CBNK

SEC source: 0001628280-24-044753 · wk-form4_1730492028.xml · nonDerivative · entry 3

Canuso Dominic C · CIK 0001677653 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 851

SEC source: 0001628280-24-044753 · wk-form4_1730492028.xml · nonDerivative · entry 2

Canuso Dominic C · CIK 0001677653 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358

SEC source: 0001628280-24-044753 · wk-form4_1730492028.xml · nonDerivative · entry 1

Canuso Dominic C · CIK 0001677653 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10

SEC source: 0001628280-24-045509 · wk-form4_1730908588.xml · nonDerivative · entry 3

Poynot Steven M · CIK 0001913351 · President and COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 4,503

SEC source: 0001628280-24-045509 · wk-form4_1730908588.xml · nonDerivative · entry 2

Poynot Steven M · CIK 0001913351 · President and COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 3,503

SEC source: 0001628280-24-045509 · wk-form4_1730908588.xml · nonDerivative · entry 1

Poynot Steven M · CIK 0001913351 · President and COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 3,330

SEC source: 0001998916-24-000005 · wk-form4_1729792250.xml · derivative · entry 3

Dalaya Jacob · CIK 0001998916 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/23/2024.

F3 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/23/2024.

SEC source: 0001998916-24-000005 · wk-form4_1729792250.xml · nonDerivative · entry 2

Dalaya Jacob · CIK 0001998916 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216

SEC source: 0001998916-24-000005 · wk-form4_1729792250.xml · nonDerivative · entry 1

Dalaya Jacob · CIK 0001998916 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units convert into common stock on a one-for-one basis.

SEC source: 0001913351-24-000004 · wk-form4_1729107431.xml · derivative · entry 4

Poynot Steven M · CIK 0001913351 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/11/2023.

F3 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/11/2023.

SEC source: 0001913351-24-000004 · wk-form4_1729107431.xml · nonDerivative · entry 2

Poynot Steven M · CIK 0001913351 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932

SEC source: 0001913351-24-000004 · wk-form4_1729107431.xml · nonDerivative · entry 1

Poynot Steven M · CIK 0001913351 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units convert into common stock on a one-for-one basis.

SEC source: 0002039387-24-000004 · wk-form4_1727892791.xml · derivative · entry 8

BRECKHEIMER MICHAEL · CIK 0002039387 · SVP, Head of Windsor Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,102

Underlying: Common Stock · 23,102 shares

Expires not disclosed

F9 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F10 · derivative.exercise_date: The Restricted Stock Units will vest on 10/2/2025.

F10 · derivative.expiration_date: The Restricted Stock Units will vest on 10/2/2025.

SEC source: 0002039387-24-000004 · wk-form4_1727892791.xml · derivative · entry 7

BRECKHEIMER MICHAEL · CIK 0002039387 · SVP, Head of Windsor Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,615

Underlying: Common Stock · 1,615 shares

Expires 2034-01-24

F8 · shares: Received in the Merger in exchange for an employee stock option to acquire 1,000 shares of IFHI common stock for $29.00 per share. The stock options vest 20% on October 1, 2024 and 20% on each of January 25, 2025, January 25, 2026, January 25, 2027 and January 25, 2028.

F8 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 1,000 shares of IFHI common stock for $29.00 per share. The stock options vest 20% on October 1, 2024 and 20% on each of January 25, 2025, January 25, 2026, January 25, 2027 and January 25, 2028.

SEC source: 0002039387-24-000004 · wk-form4_1727892791.xml · derivative · entry 6

BRECKHEIMER MICHAEL · CIK 0002039387 · SVP, Head of Windsor Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,615

Underlying: Common Stock · 1,615 shares

Expires 2033-09-20

F7 · shares: Received in the Merger in exchange for an employee stock option to acquire 1,000 shares of IFHI common stock for $26.00 per share. The stock options vest 40% on October 1, 2024 and 20% on each of September 21, 2025, September 21, 2026 and September 21, 2027.

F7 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 1,000 shares of IFHI common stock for $26.00 per share. The stock options vest 40% on October 1, 2024 and 20% on each of September 21, 2025, September 21, 2026 and September 21, 2027.

SEC source: 0002039387-24-000004 · wk-form4_1727892791.xml · derivative · entry 5

BRECKHEIMER MICHAEL · CIK 0002039387 · SVP, Head of Windsor Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,231

Underlying: Common Stock · 3,231 shares

Expires 2032-01-27

F6 · shares: Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $31.00 per share. The stock options vest 60% on October 1, 2024 and 20% on each of January 1, 2025 and January 1, 2026.

