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CABOT CORP

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4032
SEC CIK
0000016040
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 09, 2020 Filed Jan 13, 2020 19:53 UTC GrantCommon Stock 2,635 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003170 · doc4.xml · nonDerivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,368

Read SEC document
January 09, 2020 Filed Jan 13, 2020 19:52 UTC GrantCommon Stock 2,635 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003169 · doc4.xml · nonDerivative · entry 1

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,902

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:13 UTC GrantPhantom Stock · Derivative 473.4848 $47.52 $22,500.00
Disclosure

SEC source: 0001209191-20-000711 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,187.9977

Underlying: Common Stock · 473.4848 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:18 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock Units · Derivative 778.0509 $47.52 $36,972.98
Disclosure

SEC source: 0001209191-20-000719 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634.8788

Underlying: Common Stock · 778.0509 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:16 UTC
Kelly James PatrickVice President and Controller
GrantPhantom Stock Units · Derivative 194.896 $47.52 $9,261.46
Disclosure

SEC source: 0001209191-20-000716 · doc4.xml · derivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823.5181

Underlying: Common Stock · 194.896 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:17 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock Units · Derivative 2,514.8169 $47.52 $119,504.10
Disclosure

SEC source: 0001209191-20-000718 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,578.0254

Underlying: Common Stock · 2,514.8169 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:14 UTC GrantPhantom Stock · Derivative 526.0943 $47.52 $25,000.00
Disclosure

SEC source: 0001209191-20-000712 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,212.3578

Underlying: Common Stock · 526.0943 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:15 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock Units · Derivative 575.471 $47.52 $27,346.38
Disclosure

SEC source: 0001209191-20-000715 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,485.0318

Underlying: Common Stock · 575.471 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:15 UTC
Kalita Karen ASVP and General Counsel
GrantPhantom Stock Units · Derivative 234.8464 $47.52 $11,159.90
Disclosure

SEC source: 0001209191-20-000714 · doc4.xml · derivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568.0186

Underlying: Common Stock · 234.8464 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 22:30 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 1,167 $48.75 $56,891.25
Disclosure

SEC source: 0001209191-19-060717 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,787

Read SEC document
December 13, 2019 Filed Dec 17, 2019 20:57 UTC GrantPhantom Stock · Derivative 78.2303 $47.46 $3,712.81
Disclosure

SEC source: 0001209191-19-060836 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,686.2636

Underlying: Common Stock · 78.2303 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:18 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock · Derivative 13.5931 $47.46 $645.13
Disclosure

SEC source: 0001209191-19-060862 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856.8279

Underlying: Common Stock · 13.5931 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:17 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock · Derivative 176.1585 $47.46 $8,360.48
Disclosure

SEC source: 0001209191-19-060861 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,063.2085

Underlying: Common Stock · 176.1585 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:17 UTC
Kelly James PatrickVice President and Controller
GrantPhantom Stock · Derivative 26.5638 $47.46 $1,260.72
Disclosure

SEC source: 0001209191-19-060860 · doc4.xml · derivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,628.622

Underlying: Common Stock · 26.5638 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 20:59 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock · Derivative 35.9412 $47.46 $1,705.77
Disclosure

SEC source: 0001209191-19-060839 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,909.5608

Underlying: Common Stock · 35.9412 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 20:58 UTC
Kalita Karen ASVP and General Counsel
GrantPhantom Stock · Derivative 2.4391 $47.46 $115.76
Disclosure

SEC source: 0001209191-19-060838 · doc4.xml · derivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333.1722

Underlying: Common Stock · 2.4391 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 20:56 UTC GrantPhantom Stock · Derivative 276.0944 $47.46 $13,103.44
Disclosure

SEC source: 0001209191-19-060833 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,714.5129

Underlying: Common Stock · 276.0944 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 22:30 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 2,833 $48.34 $136,947.22
Disclosure

SEC source: 0001209191-19-060717 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,954

