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Nasdaq · USD

CBNK

Capital Bancorp Inc

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5367
SEC CIK
0001419536
Parsed reports
468

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2021 Filed Nov 12, 2021 10:23 UTC SaleCommon Stock 567 $27.60 $15,651.75
Disclosure

SEC source: 0001419536-21-000194 · wf-form4_163673059175638.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 298,513

Read SEC document
November 10, 2021 Filed Nov 12, 2021 10:24 UTC SaleCommon Stock 1,301 $27.60 $35,907.60
Disclosure

SEC source: 0001419536-21-000195 · wf-form4_163673066342714.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 98,383

Read SEC document
November 10, 2021 Filed Nov 12, 2021 10:24 UTC SaleCommon Stock 1,301 $27.60 $35,907.60
Disclosure

SEC source: 0001419536-21-000195 · wf-form4_163673066342714.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 299,080

Read SEC document
November 09, 2021 Filed Nov 10, 2021 09:01 UTC SaleCommon Stock 264 $27.60 $7,286.40
Disclosure

SEC source: 0001419536-21-000191 · wf-form4_163655288673760.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 99,684

Read SEC document
November 09, 2021 Filed Nov 10, 2021 09:01 UTC SaleCommon Stock 272 $27.60 $7,507.20
Disclosure

SEC source: 0001419536-21-000191 · wf-form4_163655288673760.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 300,381

Read SEC document
November 05, 2021 Filed Nov 8, 2021 11:43 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000186 · wf-form4_163638976636136.xml · nonDerivative · entry 3

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 99,948

F1 · price: This transaction represents a charitable donation and not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 11:43 UTC SaleCommon Stock 5,859 $27.71 $162,352.89
Disclosure

SEC source: 0001419536-21-000186 · wf-form4_163638976636136.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 103,948

Read SEC document
November 05, 2021 Filed Nov 8, 2021 11:43 UTC SaleCommon Stock 5,859 $27.71 $162,352.89
Disclosure

SEC source: 0001419536-21-000186 · wf-form4_163638976636136.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 300,653

Read SEC document
November 03, 2021 Filed Nov 4, 2021 12:28 UTC SaleCommon Stock 9,406 $26.54 $249,635.24
Disclosure

SEC source: 0001419536-21-000180 · wf-form4_163604331457603.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 109,807

Read SEC document
November 03, 2021 Filed Nov 4, 2021 12:28 UTC SaleCommon Stock 9,379 $26.54 $248,918.66
Disclosure

SEC source: 0001419536-21-000180 · wf-form4_163604331457603.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 306,512

Read SEC document
November 02, 2021 Filed Nov 3, 2021 17:24 UTC SaleCommon Stock 256 $26.27 $6,725.12
Disclosure

SEC source: 0001419536-21-000177 · wf-form4_163597467450229.xml · nonDerivative · entry 4

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 119,213

Read SEC document
November 02, 2021 Filed Nov 3, 2021 17:24 UTC SaleCommon Stock 4,980 $26.05 $129,729.00
Disclosure

SEC source: 0001419536-21-000177 · wf-form4_163597467450229.xml · nonDerivative · entry 3

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 119,469

Read SEC document
November 02, 2021 Filed Nov 3, 2021 17:24 UTC SaleCommon Stock 255 $26.27 $6,698.85
Disclosure

SEC source: 0001419536-21-000177 · wf-form4_163597467450229.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 315,891

Read SEC document
November 02, 2021 Filed Nov 3, 2021 17:24 UTC SaleCommon Stock 4,980 $26.05 $129,729.00
Disclosure

SEC source: 0001419536-21-000177 · wf-form4_163597467450229.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 316,146

Read SEC document
November 01, 2021 Filed Nov 2, 2021 13:11 UTC SaleCommon Stock 20 $26.00 $520.00
Disclosure

SEC source: 0001419536-21-000175 · wf-form4_163587310695727.xml · nonDerivative · entry 4

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 124,449

Read SEC document
November 01, 2021 Filed Nov 2, 2021 13:11 UTC SaleCommon Stock 7,760 $25.96 $201,449.60
Disclosure

SEC source: 0001419536-21-000175 · wf-form4_163587310695727.xml · nonDerivative · entry 3

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 124,469

Read SEC document
November 01, 2021 Filed Nov 2, 2021 13:11 UTC SaleCommon Stock 20 $26.00 $520.00
Disclosure

SEC source: 0001419536-21-000175 · wf-form4_163587310695727.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 321,126

Read SEC document
November 01, 2021 Filed Nov 2, 2021 13:11 UTC SaleCommon Stock 7,765 $25.96 $201,579.40
Disclosure

SEC source: 0001419536-21-000175 · wf-form4_163587310695727.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 321,146

Read SEC document
October 29, 2021 Filed Nov 1, 2021 09:44 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000171 · wf-form4_163577423639277.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 132,229

