Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Dec 31, 2020 19:20 UTC |
RATNERSALZBERG DEBORAHDirector
|
GrantStock Options · Derivative | 3,000 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001419536-20-000141 · wf-form4_160944242506071.xml · derivative · entry 3 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2025-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 19:20 UTC |
RATNERSALZBERG DEBORAHDirector
|
GrantCommon Stock | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000141 · wf-form4_160944242506071.xml · nonDerivative · entry 1 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,526 Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 19:18 UTC |
Burke Michael JosephDirector
|
GrantStock Options · Derivative | 3,000 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001419536-20-000139 · wf-form4_160944230293327.xml · derivative · entry 4 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2025-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 19:18 UTC |
Burke Michael JosephDirector
|
GrantCommon Stock | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000139 · wf-form4_160944230293327.xml · nonDerivative · entry 1 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,000 Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 19:11 UTC |
JACKSON ALAN WExecutive VP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000134 · wf-form4_160944188634537.xml · derivative · entry 2 JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 19:11 UTC |
JACKSON ALAN WExecutive VP and CFO
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000134 · wf-form4_160944188634537.xml · nonDerivative · entry 1 JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 14:49 UTC |
Dicker KarlEVP and COO
|
GrantStock Options · Derivative | 9,165 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001419536-21-000013 · wf-form4_160978978057275.xml · derivative · entry 2 Dicker Karl · CIK 0001753961 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,165 Underlying: Common Stock · 9,165 shares Expires 2025-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 14:47 UTC |
Yamada KathyEVP & Chief Credit Officer
|
GrantStock Options · Derivative | 6,900 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001419536-21-000011 · wf-form4_160978960853932.xml · derivative · entry 2 Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Underlying: Common Stock · 6,900 shares Expires 2025-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 19:44 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
GrantStock Options · Derivative | 8,500 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001419536-21-000009 · wf-form4_160978945431597.xml · derivative · entry 2 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2025-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 19:41 UTC |
JACKSON ALAN WExecutive VP and CFO
|
GrantStock Options · Derivative | 7,800 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001419536-21-000007 · wf-form4_160978925607198.xml · derivative · entry 2 JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 Underlying: Common Stock · 7,800 shares Expires 2025-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 19:39 UTC |
Suss Eric M.EVP and CHRO
|
GrantStock Options · Derivative | 6,705 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001419536-21-000005 · wf-form4_160978915033945.xml · derivative · entry 2 Suss Eric M. · CIK 0001753964 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,705 Underlying: Common Stock · 6,705 shares Expires 2025-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2020 Filed Feb 23, 2021 15:09 UTC |
Levitt Randall JamesDirector
|
GiftCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-21-000040 · wf-form4_161411094221606.xml · nonDerivative · entry 5 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 31, 2020 Filed Feb 23, 2021 15:09 UTC |
Levitt Randall JamesDirector
|
GiftCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-21-000040 · wf-form4_161411094221606.xml · nonDerivative · entry 4 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Randall James Levitt Revocable Trust Disclosed balance after: 228,294 Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 20:04 UTC |
Whalen James F.Director
|
Exercise / conversionStock Options · Derivative | 7,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001419536-20-000132 · wf-form4_160918586186405.xml · derivative · entry 10 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 20:04 UTC |
Whalen James F.Director
|
Tax withholdingCommon Stock | 3,981 | $13.19 | $52,509.39 |
DisclosureSEC source: 0001419536-20-000132 · wf-form4_160918586186405.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075 Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 20:04 UTC |
Whalen James F.Director
|
Exercise / conversionCommon Stock | 7,000 | $7.50 | $52,500.00 |
DisclosureSEC source: 0001419536-20-000132 · wf-form4_160918586186405.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:10 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
Exercise / conversionStock Options · Derivative | 12,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001419536-20-000129 · wf-form4_160858502621280.xml · derivative · entry 3 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:10 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
Tax withholdingCommon Stock | 6,966 | $12.92 | $90,000.72 |
DisclosureSEC source: 0001419536-20-000129 · wf-form4_160858502621280.xml · nonDerivative · entry 2 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,896 Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:10 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
Exercise / conversionCommon Stock | 12,000 | $7.50 | $90,000.00 |
DisclosureSEC source: 0001419536-20-000129 · wf-form4_160858502621280.xml · nonDerivative · entry 1 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 145 | $12.43 | $1,802.35 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 13 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 79,452 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 340 | $12.41 | $4,219.40 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 12 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 79,597 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 455 | $12.42 | $5,651.10 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 11 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 79,937 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 1,180 | $12.40 | $14,632.00 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 10 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 80,392 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 200 | $12.46 | $2,492.00 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 9 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 81,572 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 400 | $12.55 | $5,020.00 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 8 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 81,772 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 55 | $12.59 | $692.45 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 7 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 82,172 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 380 | $12.56 | $4,772.80 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 6 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 82,227 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 100 | $12.57 | $1,257.00 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 5 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 82,607 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 400 | $12.61 | $5,044.00 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 4 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 82,707 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:12 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 345 | $12.58 | $4,340.10 |