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.33 to $48.38, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:36 UTC
Zhu Jeff JiSenior Vice President
Tax withholdingCommon Stock 1,753 $47.76 $83,723.28
Disclosure

SEC source: 0001209191-19-057767 · doc4.xml · nonDerivative · entry 2

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,594

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:36 UTC
Zhu Jeff JiSenior Vice President
GrantCommon Stock 5,741 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057767 · doc4.xml · nonDerivative · entry 1

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,347

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2019, of which 3,431 remain subject to time-based vesting.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:31 UTC
McLaughlin EricaSenior Vice President, CFO
Tax withholdingCommon Stock 536 $47.76 $25,599.36
Disclosure

SEC source: 0001209191-19-057765 · doc4.xml · nonDerivative · entry 2

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,338

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:31 UTC
McLaughlin EricaSenior Vice President, CFO
GrantCommon Stock 3,324 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057765 · doc4.xml · nonDerivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,874

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2019, of which 2,795 remain subject to time-based vesting.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:29 UTC
Keohane Sean DDirector · President and CEO
Tax withholdingCommon Stock 15,088 $47.76 $720,602.88
Disclosure

SEC source: 0001209191-19-057764 · doc4.xml · nonDerivative · entry 2

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,770

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:29 UTC
Keohane Sean DDirector · President and CEO
GrantCommon Stock 27,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057764 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,858

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2019, of which 18,050 remain subject to time-based vesting.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:28 UTC
Kalkstein HobartSenior Vice President
Tax withholdingCommon Stock 2,107 $47.76 $100,630.32
Disclosure

SEC source: 0001209191-19-057762 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,787

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:28 UTC
Kalkstein HobartSenior Vice President
GrantCommon Stock 5,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057762 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,894

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2019, of which 3,306 remain subject to time-based vesting.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:29 UTC
Kelly James PatrickVice President and Controller
Tax withholdingCommon Stock 714 $47.76 $34,100.64
Disclosure

SEC source: 0001209191-19-057763 · doc4.xml · nonDerivative · entry 2

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,582

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:29 UTC
Kelly James PatrickVice President and Controller
GrantCommon Stock 1,685 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057763 · doc4.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,296

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2019, of which 980 remain subject to time-based vesting.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:27 UTC
Kalita Karen ASVP and General Counsel
Tax withholdingCommon Stock 232 $47.76 $11,080.32
Disclosure

SEC source: 0001209191-19-057761 · doc4.xml · nonDerivative · entry 2

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,606

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:27 UTC
Kalita Karen ASVP and General Counsel
GrantCommon Stock 1,138 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057761 · doc4.xml · nonDerivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,838

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2019, of which 909 remain subject to time-based vesting.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:50 UTC
McLaughlin EricaSenior Vice President, CFO
Tax withholdingCommon Stock 525 $49.47 $25,971.75
Disclosure

SEC source: 0001209191-19-056396 · doc4.xml · nonDerivative · entry 2

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,550

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:58 UTC
Keohane Sean DDirector · President and CEO
Tax withholdingCommon Stock 5,594 $49.47 $276,735.18
Disclosure

SEC source: 0001209191-19-056407 · doc4.xml · nonDerivative · entry 2

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,953

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:52 UTC
Zhu Jeff JiSenior Vice President
Tax withholdingCommon Stock 981 $49.47 $48,530.07
Disclosure

SEC source: 0001209191-19-056397 · doc4.xml · nonDerivative · entry 2

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,606

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:47 UTC
Kalita Karen ASVP and General Counsel
Tax withholdingCommon Stock 227 $49.47 $11,229.69
Disclosure

SEC source: 0001209191-19-056392 · doc4.xml · nonDerivative · entry 2

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:49 UTC
Kelly James PatrickVice President and Controller
Tax withholdingCommon Stock 700 $49.47 $34,629.00
Disclosure

SEC source: 0001209191-19-056395 · doc4.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,611

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:48 UTC
Kalkstein HobartSenior Vice President
Tax withholdingCommon Stock 1,180 $49.47 $58,374.60
Disclosure

