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CBUS

Cibus, Inc.

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0001705843
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2019 Filed Mar 15, 2019 16:01 UTC SaleRestricted Stock Units 5,000 $16.76 $83,819.00
Disclosure

SEC source: 0001127602-19-011543 · form4.xml · nonDerivative · entry 2

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on August 21, 2018 and vested 33.3% on October 10, 2018, with 33.3% vesting on October 10, 2019, and 33.4% vesting on October 10, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.19 to $16.99, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Read SEC document
March 12, 2019 Filed Mar 15, 2019 20:03 UTC
Blome JamesChief Executive Officer
SaleRestricted Stock Units 2,582 $16.58 $42,802.33
Disclosure

SEC source: 0001127602-19-011547 · form4.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,882

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on September 17, 2018 and vested 25% on October 1, 2018, with 15% vesting on October 1, 2019, and the remainder vesting quarterly (commencing with the fourth fiscal quarter of 2019) in equal installments over 36 months.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.10 to $17.26, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 11, 2019 Filed Mar 15, 2019 16:01 UTC SaleRestricted Stock Units 5,000 $17.39 $86,957.50
Disclosure

SEC source: 0001127602-19-011543 · form4.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on August 21, 2018 and vested 33.3% on October 10, 2018, with 33.3% vesting on October 10, 2019, and 33.4% vesting on October 10, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.665 to $17.79, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:44 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,977 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-19-008461 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,361

Underlying: Common Stock · 3,977 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014 and vested 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vested quarterly in equal installments thereafter, 15% of which vested immediately on July 25, 2017 when Calyxt, Inc. underwent its initial public offering.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:44 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 3,977 $16.00 $63,632.00
Disclosure

SEC source: 0001127602-19-008461 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:44 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 3,977 $3.59 $14,277.43
Disclosure

SEC source: 0001127602-19-008461 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 08:18 UTC
Koschak WilliamChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 180,000 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001127602-19-005213 · form4.xml · derivative · entry 1

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2029-02-08

F1 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock was granted on February 8, 2019 and vests 15% on the first anniversary of the date of grant and 10% on the second anniversary of the date of grant, with the remainder vesting quarterly in equal installments over the following 45 months.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 22:41 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,087 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-19-003835 · form4.xml · derivative · entry 6

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,083

Underlying: Common Stock · 4,087 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014 and vested 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vested quarterly in equal installments thereafter, 15% of which vested immediately on July 25, 2017 when Calyxt, Inc. underwent its initial public offering.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 22:41 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,087 $13.00 $53,131.00
Disclosure

SEC source: 0001127602-19-003835 · form4.xml · nonDerivative · entry 4

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 22:41 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,087 $3.71 $15,180.34
Disclosure

SEC source: 0001127602-19-003835 · form4.xml · nonDerivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 22:41 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-19-003835 · form4.xml · derivative · entry 5

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,170

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014 and vested 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vested quarterly in equal installments thereafter, 15% of which vested immediately on July 25, 2017 when Calyxt, Inc. underwent its initial public offering.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 22:41 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $13.00 $53,079.00
Disclosure

SEC source: 0001127602-19-003835 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 22:41 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $3.71 $15,165.49
Disclosure

SEC source: 0001127602-19-003835 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:09 UTC SaleCommon Stock 1,117 $12.00 $13,404.00
Disclosure

SEC source: 0001127602-19-001635 · form4.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,060

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · balance_after: Includes 16,660 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 2,940 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:03 UTC
Sahoo ManojChief Commercial Officer
SaleCommon Stock 2,444 $10.39 $25,388.76
Disclosure

SEC source: 0001127602-19-001258 · form4.xml · nonDerivative · entry 1

Sahoo Manoj · CIK 0001712226 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,669

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.63, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · balance_after: Includes 58,800 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017, remain unvested and will vest quarterly in equal installments over the following 36 months.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:16 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-18-036959 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,253

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:16 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $13.00 $53,079.00
Disclosure

SEC source: 0001127602-18-036959 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:16 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $3.71 $15,165.49
Disclosure

SEC source: 0001127602-18-036959 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 13:59 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-18-032714 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,336

