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CABOT CORP

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4032
SEC CIK
0000016040
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2022 Filed Feb 17, 2022 17:54 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionStock Options · Derivative 11,805 $50.46 Strike: $50.46 $595,680.30
Disclosure

SEC source: 0001209191-22-010579 · doc4.xml · derivative · entry 4

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cabot Corp · 11,805 shares

Expires 2026-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 18,558 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 17:54 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 11,805 $73.50 $867,667.50
Disclosure

SEC source: 0001209191-22-010579 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,785

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.50 to $73.55, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 17:54 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionCommon Stock 11,805 $50.46 $595,680.30
Disclosure

SEC source: 0001209191-22-010579 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 17:52 UTC
Zhu Jeff JiSenior Vice President
Exercise / conversionStock Options · Derivative 13,763 $35.25 Strike: $35.25 $485,145.75
Disclosure

SEC source: 0001209191-22-010576 · doc4.xml · derivative · entry 3

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cabot Corp · 13,763 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 13,763 shares were subject to the option. The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 17:52 UTC
Zhu Jeff JiSenior Vice President
SaleCommon Stock 13,763 $70.85 $975,108.55
Disclosure

SEC source: 0001209191-22-010576 · doc4.xml · nonDerivative · entry 2

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,783

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.83 to $71.015, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 17:52 UTC
Zhu Jeff JiSenior Vice President
Exercise / conversionCommon Stock 13,763 $35.25 $485,145.75
Disclosure

SEC source: 0001209191-22-010576 · doc4.xml · nonDerivative · entry 1

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:38 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionStock Options · Derivative 6,753 $50.46 Strike: $50.46 $340,756.38
Disclosure

SEC source: 0001209191-22-009882 · doc4.xml · derivative · entry 4

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cabot Corp · 6,753 shares

Expires 2026-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 18,558 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:38 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionCommon Stock 6,753 $70.60 $476,761.80
Disclosure

SEC source: 0001209191-22-009882 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:38 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 6,753 $50.46 $340,756.38
Disclosure

SEC source: 0001209191-22-009882 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,538

Read SEC document
February 10, 2022 Filed Feb 11, 2022 17:33 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 3,700 $69.45 $256,965.00
Disclosure

SEC source: 0001209191-22-008760 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,785

Read SEC document
February 09, 2022 Filed Feb 11, 2022 17:33 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 300 $69.45 $20,835.00
Disclosure

SEC source: 0001209191-22-008760 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,485

Read SEC document
January 13, 2022 Filed Jan 14, 2022 21:26 UTC GrantCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003342 · doc4.xml · nonDerivative · entry 1

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,196

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 21:25 UTC GrantCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003341 · doc4.xml · nonDerivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,866

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 21:23 UTC GrantCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003340 · doc4.xml · nonDerivative · entry 1

Wilson Frank Anders · CIK 0001462948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,577

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 21:22 UTC
Rataj Sue H.Director
GrantCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003339 · doc4.xml · nonDerivative · entry 1

Rataj Sue H. · CIK 0001529531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,571

Read SEC document
January 13, 2022 Filed Jan 14, 2022 21:21 UTC GrantCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003337 · doc4.xml · nonDerivative · entry 1

Morrow Michael M · CIK 0001715897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,327

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 21:20 UTC GrantCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003335 · doc4.xml · nonDerivative · entry 1

Kirby William C. · CIK 0001413483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,525

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 21:19 UTC GrantCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003334 · doc4.xml · nonDerivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,363

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 21:18 UTC GrantCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003332 · doc4.xml · nonDerivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 21:14 UTC GrantCommon Stock 2,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003322 · doc4.xml · nonDerivative · entry 1

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,645

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC GrantPhantom Stock · Derivative 400.3559 $56.20 $22,500.00
Disclosure

SEC source: 0001209191-22-001252 · doc4.xml · derivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,273.2311

Underlying: Common Stock · 400.3559 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:07 UTC GrantPhantom Stock · Derivative 467.0819 $56.20 $26,250.00
Disclosure

SEC source: 0001209191-22-001233 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,022.7846

Underlying: Common Stock · 467.0819 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:09 UTC GrantPhantom Stock · Derivative 444.8399 $56.20 $25,000.00
Disclosure

SEC source: 0001209191-22-001240 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,474.8195

Underlying: Common Stock · 444.8399 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 18:18 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock Units · Derivative 1,633.2833 $56.20 $91,790.52
Disclosure

SEC source: 0001209191-22-000527 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,459.0363

Underlying: Common Stock · 1,633.2833 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 18:17 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock Units · Derivative 3,210.9623 $56.20 $180,456.08
Disclosure

SEC source: 0001209191-22-000526 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,703.3516

Underlying: Common Stock · 3,210.9623 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 18:14 UTC
Kalita Karen ASVP and General Counsel
GrantPhantom Stock Units · Derivative 1,064.6872 $56.20 $59,835.42
Disclosure

SEC source: 0001209191-22-000524 · doc4.xml · derivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,849.0586

Underlying: Common Stock · 1,064.6872 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 18:15 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock Units · Derivative 1,308.5721 $56.20 $73,541.75
Disclosure

SEC source: 0001209191-22-000525 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,552.1816

Underlying: Common Stock · 1,308.5721 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 18:13 UTC
Dumont Lisa MVice President and Controller
GrantPhantom Stock Units · Derivative 166.3523 $56.20 $9,349.00
Disclosure

SEC source: 0001209191-22-000522 · doc4.xml · derivative · entry 1

Dumont Lisa M · CIK 0001800538 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221.2845

Underlying: Common Stock · 166.3523 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:52 UTC GrantPhantom Stock Units · Derivative 108.3795 $56.15 $6,085.51
Disclosure

