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Nasdaq · USD

CBNK

Capital Bancorp Inc

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5367
SEC CIK
0001419536
Parsed reports
468

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2021 Filed Aug 30, 2021 08:49 UTC SaleCommon Stock 4,526 $23.75 $107,493.86
Disclosure

SEC source: 0001419536-21-000158 · wf-form4_163032776735190.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 138,472

Read SEC document
August 23, 2021 Filed Aug 24, 2021 09:40 UTC SaleCommon Stock 3,923 $23.93 $93,863.66
Disclosure

SEC source: 0001419536-21-000156 · wf-form4_162981238871346.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 335,679

Read SEC document
August 23, 2021 Filed Aug 24, 2021 09:40 UTC SaleCommon Stock 3,923 $23.93 $93,861.70
Disclosure

SEC source: 0001419536-21-000156 · wf-form4_162981238871346.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 142,998

Read SEC document
August 04, 2021 Filed Aug 5, 2021 10:18 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000150 · wf-form4_162817298175567.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 146,921

F1 · price: This transaction represents a charitable donation and not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 13:19 UTC Exercise / conversionStock Options · Derivative 12,300 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001419536-21-000142 · wf-form4_162583674008983.xml · derivative · entry 3

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,300 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 13:19 UTC Exercise / conversionCommon Stock 12,300 $8.50 $104,550.00
Disclosure

SEC source: 0001419536-21-000142 · wf-form4_162583674008983.xml · nonDerivative · entry 1

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 08:28 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000137 · wf-form4_162324168605662.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 150,921

F1 · price: This transaction represents a charitable donation and not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 14:06 UTC SaleCommon Stock 1,000 $22.25 $22,250.00
Disclosure

SEC source: 0001419536-21-000135 · wf-form4_162281557371277.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,496

Read SEC document
June 02, 2021 Filed Jun 2, 2021 14:39 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000127 · wf-form4_162265915731556.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 339,602

F1 · price: This transaction represents a charitable donation and not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 14:39 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000127 · wf-form4_162265915731556.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 154,921

F1 · price: This transaction represents a charitable donation and not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 21:20 UTC SaleCommon Stock 6,842 $22.16 $151,633.09
Disclosure

SEC source: 0001419536-21-000129 · wf-form4_162266881673431.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SandBern Ventures, LLC

Disclosed balance after: 164,400

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.15 to $22.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 12:47 UTC SaleCommon Stock 3,000 $22.25 $66,750.00
Disclosure

SEC source: 0001419536-21-000131 · wf-form4_162272443732739.xml · nonDerivative · entry 2

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,496

Read SEC document
June 02, 2021 Filed Jun 3, 2021 12:47 UTC SaleCommon Stock 10,000 $22.25 $222,500.00
Disclosure

SEC source: 0001419536-21-000131 · wf-form4_162272443732739.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SandBern Ventures, LLC

Disclosed balance after: 154,400

Read SEC document
May 28, 2021 Filed Jun 3, 2021 17:45 UTC SaleCommon Stock 11,200 $22.01 $246,559.04
Disclosure

SEC source: 0001419536-21-000133 · wf-form4_162274233204560.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Katherine M. Whalen Trust

Disclosed balance after: 0

Read SEC document
May 27, 2021 Filed May 27, 2021 15:01 UTC SaleCommon Stock 30,000 $22.00 $660,000.00
Disclosure

SEC source: 0001419536-21-000115 · wf-form4_162214204064300.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Montrose Lending Group, LLC

Disclosed balance after: 114,500

Read SEC document
May 27, 2021 Filed May 27, 2021 21:23 UTC SaleCommon Stock 88,000 $22.02 $1,937,848.00
Disclosure

SEC source: 0001419536-21-000117 · wf-form4_162215056424384.xml · nonDerivative · entry 2

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IP Associates, LLC

Disclosed balance after: 0

Read SEC document
May 27, 2021 Filed May 27, 2021 21:23 UTC SaleCommon Stock 10,000 $22.01 $220,095.00
Disclosure

SEC source: 0001419536-21-000117 · wf-form4_162215056424384.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Katherine M. Whalen Trust