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
November 08, 2018 Filed Nov 13, 2018 13:59 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $13.00 $53,079.00
Disclosure

SEC source: 0001127602-18-032714 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 13:59 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $3.71 $15,165.49
Disclosure

SEC source: 0001127602-18-032714 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 20:04 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-18-030029 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,419

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
October 09, 2018 Filed Oct 11, 2018 20:04 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $13.84 $56,514.44
Disclosure

SEC source: 0001127602-18-030029 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.72 to $14.11, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 20:04 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $3.71 $15,165.49
Disclosure

SEC source: 0001127602-18-030029 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 17:28 UTC GrantStock Option (Right to Buy) · Derivative 29,400 $0.00 Strike: $14.24 $0.00
Disclosure

SEC source: 0001127602-18-029918 · form4.xml · derivative · entry 2

NEUGENT CHRISTOPHER J · CIK 0001657549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,400

Underlying: Common Stock · 29,400 shares

Expires 2028-10-08

F2 · derivative.exercise_date: The Stock Option was granted on October 8, 2018 and vests 15% on October 8, 2019 and 15% on October 8, 2020, with the remainder vesting quarterly (commencing with the first fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 17:28 UTC GrantRestricted Stock Units 19,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029918 · form4.xml · nonDerivative · entry 1

NEUGENT CHRISTOPHER J · CIK 0001657549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on October 8, 2018 and vests 15% on October 8, 2019 and 15% on October 8, 2020, with the remainder vesting quarterly (commencing with the first fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:26 UTC GrantStock Option (Right to Buy) · Derivative 29,400 $0.00 Strike: $14.24 $0.00
Disclosure

SEC source: 0001127602-18-029916 · form4.xml · derivative · entry 2

Jonathan Fassberg · CIK 0001750985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,400

Underlying: Common Stock · 29,400 shares

Expires 2028-10-08

F2 · derivative.exercise_date: The Stock Option was granted on October 8, 2018 and vests 15% on October 8, 2019 and 15% on October 8, 2020, with the remainder vesting quarterly (commencing with the first fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:26 UTC GrantRestricted Stock Units 19,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029916 · form4.xml · nonDerivative · entry 1

Jonathan Fassberg · CIK 0001750985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on October 8, 2018 and vests 15% on October 8, 2019 and 15% on October 8, 2020, with the remainder vesting quarterly (commencing with the first fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:20 UTC
Blome JamesChief Executive Officer
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $14.24 $0.00
Disclosure

SEC source: 0001127602-18-029912 · form4.xml · derivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-10-08

F1 · derivative.exercise_date: The Stock Option was granted on October 8, 2018 and vests 15% on October 8, 2019 and 15% on October 8, 2020, with the remainder vesting quarterly (commencing with the first fiscal quarter of 2021) in equal installments over 42 months.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 20:14 UTC SaleCommon Stock 1,117 $14.11 $15,765.23
Disclosure

SEC source: 0001127602-18-029802 · form4.xml · nonDerivative · entry 1

Dumont Philippe · CIK 0001712186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,177

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $14.08 to $14.19, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4

F3 · balance_after: Includes 16,660 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 2,940 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:25 UTC
Sahoo ManojChief Commercial Officer
SaleCommon Stock 2,521 $14.84 $37,416.18
Disclosure

SEC source: 0001127602-18-029474 · form4.xml · nonDerivative · entry 1

Sahoo Manoj · CIK 0001712226 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,113

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 21, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.7019 to $14.96, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · balance_after: Includes 63,700 RSUs with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017, remain unvested and will vest quarterly in equal installments over the following 42 months.

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October 01, 2018 Filed Feb 14, 2019 21:56 UTC
Blome JamesChief Executive Officer
Tax withholdingRestricted Stock Units 15,536 $14.83 $230,398.88
Disclosure

SEC source: 0001127602-19-006028 · form5.xml · nonDerivative · entry 1

Blome James · CIK 0001753563 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,464

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on September 17, 2018 and vested 25% on October 1, 2018, with 15% vesting on October 1, 2019, and the remainder vesting quarterly (commencing with the fourth fiscal quarter of 2019) in equal installments over 36 months.

