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CABOT CORP

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4032
SEC CIK
0000016040
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2021 Filed May 7, 2021 19:28 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionCommon Stock 4,251 $47.23 $200,774.73
Disclosure

SEC source: 0001209191-21-030843 · doc4.xml · nonDerivative · entry 5

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 7, 2021 19:28 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionCommon Stock 4,017 $46.03 $184,902.51
Disclosure

SEC source: 0001209191-21-030843 · doc4.xml · nonDerivative · entry 4

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 7, 2021 19:28 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 8,242 $62.02 $511,168.84
Disclosure

SEC source: 0001209191-21-030843 · doc4.xml · nonDerivative · entry 3

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,689

Read SEC document
May 06, 2021 Filed May 7, 2021 19:26 UTC
Dumont Lisa MVice President and Controller
SaleCommon Stock 1,390 $62.35 $86,666.50
Disclosure

SEC source: 0001209191-21-030841 · doc4.xml · nonDerivative · entry 1

Dumont Lisa M · CIK 0001800538 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,088

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.35 to $62.37, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 05, 2021 Filed May 7, 2021 19:28 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionStock Options · Derivative 5,763 $39.54 Strike: $39.54 $227,869.02
Disclosure

SEC source: 0001209191-21-030843 · doc4.xml · derivative · entry 7

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cabot Corp · 5,763 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant had a graded vesting schedule. Date Exercisable will vary for each vesting tranche.

Read SEC document
May 05, 2021 Filed May 7, 2021 19:28 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionCommon Stock 5,763 $39.54 $227,869.02
Disclosure

SEC source: 0001209191-21-030843 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 19:28 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 5,888 $60.65 $357,107.20
Disclosure

SEC source: 0001209191-21-030843 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,168

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:37 UTC GrantPhantom Stock Units · Derivative 476.7353 $52.44 $25,000.00
Disclosure

SEC source: 0001209191-21-024112 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,251.5174

Underlying: Common Stock · 476.7353 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:36 UTC GrantPhantom Stock Units · Derivative 429.0618 $52.44 $22,500.00
Disclosure

SEC source: 0001209191-21-024109 · doc4.xml · derivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982.3164

Underlying: Common Stock · 429.0618 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:14 UTC GrantPhantom Stock Units · Derivative 500.5721 $52.44 $26,250.00
Disclosure

SEC source: 0001209191-21-024091 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,267.7246

Underlying: Common Stock · 500.5721 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 18:29 UTC GrantPhantom Stock Units · Derivative 96.7885 $53.05 $5,134.63
Disclosure

SEC source: 0001209191-21-020732 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,767.1525

Underlying: Common Stock · 96.7885 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 18:57 UTC GrantPhantom Stock Units · Derivative 280.3591 $53.05 $14,873.05
Disclosure

SEC source: 0001209191-21-020740 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,774.7821

Underlying: Common Stock · 280.3591 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 18:24 UTC GrantPhantom Stock Units · Derivative 10.1806 $53.05 $540.08
Disclosure

SEC source: 0001209191-21-020731 · doc4.xml · derivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,553.2546

Underlying: Common Stock · 10.1806 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 18:23 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock Units · Derivative 23.3467 $53.05 $1,238.54
Disclosure

SEC source: 0001209191-21-020729 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,562.0112

Underlying: Common Stock · 23.3467 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 18:22 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock Units · Derivative 196.7693 $53.05 $10,438.61
Disclosure

SEC source: 0001209191-21-020728 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,021.35

Underlying: Common Stock · 196.7693 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 18:20 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock Units · Derivative 39.1186 $53.05 $2,075.24
Disclosure

SEC source: 0001209191-21-020727 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,968.38

Underlying: Common Stock · 39.1186 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 18:19 UTC
Kalita Karen ASVP and General Counsel
GrantPhantom Stock · Derivative 4.758 $53.05 $252.41
Disclosure

SEC source: 0001209191-21-020726 · doc4.xml · derivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725.916

Underlying: Common Stock · 4.758 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 18:18 UTC
Dumont Lisa MVice President and Controller
GrantPhantom Stock Units · Derivative 0.3533 $53.05 $18.74
Disclosure

SEC source: 0001209191-21-020725 · doc4.xml · derivative · entry 2

Dumont Lisa M · CIK 0001800538 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53.896

Underlying: Common Stock · 0.3533 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and are to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and are to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:37 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003032 · doc4.xml · nonDerivative · entry 1

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,942

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:36 UTC GrantCommon Stock 622 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003031 · doc4.xml · nonDerivative · entry 1

WRIGHTON MARK S · CIK 0001021584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,590

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:35 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003029 · doc4.xml · nonDerivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,612

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:34 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003028 · doc4.xml · nonDerivative · entry 1

Wilson Frank Anders · CIK 0001462948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,323

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:33 UTC
Rataj Sue H.Director
GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003025 · doc4.xml · nonDerivative · entry 1

Rataj Sue H. · CIK 0001529531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,317

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:32 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003023 · doc4.xml · nonDerivative · entry 1

Morrow Michael M · CIK 0001715897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,073

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:31 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003019 · doc4.xml · nonDerivative · entry 1

Kirby William C. · CIK 0001413483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,271

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:30 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003017 · doc4.xml · nonDerivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,109

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:29 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003011 · doc4.xml · nonDerivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,850

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:27 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003004 · doc4.xml · nonDerivative · entry 1