F6 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $31.00 per share. The stock options vest 60% on October 1, 2024 and 20% on each of January 1, 2025 and January 1, 2026.

SEC source: 0002039387-24-000004 · wk-form4_1727892791.xml · derivative · entry 4

BRECKHEIMER MICHAEL · CIK 0002039387 · SVP, Head of Windsor Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,231

Underlying: Common Stock · 3,231 shares

Expires 2031-01-28

F5 · shares: Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $23.95 per share. The stock options vest 80% on October 1, 2024 and the remaining 20% on January 1, 2025.

F5 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $23.95 per share. The stock options vest 80% on October 1, 2024 and the remaining 20% on January 1, 2025.

SEC source: 0002039387-24-000004 · wk-form4_1727892791.xml · derivative · entry 3

BRECKHEIMER MICHAEL · CIK 0002039387 · SVP, Head of Windsor Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211

Underlying: Common Stock · 1,211 shares

Expires 2030-05-20

F4 · shares: Received in the Merger in exchange for an employee stock option to acquire 750 shares of IFHI common stock for $14.18 per share. The stock options vest 100% on October 1, 2024.

F4 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 750 shares of IFHI common stock for $14.18 per share. The stock options vest 100% on October 1, 2024.

SEC source: 0002039387-24-000004 · wk-form4_1727892791.xml · derivative · entry 2

BRECKHEIMER MICHAEL · CIK 0002039387 · SVP, Head of Windsor Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,423

Underlying: Common Stock · 2,423 shares

Expires 2030-01-22

F3 · shares: Received in the Merger in exchange for an employee stock option to acquire 1,500 shares of IFHI common stock for $21.60 per share. The stock options vest 100% on October 1, 2024.

F3 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 1,500 shares of IFHI common stock for $21.60 per share. The stock options vest 100% on October 1, 2024.

SEC source: 0002039387-24-000004 · wk-form4_1727892791.xml · nonDerivative · entry 1

BRECKHEIMER MICHAEL · CIK 0002039387 · SVP, Head of Windsor Advantage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,446

F1 · shares: Received pursuant to the merger agreement between Capital Bancorp, Inc. ("CBNK") and Integrated Financial Holdings, Inc. ("IFHI"), dated March 27, 2024 (the "Merger Agreement"), pursuant to which IFHI was merged with and into CBNK ("Merger") on October 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of IFHI common stock converted into the right to receive 1.115 shares of CBNK common stock, $5.36 in cash and cash in lieu of fractional shares (the "Merger Consideration"), (ii) each outstanding share of IFHI common stock subject to a restricted stock award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of IFHI common stock underlying such award, less applicable tax withholdings and (iii) each option to purchase IFHI common stock was converted into an option to purchase CBNK common stock.

F2 · price: On the trading day immediately preceding Effective Date, the closing price of IFHI's common stock was $33.90 per share and the closing price of CBNK's common stock was $25.71 per share.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · derivative · entry 10

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,039

Underlying: Common Stock · 4,039 shares

Expires 2034-01-24

F6 · shares: Received in the Merger in exchange for an employee stock option to acquire 2,500 shares of IFHI common stock for $29.00 per share. The stock options vest 20% on October 1, 2024 and 20% on each of January 25, 2025, January 25, 2026, January 25, 2027 and January 25, 2028.

F6 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 2,500 shares of IFHI common stock for $29.00 per share. The stock options vest 20% on October 1, 2024 and 20% on each of January 25, 2025, January 25, 2026, January 25, 2027 and January 25, 2028.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · derivative · entry 9

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,231

Underlying: Common Stock · 3,231 shares

Expires 2033-09-20

F5 · shares: Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $26.00 per share. The stock options vest 40% on October 1, 2024 and 20% on each of September 21, 2025, September 21, 2026 and September 21, 2027.

F5 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $26.00 per share. The stock options vest 40% on October 1, 2024 and 20% on each of September 21, 2025, September 21, 2026 and September 21, 2027.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · derivative · entry 8

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,615

Underlying: Common Stock · 1,615 shares

Expires 2032-01-27

F4 · shares: Received in the Merger in exchange for an employee stock option to acquire 1,000 shares of IFHI common stock for $31.00 per share. The stock options vest 60% on October 1, 2024 and 20% on each of January 1, 2025 and January 1, 2026.