Disclosed balance after: 16,200

Read SEC document
May 27, 2021 Filed May 28, 2021 09:37 UTC SaleCommon Stock 10,000 $22.00 $220,000.00
Disclosure

SEC source: 0001419536-21-000121 · wf-form4_162220902393050.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 341,602

Read SEC document
May 27, 2021 Filed May 28, 2021 09:37 UTC SaleCommon Stock 10,000 $22.00 $220,000.00
Disclosure

SEC source: 0001419536-21-000121 · wf-form4_162220902393050.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 156,921

Read SEC document
May 27, 2021 Filed May 28, 2021 19:09 UTC SaleCommon Stock 33,158 $22.14 $734,118.12
Disclosure

SEC source: 0001419536-21-000125 · wf-form4_162222898173253.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SandBern Ventures, LLC

Disclosed balance after: 171,242

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.10 to $22.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:31 UTC SaleCommon Stock 10,000 $21.71 $217,115.00
Disclosure

SEC source: 0001419536-21-000119 · wf-form4_162215100387258.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 351,602

Read SEC document
May 26, 2021 Filed May 27, 2021 17:31 UTC SaleCommon Stock 10,000 $21.71 $217,115.00
Disclosure

SEC source: 0001419536-21-000119 · wf-form4_162215100387258.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 166,921

Read SEC document
May 21, 2021 Filed May 24, 2021 09:52 UTC SaleCommon Stock 7,490 $21.52 $161,211.76
Disclosure

SEC source: 0001419536-21-000106 · wf-form4_162186432779417.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 361,602

Read SEC document
May 21, 2021 Filed May 24, 2021 09:52 UTC SaleCommon Stock 7,489 $21.52 $161,190.24
Disclosure

SEC source: 0001419536-21-000106 · wf-form4_162186432779417.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 176,921

Read SEC document
May 21, 2021 Filed May 24, 2021 15:43 UTC
Dicker KarlEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000111 · wf-form4_162188538347463.xml · derivative · entry 3

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning 5/21/20.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning 5/21/20.

Read SEC document
May 21, 2021 Filed May 24, 2021 15:43 UTC
Dicker KarlEVP and COO
Tax withholdingCommon Stock 904 $21.35 $19,300.40
Disclosure

SEC source: 0001419536-21-000111 · wf-form4_162188538347463.xml · nonDerivative · entry 2

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,096

Read SEC document
May 21, 2021 Filed May 24, 2021 15:43 UTC
Dicker KarlEVP and COO
Exercise / conversionCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001419536-21-000111 · wf-form4_162188538347463.xml · nonDerivative · entry 1

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
May 13, 2021 Filed May 14, 2021 09:05 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000103 · wf-form4_162099752604981.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 369,092

F1 · price: This transaction represents a charitable donation and not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
May 13, 2021 Filed May 14, 2021 09:05 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000103 · wf-form4_162099752604981.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 184,410

F1 · price: This transaction represents a charitable donation and not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
May 07, 2021 Filed May 10, 2021 09:47 UTC SaleCommon Stock 1,250 $22.26 $27,820.88
Disclosure

SEC source: 0001419536-21-000099 · wf-form4_162065444446377.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 371,092

Read SEC document
May 07, 2021 Filed May 10, 2021 09:47 UTC SaleCommon Stock 1,250 $22.26 $27,820.88
Disclosure

SEC source: 0001419536-21-000099 · wf-form4_162065444446377.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 186,410

Read SEC document
May 07, 2021 Filed May 10, 2021 13:34 UTC SaleCommon Stock 35,500 $22.20 $788,199.40
Disclosure

SEC source: 0001419536-21-000097 · wf-form4_162065364008581.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,496

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.150 to $22.265. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2021 Filed May 6, 2021 17:52 UTC SaleCommon Stock 3,500 $22.26 $77,910.00
Disclosure

SEC source: 0001419536-21-000093 · wf-form4_162033788919780.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 372,342

Read SEC document
May 06, 2021 Filed May 6, 2021 17:52 UTC SaleCommon Stock 3,500 $22.26 $77,910.00
Disclosure