DisclosureSEC source: 0001419536-20-000130 · wf-form4_160858513719740.xml · nonDerivative · entry 3 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 83,107 Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 09:28 UTC |
ASHMAN STEPHEN NDirector
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000126 · wf-form4_160795612648452.xml · nonDerivative · entry 1 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephen Ashman Revocable Trust Disclosed balance after: 458,085 Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 19:48 UTC |
Schwartz Steven JayDirector
|
Exercise / conversionStock Options · Derivative | 8,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001419536-20-000123 · wf-form4_160771608990201.xml · derivative · entry 3 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 19:48 UTC |
Schwartz Steven JayDirector
|
Exercise / conversionCommon Stock | 8,000 | $7.50 | $60,000.00 |
DisclosureSEC source: 0001419536-20-000123 · wf-form4_160771608990201.xml · nonDerivative · entry 1 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 14:33 UTC |
Yamada KathyEVP & Chief Credit Officer
|
Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001419536-20-000119 · wf-form4_160736960985271.xml · derivative · entry 3 Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 14:33 UTC |
Yamada KathyEVP & Chief Credit Officer
|
Tax withholdingCommon Stock | 6,209 | $12.08 | $75,004.72 |
DisclosureSEC source: 0001419536-20-000119 · wf-form4_160736960985271.xml · nonDerivative · entry 2 Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,281 Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 14:33 UTC |
Yamada KathyEVP & Chief Credit Officer
|
Exercise / conversionCommon Stock | 10,000 | $7.50 | $75,000.00 |
DisclosureSEC source: 0001419536-20-000119 · wf-form4_160736960985271.xml · nonDerivative · entry 1 Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 19:30 UTC |
Burke Michael JosephDirector
|
Exercise / conversionStock Options · Derivative | 7,600 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001419536-20-000117 · wf-form4_160736943691925.xml · derivative · entry 5 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,600 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 19:30 UTC |
Burke Michael JosephDirector
|
Tax withholdingCommon Stock | 4,719 | $12.08 | $57,005.52 |
DisclosureSEC source: 0001419536-20-000117 · wf-form4_160736943691925.xml · nonDerivative · entry 2 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,154 Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 19:30 UTC |
Burke Michael JosephDirector
|
Exercise / conversionCommon Stock | 7,600 | $7.50 | $57,000.00 |
DisclosureSEC source: 0001419536-20-000117 · wf-form4_160736943691925.xml · nonDerivative · entry 1 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 12:10 UTC |
ASHMAN STEPHEN NDirector
|
Exercise / conversionStock Options · Derivative | 2,500 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001419536-20-000109 · wf-form4_160710181808721.xml · derivative · entry 5 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 12:10 UTC |
ASHMAN STEPHEN NDirector
|
Tax withholdingCommon Stock | 1,572 | $11.93 | $18,753.96 |
DisclosureSEC source: 0001419536-20-000109 · wf-form4_160710181808721.xml · nonDerivative · entry 2 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478 Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 12:10 UTC |
ASHMAN STEPHEN NDirector
|
Exercise / conversionCommon Stock | 2,500 | $7.50 | $18,750.00 |
DisclosureSEC source: 0001419536-20-000109 · wf-form4_160710181808721.xml · nonDerivative · entry 1 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 10:35 UTC |
ASHMAN STEPHEN NDirector
|
SaleCommon Stock | 4,750 | $12.56 | $59,642.90 |
DisclosureSEC source: 0001419536-20-000107 · wf-form4_160631849008887.xml · nonDerivative · entry 2 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephen Ashman Revocable Trust Disclosed balance after: 461,085 Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 10:35 UTC |
ASHMAN STEPHEN NDirector
|
SaleCommon Stock | 4,750 | $12.56 | $59,642.90 |
DisclosureSEC source: 0001419536-20-000107 · wf-form4_160631849008887.xml · nonDerivative · entry 1 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shari G. Ashman Trust Disclosed balance after: 239,850 Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 09:27 UTC |
ASHMAN STEPHEN NDirector
|
SaleCommon Stock | 1,200 | $12.50 | $15,000.00 |
DisclosureSEC source: 0001419536-20-000105 · wf-form4_160622802537510.xml · nonDerivative · entry 2 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephen Ashman Revocable Trust Disclosed balance after: 465,835 Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 09:27 UTC |
ASHMAN STEPHEN NDirector
|
SaleCommon Stock | 1,200 | $12.50 | $15,000.00 |
DisclosureSEC source: 0001419536-20-000105 · wf-form4_160622802537510.xml · nonDerivative · entry 1 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shari G. Ashman Trust Disclosed balance after: 244,600 Read SEC document |
| October 13, 2020 Filed Oct 14, 2020 19:07 UTC |
RATNERSALZBERG DEBORAHDirector
|
Exercise / conversionStock Options · Derivative | 7,200 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001419536-20-000092 · wf-form4_160270222518467.xml · derivative · entry 4 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,200 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2020 Filed Oct 14, 2020 19:07 UTC |
RATNERSALZBERG DEBORAHDirector
|
Tax withholdingCommon Stock | 5,198 | $10.39 | $54,007.22 |
DisclosureSEC source: 0001419536-20-000092 · wf-form4_160270222518467.xml · nonDerivative · entry 2 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,734 Read SEC document |
| October 13, 2020 Filed Oct 14, 2020 19:07 UTC |
RATNERSALZBERG DEBORAHDirector
|
Exercise / conversionCommon Stock | 7,200 | $7.50 | $54,000.00 |
DisclosureSEC source: 0001419536-20-000092 · wf-form4_160270222518467.xml · nonDerivative · entry 1 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 22:03 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionStock Options · Derivative | 2,600 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001419536-20-000090 · wf-form4_160219458658145.xml · derivative · entry 9 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Underlying: Common Stock · 5,200 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.