SEC source: 0001209191-19-056394 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,509

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:50 UTC
McLaughlin EricaSenior Vice President, CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 27,036 $0.00 Strike: $50.23 $0.00
Disclosure

SEC source: 0001209191-19-056396 · doc4.xml · derivative · entry 4

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,929

Underlying: Common Stock · 27,036 shares

Expires 2029-11-07

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 8, 2020, 30% on November 8, 2021 and 40% on November 8, 2022.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:50 UTC
McLaughlin EricaSenior Vice President, CFO
GrantCommon Stock 4,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056396 · doc4.xml · nonDerivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,075

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:58 UTC
Keohane Sean DDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 147,471 $0.00 Strike: $50.23 $0.00
Disclosure

SEC source: 0001209191-19-056407 · doc4.xml · derivative · entry 4

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,428

Underlying: Comon Stock · 147,471 shares

Expires 2029-11-07

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 8, 2020, 30% on November 8, 2021 and 40% on November 8, 2022.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:58 UTC
Keohane Sean DDirector · President and CEO
GrantCommon Stock 26,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056407 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,547

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:52 UTC
Zhu Jeff JiSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 26,217 $0.00 Strike: $50.23 $0.00
Disclosure

SEC source: 0001209191-19-056397 · doc4.xml · derivative · entry 3

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,688

Underlying: Common Stock · 26,217 shares

Expires 2029-11-07

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 8, 2020, 30% on November 8, 2021 and 40% on November 8, 2022.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:52 UTC
Zhu Jeff JiSenior Vice President
GrantCommon Stock 4,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056397 · doc4.xml · nonDerivative · entry 1

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,587

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:47 UTC
Kalita Karen ASVP and General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 19,662 $0.00 Strike: $50.23 $0.00
Disclosure

SEC source: 0001209191-19-056392 · doc4.xml · derivative · entry 4

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,099

Underlying: Common Stock · 19,662 shares

Expires 2029-11-07

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 8, 2020, 30% on November 8, 2021 and 40% on November 8, 2022.

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November 08, 2019 Filed Nov 13, 2019 21:47 UTC
Kalita Karen ASVP and General Counsel
GrantCommon Stock 3,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056392 · doc4.xml · nonDerivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,927

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November 08, 2019 Filed Nov 13, 2019 21:48 UTC
Kalkstein HobartSenior Vice President
GrantEmployee Stock Option (Right To Buy) · Derivative 26,217 $0.00 Strike: $50.23 $0.00
Disclosure

SEC source: 0001209191-19-056394 · doc4.xml · derivative · entry 4

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,516

Underlying: Common Stock · 26,217 shares

Expires 2029-11-07

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 8, 2020, 30% on November 8, 2021 and 40% on November 8, 2022.

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November 08, 2019 Filed Nov 13, 2019 21:48 UTC
Kalkstein HobartSenior Vice President
GrantCommon Stock 4,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056394 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,689

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September 30, 2019 Filed Oct 2, 2019 17:55 UTC GrantPhantom Stock Units · Derivative 496.4696 $45.32 $22,500.00
Disclosure

SEC source: 0001209191-19-051511 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,438.4185

Underlying: Common Stock · 496.4696 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

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September 30, 2019 Filed Oct 2, 2019 20:01 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock Units · Derivative 167.9234 $45.32 $7,610.29
Disclosure

SEC source: 0001209191-19-051585 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873.6196

Underlying: Common Stock · 167.9234 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

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September 30, 2019 Filed Oct 2, 2019 18:00 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock Units · Derivative 159.8886 $45.32 $7,246.15
Disclosure

SEC source: 0001209191-19-051517 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,843.2348

Underlying: Common Stock · 159.8886 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

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September 30, 2019 Filed Oct 2, 2019 17:59 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock Units · Derivative 594.0655 $45.32 $26,923.05
Disclosure

SEC source: 0001209191-19-051515 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,887.05

Underlying: Common Stock · 594.0655 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.