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:23 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock Units · Derivative 561.3532 $44.88 $25,193.53
Disclosure

SEC source: 0001209191-21-000733 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,538.6645

Underlying: Common Stock · 561.3532 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:21 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock Units · Derivative 1,562.4566 $44.88 $70,123.05
Disclosure

SEC source: 0001209191-21-000730 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,824.5808

Underlying: Common Stock · 1,562.4566 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:19 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock Units · Derivative 137.7712 $44.88 $6,183.17
Disclosure

SEC source: 0001209191-21-000729 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,929.2614

Underlying: Common Stock · 137.7712 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:18 UTC
Kalita Karen ASVP and General Counsel
GrantPhantom Stock Units · Derivative 131.1575 $44.88 $5,886.35
Disclosure

SEC source: 0001209191-21-000728 · doc4.xml · derivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721.158

Underlying: Common Stock · 131.1575 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:17 UTC GrantPhantom Stock · Derivative 584.893 $44.88 $26,250.00
Disclosure

SEC source: 0001209191-21-000726 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,670.364

Underlying: Common Stock · 584.893 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:15 UTC GrantPhantom Stock · Derivative 557.041 $44.88 $25,000.00
Disclosure

SEC source: 0001209191-21-000724 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,494.423

Underlying: Common Stock · 557.041 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:14 UTC GrantPhantom Stock · Derivative 501.3369 $44.88 $22,500.00
Disclosure

SEC source: 0001209191-21-000723 · doc4.xml · derivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543.074

Underlying: Common Stock · 501.3369 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2020 Filed Mar 16, 2021 18:18 UTC
Dumont Lisa MVice President and Controller
GrantPhantom Stock Units · Derivative 53.5427 $44.88 $2,403.00
Disclosure

SEC source: 0001209191-21-020725 · doc4.xml · derivative · entry 1

Dumont Lisa M · CIK 0001800538 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53.5427

Underlying: Common Stock · 53.5427 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and are to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and are to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:06 UTC GrantPhantom Stock · Derivative 8.6565 $41.77 $361.58
Disclosure

SEC source: 0001209191-20-063401 · doc4.xml · derivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041.7371

Underlying: Common Stock · 8.6565 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:58 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock · Derivative 24.74 $41.77 $1,033.39
Disclosure

SEC source: 0001209191-20-063400 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977.3114

Underlying: Common Stock · 24.74 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:58 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock · Derivative 234.8465 $41.77 $9,809.54
Disclosure

SEC source: 0001209191-20-063399 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,262.1242

Underlying: Common Stock · 234.8465 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

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December 11, 2020 Filed Dec 15, 2020 17:57 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock · Derivative 48.125 $41.77 $2,010.18
Disclosure

SEC source: 0001209191-20-063398 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791.4902

Underlying: Common Stock · 48.125 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

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December 11, 2020 Filed Dec 15, 2020 17:53 UTC GrantPhantom Stock · Derivative 117.0445 $41.77 $4,888.95
Disclosure

SEC source: 0001209191-20-063396 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,085.471

Underlying: Common Stock · 117.0445 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

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December 11, 2020 Filed Dec 15, 2020 17:56 UTC
Kalita Karen ASVP and General Counsel
GrantPhantom Stock · Derivative 4.9026 $41.77 $204.78
Disclosure

SEC source: 0001209191-20-063397 · doc4.xml · derivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590.0005

Underlying: Common Stock · 4.9026 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

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December 11, 2020 Filed Dec 15, 2020 17:53 UTC GrantPhantom Stock · Derivative 348.4826 $41.77 $14,556.12
Disclosure

SEC source: 0001209191-20-063395 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,937.382

Underlying: Common Stock · 348.4826 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:29 UTC
Keohane Sean DDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 171,568 $0.00 Strike: $40.97 $0.00
Disclosure

SEC source: 0001209191-20-058880 · doc4.xml · derivative · entry 3

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,996

Underlying: Common Stock · 171,568 shares

Expires 2030-11-12

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 13, 2021, 30% on November 13, 2022 and 40% on November 13, 2023.

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November 13, 2020 Filed Nov 17, 2020 23:29 UTC
Keohane Sean DDirector · President and CEO
GrantCommon Stock 34,781 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058880 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,851

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:59 UTC
Kalita Karen ASVP and General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 22,574 $0.00 Strike: $40.97 $0.00
Disclosure

SEC source: 0001209191-20-058839 · doc4.xml · derivative · entry 3

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,673

Underlying: Common Stock · 22,574 shares

Expires 2030-11-12

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 13, 2021, 30% on November 13, 2022 and 40% on November 13, 2023.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:59 UTC
Kalita Karen ASVP and General Counsel
GrantCommon Stock 4,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058839 · doc4.xml · nonDerivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,825

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:05 UTC
Kalkstein HobartSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 32,507 $0.00 Strike: $40.97 $0.00
Disclosure

SEC source: 0001209191-20-058850 · doc4.xml · derivative · entry 3

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,023

Underlying: Common Stock · 32,507 shares

Expires 2030-11-12

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 13, 2021, 30% on November 13, 2022 and 40% on November 13, 2023.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:05 UTC
Kalkstein HobartSenior Vice President
GrantCommon Stock 6,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058850 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,056

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:58 UTC
Dumont Lisa MVice President and Controller
GrantCommon Stock 1,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058837 · doc4.xml · nonDerivative · entry 1

Dumont Lisa M · CIK 0001800538 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,478

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.