SEC source: 0001419536-21-000093 · wf-form4_162033788919780.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 187,660

Read SEC document
May 06, 2021 Filed May 6, 2021 22:08 UTC SaleCommon Stock 10,500 $22.26 $233,685.90
Disclosure

SEC source: 0001419536-21-000095 · wf-form4_162033883988344.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,996

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.25 to $22.2578. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2021 Filed May 28, 2021 13:47 UTC SaleCommon Stock 5,000 $22.26 $111,294.00
Disclosure

SEC source: 0001419536-21-000123 · wf-form4_162220963983478.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Katherine M. Whalen Trust

Disclosed balance after: 21,200

Read SEC document
May 05, 2021 Filed May 6, 2021 13:35 UTC SaleCommon Stock 20,034 $21.91 $438,912.89
Disclosure

SEC source: 0001419536-21-000091 · wf-form4_162030809941560.xml · nonDerivative · entry 1

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.90 to $21.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2021 Filed May 3, 2021 20:25 UTC SaleCommon Stock 1,813 $22.00 $39,886.00
Disclosure

SEC source: 0001419536-21-000089 · wf-form4_162007349696496.xml · nonDerivative · entry 1

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,034

Read SEC document
April 30, 2021 Filed Apr 30, 2021 20:33 UTC SaleCommon Stock 9,266 $22.00 $203,880.72
Disclosure

SEC source: 0001419536-21-000087 · wf-form4_161981478347886.xml · nonDerivative · entry 1

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,847

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.00 to $22.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 20:44 UTC SaleCommon Stock 1,200 $22.19 $26,625.96
Disclosure

SEC source: 0001419536-21-000079 · wf-form4_161972906507402.xml · nonDerivative · entry 1

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,113

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.18 to $22.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 09:49 UTC SaleCommon Stock 2,859 $22.34 $63,870.06
Disclosure

SEC source: 0001419536-21-000083 · wf-form4_161979057636815.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 375,842

Read SEC document
April 29, 2021 Filed Apr 30, 2021 09:49 UTC SaleCommon Stock 2,859 $22.34 $63,870.06
Disclosure

SEC source: 0001419536-21-000083 · wf-form4_161979057636815.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 191,160

Read SEC document
April 29, 2021 Filed Apr 30, 2021 09:26 UTC SaleCommon Stock 29,700 $22.28 $661,716.00
Disclosure

SEC source: 0001419536-21-000081 · wf-form4_161978917197945.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Montrose Lending Group, LLC

Disclosed balance after: 144,500

Read SEC document
April 29, 2021 Filed Apr 30, 2021 15:05 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001419536-21-000085 · wf-form4_161979513185402.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 5,000 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 15:05 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 5,000 $11.38 $56,900.00
Disclosure

SEC source: 0001419536-21-000085 · wf-form4_161979513185402.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 12:53 UTC SaleCommon Stock 5,000 $22.10 $110,491.00
Disclosure

SEC source: 0001419536-21-000077 · wf-form4_161961441307940.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Katherine M. Whalen Trust

Disclosed balance after: 26,200

Read SEC document
April 26, 2021 Filed Apr 27, 2021 18:37 UTC SaleCommon Stock 5,181 $22.51 $116,624.31
Disclosure

SEC source: 0001419536-21-000075 · wf-form4_161956303120219.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 378,701

Read SEC document
April 26, 2021 Filed Apr 27, 2021 18:37 UTC SaleCommon Stock 5,181 $22.51 $116,624.31
Disclosure

SEC source: 0001419536-21-000075 · wf-form4_161956303120219.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 194,019

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:35 UTC SaleCommon Stock 17,687 $22.52 $398,238.72
Disclosure

SEC source: 0001419536-21-000073 · wf-form4_161956287667550.xml · nonDerivative · entry 1

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,313

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.50 to $22.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 09:21 UTC GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000062 · wf-form4_161607367186006.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 199,200

F1 · balance_after: This transaction involved a gift of 700 shares to the Reporting Person's son.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.