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Nasdaq · USD

CBNK

Capital Bancorp Inc

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5367
SEC CIK
0001419536
Parsed reports
468

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2020 Filed Feb 13, 2020 16:32 UTC GiftCommon Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000008 · wf-form5_158162955847548.xml · nonDerivative · entry 3

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UMGA for grandson

Disclosed balance after: 145

Read SEC document
January 07, 2020 Filed Feb 13, 2020 16:32 UTC GiftCommon Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000008 · wf-form5_158162955847548.xml · nonDerivative · entry 2

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UGMA for granddaughter

Disclosed balance after: 146

Read SEC document
January 07, 2020 Filed Feb 13, 2020 16:32 UTC GiftCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000008 · wf-form5_158162955847548.xml · nonDerivative · entry 1

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 01, 2020 Filed Jan 3, 2020 10:41 UTC
Barry Edward FDirector · Chief Executive Officer
GrantStock Options · Derivative 20,000 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000055 · wf-form4_157806605818341.xml · derivative · entry 3

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2025-01-01

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 19:14 UTC GrantStock Options · Derivative 5,400 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000042 · wf-form4_157801045871032.xml · derivative · entry 4

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 19:14 UTC GrantCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000042 · wf-form4_157801045871032.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Read SEC document
December 31, 2019 Filed Jan 2, 2020 19:06 UTC
Dicker KarlEVP and COO
GrantStock Options · Derivative 12,500 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000034 · wf-form4_157800995922595.xml · derivative · entry 2

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 19:03 UTC GrantStock Options · Derivative 5,400 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000032 · wf-form4_157800977372037.xml · derivative · entry 7

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 19:03 UTC GrantCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000032 · wf-form4_157800977372037.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:21 UTC
Yamada KathyEVP & Chief Credit Officer
GrantStock Options · Derivative 10,000 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000030 · wf-form4_157800367972045.xml · derivative · entry 2

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:08 UTC GrantStock Options · Derivative 5,400 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000036 · wf-form4_157801007790266.xml · derivative · entry 3

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:08 UTC GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000036 · wf-form4_157801007790266.xml · nonDerivative · entry 1

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,732

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:19 UTC GrantStock Options · Derivative 4,000 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000028 · wf-form4_157800357164918.xml · derivative · entry 3

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:19 UTC GrantCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000028 · wf-form4_157800357164918.xml · nonDerivative · entry 1

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:16 UTC GrantStock Options · Derivative 7,000 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000044 · wf-form4_157801058625628.xml · derivative · entry 7

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2024-12-31

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:16 UTC GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000044 · wf-form4_157801058625628.xml · nonDerivative · entry 2

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:20 UTC GrantStock Options · Derivative 7,000 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000047 · wf-form4_157801080651556.xml · derivative · entry 4

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2024-12-31

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:20 UTC GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000047 · wf-form4_157801080651556.xml · nonDerivative · entry 2

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:12 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000040 · wf-form4_157801033451531.xml · derivative · entry 3

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.

F3 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:12 UTC
JACKSON ALAN WExecutive VP and CFO
GrantStock Options · Derivative 12,000 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000040 · wf-form4_157801033451531.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2024-12-31

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:12 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000040 · wf-form4_157801033451531.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:10 UTC GrantStock Options · Derivative 5,400 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000038 · wf-form4_157801024220794.xml · derivative · entry 4

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 00:10 UTC GrantCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000038 · wf-form4_157801024220794.xml · nonDerivative · entry 1

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,273

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:16 UTC GrantStock Options · Derivative 7,000 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000025 · wf-form4_157800337091364.xml · derivative · entry 5

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:16 UTC GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000025 · wf-form4_157800337091364.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,282

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:11 UTC
Browning Scot RichardDirector · President of Capital Bank
GrantStock Options · Derivative 11,500 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000020 · wf-form4_157800305615079.xml · derivative · entry 2

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:14 UTC
Suss Eric M.EVP and CHRO
GrantStock Options · Derivative 9,500 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000022 · wf-form4_157800322694297.xml · derivative · entry 2