SEC source: 0001209191-21-069268 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555.7028

Underlying: Common Stock · 108.3795 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:50 UTC GrantPhantom Stock Units · Derivative 294.7822 $56.15 $16,552.02
Disclosure

SEC source: 0001209191-21-069266 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,029.9796

Underlying: Common Stock · 294.7822 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:49 UTC GrantPhantom Stock Units · Derivative 18.8069 $56.15 $1,056.01
Disclosure

SEC source: 0001209191-21-069264 · doc4.xml · derivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872.8752

Underlying: Common Stock · 18.8069 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:48 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock Units · Derivative 25.0447 $56.15 $1,406.26
Disclosure

SEC source: 0001209191-21-069263 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825.753

Underlying: Common Stock · 25.0447 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:47 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock Units · Derivative 206.1605 $56.15 $11,575.91
Disclosure

SEC source: 0001209191-21-069259 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,492.3893

Underlying: Common Stock · 206.1605 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:46 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock Units · Derivative 40.8728 $56.15 $2,295.01
Disclosure

SEC source: 0001209191-21-069257 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,243.6095

Underlying: Common Stock · 40.8728 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:45 UTC
Kalita Karen ASVP and General Counsel
GrantPhantom Stock Units · Derivative 5.1346 $56.15 $288.31
Disclosure

SEC source: 0001209191-21-069254 · doc4.xml · derivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784.3714

Underlying: Common Stock · 5.1346 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:43 UTC
Dumont Lisa MVice President and Controller
GrantPhantom Stock Units · Derivative 0.3598 $56.15 $20.20
Disclosure

SEC source: 0001209191-21-069252 · doc4.xml · derivative · entry 1

Dumont Lisa M · CIK 0001800538 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.9322

Underlying: Common Stock · 0.3598 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and are to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and are to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 14:04 UTC
Zhu Jeff JiSenior Vice President
Tax withholdingCommon Stock 819 $59.68 $48,877.92
Disclosure

SEC source: 0001209191-21-066713 · doc4.xml · nonDerivative · entry 2

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,783

Read SEC document
November 22, 2021 Filed Nov 24, 2021 14:04 UTC
Zhu Jeff JiSenior Vice President
GrantCommon Stock 10,568 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066713 · doc4.xml · nonDerivative · entry 1

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,602

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2021, of which 8,264 remain subject to time-based vesting.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 14:03 UTC
McLaughlin EricaSenior Vice President, CFO
Tax withholdingCommon Stock 1,059 $59.68 $63,201.12
Disclosure

SEC source: 0001209191-21-066712 · doc4.xml · nonDerivative · entry 2

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,736

Read SEC document
November 22, 2021 Filed Nov 24, 2021 14:03 UTC
McLaughlin EricaSenior Vice President, CFO
GrantCommon Stock 11,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066712 · doc4.xml · nonDerivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,795

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2021, of which 8,932 remain subject to time-based vesting.

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November 22, 2021 Filed Nov 24, 2021 14:02 UTC
Keohane Sean DDirector · President and CEO
Tax withholdingCommon Stock 9,286 $59.68 $554,188.48
Disclosure

SEC source: 0001209191-21-066711 · doc4.xml · nonDerivative · entry 2

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,718

Read SEC document
November 22, 2021 Filed Nov 24, 2021 14:02 UTC
Keohane Sean DDirector · President and CEO
GrantCommon Stock 57,673 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066711 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,004

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2021, of which 44,716 remain subject to time-based vesting.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 14:01 UTC
Kalkstein HobartSenior Vice President
Tax withholdingCommon Stock 1,093 $59.68 $65,230.24
Disclosure

SEC source: 0001209191-21-066710 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,785

Read SEC document
November 22, 2021 Filed Nov 24, 2021 14:01 UTC
Kalkstein HobartSenior Vice President
GrantCommon Stock 10,568 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066710 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,878

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2021, of which 8,264 remain subject to time-based vesting.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 14:00 UTC
Kalita Karen ASVP and General Counsel
Tax withholdingCommon Stock 536 $59.68 $31,988.48
Disclosure

SEC source: 0001209191-21-066709 · doc4.xml · nonDerivative · entry 2

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,874

Read SEC document
November 22, 2021 Filed Nov 24, 2021 14:00 UTC
Kalita Karen ASVP and General Counsel
GrantCommon Stock 7,039 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066709 · doc4.xml · nonDerivative · entry 1

Kalita Karen A · CIK 0001778734 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,410

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2021, of which 5,912 remain subject to time-based vesting.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 13:58 UTC
Dumont Lisa MVice President and Controller
Tax withholdingCommon Stock 98 $59.68 $5,848.64
Disclosure

SEC source: 0001209191-21-066708 · doc4.xml · nonDerivative · entry 2

Dumont Lisa M · CIK 0001800538 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,958

Read SEC document
November 22, 2021 Filed Nov 24, 2021 13:58 UTC
Dumont Lisa MVice President and Controller
GrantCommon Stock 1,645 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066708 · doc4.xml · nonDerivative · entry 1

Dumont Lisa M · CIK 0001800538 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,056

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2021, of which 1,439 remain subject to time-based vesting.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 22:26 UTC
Zhu Jeff JiSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 20,297 $0.00 Strike: $58.27 $0.00
Disclosure

SEC source: 0001209191-21-064822 · doc4.xml · derivative · entry 2

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,297

Underlying: Common Stock · 20,297 shares

Expires 2031-11-11

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 12, 2022, 30% on November 12, 2023 and 40% on November 12, 2024.

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November 12, 2021 Filed Nov 16, 2021 22:26 UTC
Zhu Jeff JiSenior Vice President
GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064822 · doc4.xml · nonDerivative · entry 1

Zhu Jeff Ji · CIK 0001791135 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,034

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.