F4 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 1,000 shares of IFHI common stock for $31.00 per share. The stock options vest 60% on October 1, 2024 and 20% on each of January 1, 2025 and January 1, 2026.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · derivative · entry 7

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323

Underlying: Common Stock · 323 shares

Expires 2031-01-28

F3 · shares: Received in the Merger in exchange for an employee stock option to acquire 200 shares of IFHI common stock for $23.95 per share. The stock options vest 100% on January 1, 2025.

F3 · derivative.exercise_date: Received in the Merger in exchange for an employee stock option to acquire 200 shares of IFHI common stock for $23.95 per share. The stock options vest 100% on January 1, 2025.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · nonDerivative · entry 6

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter

Disclosed balance after: 557

F1 · shares: Received pursuant to the merger agreement between Capital Bancorp, Inc. ("CBNK") and Integrated Financial Holdings, Inc. ("IFHI"), dated March 27, 2024 (the "Merger Agreement"), pursuant to which IFHI was merged with and into CBNK ("Merger") on October 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of IFHI common stock converted into the right to receive 1.115 shares of CBNK common stock, $5.36 in cash and cash in lieu of fractional shares (the "Merger Consideration"), (ii) each outstanding share of IFHI common stock subject to a restricted stock award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of IFHI common stock underlying such award, less applicable tax withholdings and (iii) each option to purchase IFHI common stock was converted into an option to purchase CBNK common stock.

F2 · price: On the trading day immediately preceding Effective Date, the closing price of IFHI's common stock was $33.90 per share and the closing price of CBNK's common stock was $25.71 per share.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · nonDerivative · entry 5

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 557

F1 · shares: Received pursuant to the merger agreement between Capital Bancorp, Inc. ("CBNK") and Integrated Financial Holdings, Inc. ("IFHI"), dated March 27, 2024 (the "Merger Agreement"), pursuant to which IFHI was merged with and into CBNK ("Merger") on October 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of IFHI common stock converted into the right to receive 1.115 shares of CBNK common stock, $5.36 in cash and cash in lieu of fractional shares (the "Merger Consideration"), (ii) each outstanding share of IFHI common stock subject to a restricted stock award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of IFHI common stock underlying such award, less applicable tax withholdings and (iii) each option to purchase IFHI common stock was converted into an option to purchase CBNK common stock.

F2 · price: On the trading day immediately preceding Effective Date, the closing price of IFHI's common stock was $33.90 per share and the closing price of CBNK's common stock was $25.71 per share.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · nonDerivative · entry 4

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marc H McConnell Revocable Trust

Disclosed balance after: 44,823

F1 · shares: Received pursuant to the merger agreement between Capital Bancorp, Inc. ("CBNK") and Integrated Financial Holdings, Inc. ("IFHI"), dated March 27, 2024 (the "Merger Agreement"), pursuant to which IFHI was merged with and into CBNK ("Merger") on October 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of IFHI common stock converted into the right to receive 1.115 shares of CBNK common stock, $5.36 in cash and cash in lieu of fractional shares (the "Merger Consideration"), (ii) each outstanding share of IFHI common stock subject to a restricted stock award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of IFHI common stock underlying such award, less applicable tax withholdings and (iii) each option to purchase IFHI common stock was converted into an option to purchase CBNK common stock.

F2 · price: On the trading day immediately preceding Effective Date, the closing price of IFHI's common stock was $33.90 per share and the closing price of CBNK's common stock was $25.71 per share.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · nonDerivative · entry 3

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marc H McConnell IRA

Disclosed balance after: 3,345

F1 · shares: Received pursuant to the merger agreement between Capital Bancorp, Inc. ("CBNK") and Integrated Financial Holdings, Inc. ("IFHI"), dated March 27, 2024 (the "Merger Agreement"), pursuant to which IFHI was merged with and into CBNK ("Merger") on October 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of IFHI common stock converted into the right to receive 1.115 shares of CBNK common stock, $5.36 in cash and cash in lieu of fractional shares (the "Merger Consideration"), (ii) each outstanding share of IFHI common stock subject to a restricted stock award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of IFHI common stock underlying such award, less applicable tax withholdings and (iii) each option to purchase IFHI common stock was converted into an option to purchase CBNK common stock.