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 09:04 UTC Amendment GrantStock Options · Derivative 5,400 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000037 · wf-form4a_158591904229148.xml · derivative · entry 4

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2024-12-30

F1 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 09:04 UTC Amendment GrantCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000037 · wf-form4a_158591904229148.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Read SEC document
December 31, 2019 Filed Apr 3, 2020 09:28 UTC Amendment
Dicker KarlEVP and COO
GrantStock Options · Derivative 12,500 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000051 · wf-form4a_158592049810434.xml · derivative · entry 2

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2024-12-30

F1 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 09:21 UTC Amendment
Yamada KathyEVP & Chief Credit Officer
GrantStock Options · Derivative 10,000 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000047 · wf-form4a_158592008918894.xml · derivative · entry 2

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-12-30

F1 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:35 UTC Amendment GrantStock Options · Derivative 5,400 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000055 · wf-form4a_158592088983851.xml · derivative · entry 3

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2024-12-30

F1 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:35 UTC Amendment GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000055 · wf-form4a_158592088983851.xml · nonDerivative · entry 1

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,732

Read SEC document
December 31, 2019 Filed Apr 3, 2020 09:25 UTC Amendment GrantStock Options · Derivative 4,000 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000049 · wf-form4a_158592032677138.xml · derivative · entry 3

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2024-12-30

F1 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 09:25 UTC Amendment GrantCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000049 · wf-form4a_158592032677138.xml · nonDerivative · entry 1

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481

Read SEC document
December 31, 2019 Filed Apr 3, 2020 14:46 UTC Amendment
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000057 · wf-form4a_158592517826208.xml · derivative · entry 3

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.

F4 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 14:46 UTC Amendment
JACKSON ALAN WExecutive VP and CFO
GrantStock Options · Derivative 12,000 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000057 · wf-form4a_158592517826208.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2024-12-30

F2 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 14:46 UTC Amendment
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000057 · wf-form4a_158592517826208.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:31 UTC Amendment
Browning Scot RichardDirector · President of Capital Bank
GrantStock Options · Derivative 11,500 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000053 · wf-form4a_158592065621433.xml · derivative · entry 2

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2024-12-30

F1 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:19 UTC Amendment GrantStock Options · Derivative 7,000 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000045 · wf-form4a_158591992093967.xml · derivative · entry 4

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2024-12-30

F2 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:19 UTC Amendment GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000045 · wf-form4a_158591992093967.xml · nonDerivative · entry 2

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:15 UTC Amendment GrantStock Options · Derivative 7,000 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000043 · wf-form4a_158591969371076.xml · derivative · entry 5

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2024-12-30

F1 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:15 UTC Amendment GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000043 · wf-form4a_158591969371076.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,282

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:11 UTC Amendment GrantStock Options · Derivative 7,000 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000041 · wf-form4a_158591950011986.xml · derivative · entry 7

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2024-12-30

F2 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:11 UTC Amendment GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000041 · wf-form4a_158591950011986.xml · nonDerivative · entry 2

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056

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December 31, 2019 Filed Apr 3, 2020 13:08 UTC Amendment GrantStock Options · Derivative 5,400 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000039 · wf-form4a_158591928198548.xml · derivative · entry 4

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2024-12-30

F1 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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December 31, 2019 Filed Apr 3, 2020 13:08 UTC Amendment GrantCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000039 · wf-form4a_158591928198548.xml · nonDerivative · entry 1

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,273

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December 13, 2019 Filed Dec 16, 2019 15:57 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionStock Options · Derivative 7,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-015098 · wf-form4_157652983068517.xml · derivative · entry 3

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 13, 2019 Filed Dec 16, 2019 15:57 UTC
Yamada KathyEVP & Chief Credit Officer
Tax withholdingCommon Stock 3,290 $14.11 $46,421.90
Disclosure

SEC source: 0001628280-19-015098 · wf-form4_157652983068517.xml · nonDerivative · entry 2

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,490

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December 13, 2019 Filed Dec 16, 2019 15:57 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionCommon Stock 7,000 $6.63 $46,410.00
Disclosure

SEC source: 0001628280-19-015098 · wf-form4_157652983068517.xml · nonDerivative · entry 1

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.