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September 20, 2018 Filed Sep 21, 2018 20:09 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,666 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-028219 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,338

Underlying: Common Stock · 4,666 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option was granted on April 7, 2016 and vests 20% on the grant date and 10% on the first anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:09 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,666 $16.00 $74,656.00
Disclosure

SEC source: 0001127602-18-028219 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:09 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,666 $3.59 $16,750.94
Disclosure

SEC source: 0001127602-18-028219 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 21:20 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-18-027365 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,502

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
September 10, 2018 Filed Sep 11, 2018 21:20 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $16.13 $65,842.05
Disclosure

SEC source: 0001127602-18-027365 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $15.79 to $16.62, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 21:20 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $3.71 $15,165.49
Disclosure

SEC source: 0001127602-18-027365 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
August 21, 2018 Filed Oct 10, 2018 17:23 UTC GrantStock Option (Right to Buy) · Derivative 180,000 $0.00 Strike: $17.10 $0.00
Disclosure

SEC source: 0001127602-18-029914 · form4.xml · derivative · entry 2

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2028-08-21

F2 · derivative.exercise_date: The Stock Option was granted on August 21, 2018 and vests 33.3% on January 1, 2019, 33.3% on January 1, 2020, and 33.4% vesting on January 1, 2021.

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August 21, 2018 Filed Oct 10, 2018 17:23 UTC GrantRestricted Stock Units 60,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029914 · form4.xml · nonDerivative · entry 1

Ribeill Yves J · CIK 0001604049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · security: The award of restricted stock units with respect to Calyxt, Inc. common stock was granted on August 21, 2018 and vests 33.3% on January 1, 2019, 33.3% on January 1, 2020, and 33.4% vesting on January 1, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:58 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,666 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-026014 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,004

Underlying: Common Stock · 4,666 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted on April 7, 2016 and vests 20% on the grant date and 10% on the first anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:58 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,666 $17.31 $80,768.46
Disclosure

SEC source: 0001127602-18-026014 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $17.03 to $17.67, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:58 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,666 $3.59 $16,750.94
Disclosure

SEC source: 0001127602-18-026014 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 18:22 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,083 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001127602-18-025119 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,585

Underlying: Common Stock · 4,083 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014, and vests 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vesting quarterly in equal installments over the following three years (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
August 08, 2018 Filed Aug 10, 2018 18:22 UTC
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,083 $17.48 $71,372.47
Disclosure

SEC source: 0001127602-18-025119 · form4.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $17.25 to $17.98, inclusive. The reporting person undertakes to provide Calyxt, Inc., any security holder of Calyxt, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 18:22 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,083 $3.71 $15,165.49
Disclosure

SEC source: 0001127602-18-025119 · form4.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
July 20, 2018 Filed Jul 25, 2018 00:20 UTC Amendment
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,666 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-023818 · form4a.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,670

Underlying: Common Stock · 4,666 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option was granted on April 7, 2016 and vests 20% on the grant date and 10% on the first anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document
July 20, 2018 Filed Jul 25, 2018 00:20 UTC Amendment
Voytas Daniel FChief Science Officer
SaleCommon Stock 4,666 $17.94 $83,708.04
Disclosure

SEC source: 0001127602-18-023818 · form4a.xml · nonDerivative · entry 2

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
July 20, 2018 Filed Jul 25, 2018 00:20 UTC Amendment
Voytas Daniel FChief Science Officer
Exercise / conversionCommon Stock 4,666 $3.59 $16,750.94
Disclosure

SEC source: 0001127602-18-023818 · form4a.xml · nonDerivative · entry 1

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

Read SEC document
July 20, 2018 Filed Jul 25, 2018 00:03 UTC
Voytas Daniel FChief Science Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,666 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001127602-18-023816 · form4.xml · derivative · entry 3

Voytas Daniel F · CIK 0001712191 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,670

Underlying: Common Stock · 4,666 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option was granted on April 7, 2016 and vests 20% on the grant date and 10% on the first anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months (or with an additional 25% vesting immediately if Calyxt, Inc. undergoes a change in control, liquidation, dissolution or initial public offering and the remainder vesting quarterly thereafter).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.