F2 · price: On the trading day immediately preceding Effective Date, the closing price of IFHI's common stock was $33.90 per share and the closing price of CBNK's common stock was $25.71 per share.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · nonDerivative · entry 2

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By McConnell Legacy Investments, LLC

Disclosed balance after: 156,926

F1 · shares: Received pursuant to the merger agreement between Capital Bancorp, Inc. ("CBNK") and Integrated Financial Holdings, Inc. ("IFHI"), dated March 27, 2024 (the "Merger Agreement"), pursuant to which IFHI was merged with and into CBNK ("Merger") on October 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of IFHI common stock converted into the right to receive 1.115 shares of CBNK common stock, $5.36 in cash and cash in lieu of fractional shares (the "Merger Consideration"), (ii) each outstanding share of IFHI common stock subject to a restricted stock award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of IFHI common stock underlying such award, less applicable tax withholdings and (iii) each option to purchase IFHI common stock was converted into an option to purchase CBNK common stock.

F2 · price: On the trading day immediately preceding Effective Date, the closing price of IFHI's common stock was $33.90 per share and the closing price of CBNK's common stock was $25.71 per share.

SEC source: 0001628280-24-041853 · wk-form4_1727893168.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,819

F1 · shares: Received pursuant to the merger agreement between Capital Bancorp, Inc. ("CBNK") and Integrated Financial Holdings, Inc. ("IFHI"), dated March 27, 2024 (the "Merger Agreement"), pursuant to which IFHI was merged with and into CBNK ("Merger") on October 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of IFHI common stock converted into the right to receive 1.115 shares of CBNK common stock, $5.36 in cash and cash in lieu of fractional shares (the "Merger Consideration"), (ii) each outstanding share of IFHI common stock subject to a restricted stock award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of IFHI common stock underlying such award, less applicable tax withholdings and (iii) each option to purchase IFHI common stock was converted into an option to purchase CBNK common stock.

F2 · price: On the trading day immediately preceding Effective Date, the closing price of IFHI's common stock was $33.90 per share and the closing price of CBNK's common stock was $25.71 per share.

SEC source: 0001753964-24-000004 · wk-form4_1725898130.xml · derivative · entry 3

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,500 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001753964-24-000004 · wk-form4_1725898130.xml · nonDerivative · entry 2

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,038

SEC source: 0001753964-24-000004 · wk-form4_1725898130.xml · nonDerivative · entry 1

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001753964-25-000004 · wk-form4_1749759677.xml · nonDerivative · entry 1

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,775

F1 · shares: The purchased shares are pursuant to a broker's dividend reinvestment program that qualifies for small acquisition reporting under Rule 16a-6.

SEC source: 0001628280-24-037248 · wk-form4_1723667928.xml · nonDerivative · entry 3

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · UTMA for grandchild 3

Disclosed balance after: 912

SEC source: 0001628280-24-037248 · wk-form4_1723667928.xml · nonDerivative · entry 2

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · UTMA for grandchild 2

Disclosed balance after: 912

SEC source: 0001628280-24-037248 · wk-form4_1723667928.xml · nonDerivative · entry 1

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,541

SEC source: 0001549390-24-000005 · wk-form4_1722534749.xml · nonDerivative · entry 1

Scully Mary Ann · CIK 0001549390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,536

SEC source: 0001628280-24-031948 · wk-form4_1721152138.xml · derivative · entry 2

Canuso Dominic C · CIK 0001677653 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2029-07-15

F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001628280-24-031948 · wk-form4_1721152138.xml · derivative · entry 1

Canuso Dominic C · CIK 0001677653 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 7/15/2025.

F2 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 7/15/2025.

SEC source: 0001984010-24-000004 · wk-form4_1719519887.xml · derivative · entry 3

Walker Jennings · CIK 0001984010 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 6/26/2024.

F2 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 6/26/2024.

SEC source: 0001984010-24-000004 · wk-form4_1719519887.xml · nonDerivative · entry 2

Walker Jennings · CIK 0001984010 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466

SEC source: 0001984010-24-000004 · wk-form4_1719519887.xml · nonDerivative · entry 1

Walker Jennings · CIK 0001984010 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001754027-24-000005 · wk-form4_1719431327.xml · derivative · entry 9

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 3,750 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001754027-24-000005 · wk-form4_1719431327.xml · derivative · entry 8

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001754027-24-000005 · wk-form4_1719431327.xml · nonDerivative · entry 2

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001754027-24-000005 · wk-form4_1719431327.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001754027-25-000002 · wk-form4a_1739309750.xml · derivative · entry 9

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 3,750 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001754027-25-000002 · wk-form4a_1739309750.xml · derivative · entry 8

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001754027-25-000002 · wk-form4a_1739309750.xml · nonDerivative · entry 2

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By James F. Whalen Revocable Trust

Disclosed balance after: 668,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amendment amends the nature of ownership from direct to indirect by James F. Whalen Revocable Trust for the total amount of common stock owned following the previously reported transaction effected on June 24, 2024.