

SEC source: 0001127602-18-021141 · form4.xml · nonDerivative · entry 1

Arbadji Michel · CIK 0001712089 · Director of Business Developme

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,990

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.65-$18.97, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · balance_after: Includes 24,990 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 4,410 will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
May 21, 2018 Filed May 23, 2018 19:16 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,666 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-018535 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,002

Underlying: Common Stock · 4,666 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted on April 7, 2016 and vests 20% on the grant date and 10% on the first anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
May 21, 2018 Filed May 23, 2018 19:16 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,666 $16.63 $77,589.05
Disclosure

SEC source: 0001127602-18-018535 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,521

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50-$16.76, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
May 21, 2018 Filed May 23, 2018 19:16 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,666 $3.59 $16,750.94
Disclosure

SEC source: 0001127602-18-018535 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:31 UTC OtherCommon Stock 550,000 $15.00 $8,250,000.00
Disclosure

SEC source: 0000899243-18-013568 · doc4.xml · nonDerivative · entry 1

Cellectis S.A. · CIK 0001627281 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,650,000

F1 · kind: Purchased directly from Calyxt, Inc. in Calyxt, Inc.'s public offering pursuant to the registration statements on Form S-1 (333-224945 and 333-225017). The shares of common stock were purchased at the public offering price.

Read SEC document
May 08, 2018 Filed May 10, 2018 22:09 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-18-017122 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,751

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
May 08, 2018 Filed May 10, 2018 22:09 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $15.58 $63,595.58
Disclosure

SEC source: 0001127602-18-017122 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,521

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $15.12-$16.15, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
May 08, 2018 Filed May 10, 2018 22:09 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $3.71 $15,165.49
Disclosure

SEC source: 0001127602-18-017122 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 22:13 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,666 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-015184 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,668

Underlying: Common Stock · 4,666 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted on April 7, 2016 and vests 20% on the grant date and 10% on the first anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
April 20, 2018 Filed Apr 24, 2018 22:13 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,666 $16.87 $78,700.96
Disclosure

SEC source: 0001127602-18-015184 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,521

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $16.7001-$16.92, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 22:13 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,666 $3.59 $16,750.94
Disclosure

SEC source: 0001127602-18-015184 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 23:47 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-18-014419 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,834

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
April 09, 2018 Filed Apr 11, 2018 23:47 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $14.38 $58,733.55
Disclosure

SEC source: 0001127602-18-014419 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,521

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $14.04-$14.97, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 23:47 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $3.71 $15,165.49
Disclosure

SEC source: 0001127602-18-014419 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 100,521 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 23:25 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,666 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-012594 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,334

Underlying: Common Stock · 4,666 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option was granted on April 7, 2016 and vests 20% on the grant date and 10% on the first anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
March 20, 2018 Filed Mar 22, 2018 23:25 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,666 $17.91 $83,560.59
Disclosure

SEC source: 0001127602-18-012594 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50-$18.35, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 23:25 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,666 $3.59 $16,740.67
Disclosure

SEC source: 0001127602-18-012594 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 22:22 UTC
Godard AlainDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-011458 · form4.xml · derivative · entry 9

Godard Alain · CIK 0001712102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,300

Underlying: Common Stock · 10,000 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 22:22 UTC
Godard AlainDirector
SaleCommon Stock 10,000 $19.00 $190,000.00
Disclosure

SEC source: 0001127602-18-011458 · form4.xml · nonDerivative · entry 6

Godard Alain · CIK 0001712102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 22:22 UTC
Godard AlainDirector
Exercise / conversionCommon Stock 10,000 $3.59 $35,878.00
Disclosure

SEC source: 0001127602-18-011458 · form4.xml · nonDerivative · entry 5

Godard Alain · CIK 0001712102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:22 UTC
Godard AlainDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-011458 · form4.xml · derivative · entry 8

Godard Alain · CIK 0001712102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,300

Underlying: Common Stock · 10,000 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:22 UTC
Godard AlainDirector
SaleCommon Stock 10,000 $19.00 $190,000.00
Disclosure

SEC source: 0001127602-18-011458 · form4.xml · nonDerivative · entry 4

Godard Alain · CIK 0001712102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:22 UTC
Godard AlainDirector
Exercise / conversionCommon Stock 10,000 $3.59 $35,875.00
Disclosure

SEC source: 0001127602-18-011458 · form4.xml · nonDerivative · entry 3

Godard Alain · CIK 0001712102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 13, 2018 01:49 UTC
Voytas Daniel FChief Science Officer
SaleStock Option (Right to Buy) · Derivative 4,083 $18.10 Strike: $3.71 $73,913.73
Disclosure

SEC source: 0001127602-18-011290 · form4.xml · derivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,917

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

F3 · price: The price reported in Column 8 is weighted average price. These shares were sold in multiple transactions at prices ranging from $17.69-$18.50, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

F2 · derivative.underlying_shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

Read SEC document
March 08, 2018 Filed Mar 13, 2018 22:25 UTC Amendment
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-18-011460 · form4a.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,917

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
March 08, 2018 Filed Mar 13, 2018 22:25 UTC Amendment
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $18.10 $73,913.73
Disclosure

SEC source: 0001127602-18-011460 · form4a.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $17.69-$18.50, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 08, 2018 Filed Mar 13, 2018 22:25 UTC Amendment
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011460 · form4a.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 13, 2018 22:22 UTC
Godard AlainDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-011458 · form4.xml · derivative · entry 7

Godard Alain · CIK 0001712102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,300

Underlying: Common Stock · 10,000 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.