F1 · price: This transaction represents a charitable donation and not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 12:44 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 20,000 $8.50 Strike: $8.50 $170,000.00
Disclosure

SEC source: 0001419536-21-000173 · wf-form4_163587147766280.xml · derivative · entry 4

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 12:44 UTC
Barry Edward FDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,394 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000173 · wf-form4_163587147766280.xml · nonDerivative · entry 2

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,150

Read SEC document
October 29, 2021 Filed Nov 2, 2021 12:44 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,000 $8.50 $170,000.00
Disclosure

SEC source: 0001419536-21-000173 · wf-form4_163587147766280.xml · nonDerivative · entry 1

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2021 Filed Feb 11, 2022 14:57 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionStock Options · Derivative 12,000 $8.50 Strike: $8.50 $102,000.00
Disclosure

SEC source: 0001419536-22-000047 · wf-form5_164459144498665.xml · derivative · entry 3

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: (1) The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 29, 2021 Filed Feb 11, 2022 14:57 UTC
Suss Eric M.EVP and CHRO
Tax withholdingCommon Stock 4,541 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000047 · wf-form5_164459144498665.xml · nonDerivative · entry 2

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,077

Read SEC document
October 29, 2021 Filed Feb 11, 2022 14:57 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionCommon Stock 12,000 $8.50 $102,000.00
Disclosure

SEC source: 0001419536-22-000047 · wf-form5_164459144498665.xml · nonDerivative · entry 1

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 14:17 UTC SaleCommon Stock 2,243 $26.01 $58,340.43
Disclosure

SEC source: 0001419536-21-000169 · wf-form4_163544500793277.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 136,229

Read SEC document
October 27, 2021 Filed Oct 28, 2021 14:17 UTC SaleCommon Stock 2,242 $26.01 $58,314.42
Disclosure

SEC source: 0001419536-21-000169 · wf-form4_163544500793277.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 328,911

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Exercise / conversionStock Options · Derivative 1,750 $14.54 Strike: $14.54 $25,445.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · derivative · entry 11

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,750 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Exercise / conversionStock Options · Derivative 4,500 $11.38 Strike: $11.38 $51,210.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · derivative · entry 10

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Exercise / conversionStock Options · Derivative 7,200 $12.38 Strike: $12.38 $89,136.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · derivative · entry 9

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 7,200 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Exercise / conversionStock Options · Derivative 2,600 $8.50 Strike: $8.50 $22,100.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · derivative · entry 8

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Exercise / conversionCommon Stock 1,750 $14.54 $25,445.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · nonDerivative · entry 4

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Exercise / conversionCommon Stock 4,500 $11.38 $51,210.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · nonDerivative · entry 3

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Exercise / conversionCommon Stock 7,200 $12.38 $89,136.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · nonDerivative · entry 2

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Exercise / conversionCommon Stock 2,600 $8.50 $22,100.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2021 Filed Oct 18, 2021 13:50 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 4,000 $12.38 Strike: $12.38 $49,520.00
Disclosure

SEC source: 0001419536-21-000164 · wf-form4_163456502150213.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 14, 2021 Filed Oct 18, 2021 13:50 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 4,000 $12.38 $49,520.00
Disclosure

SEC source: 0001419536-21-000164 · wf-form4_163456502150213.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2021 Filed Oct 7, 2021 22:13 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 2,000 $12.38 Strike: $12.38 $24,760.00
Disclosure

SEC source: 0001419536-21-000162 · wf-form4_163364480155165.xml · derivative · entry 3

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 06, 2021 Filed Oct 7, 2021 22:13 UTC
JACKSON ALAN WExecutive VP and CFO
Tax withholdingCommon Stock 997 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000162 · wf-form4_163364480155165.xml · nonDerivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,003

Read SEC document
October 06, 2021 Filed Oct 7, 2021 22:13 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 2,000 $12.38 $24,760.00
Disclosure

SEC source: 0001419536-21-000162 · wf-form4_163364480155165.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:56 UTC Exercise / conversionStock Options · Derivative 1,350 $14.54 Strike: $14.54 $19,629.00
Disclosure

SEC source: 0001419536-21-000160 · wf-form4_163364020431145.xml · derivative · entry 11

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 1,350 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:56 UTC Exercise / conversionStock Options · Derivative 4,800 $11.38 Strike: $11.38 $54,624.00
Disclosure

SEC source: 0001419536-21-000160 · wf-form4_163364020431145.xml · derivative · entry 10

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:56 UTC Exercise / conversionStock Options · Derivative 8,100 $12.38 Strike: $12.38 $100,278.00
Disclosure

SEC source: 0001419536-21-000160 · wf-form4_163364020431145.xml · derivative · entry 9

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 8,100 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:56 UTC Exercise / conversionStock Options · Derivative 5,300 $8.50 Strike: $8.50 $45,050.00
Disclosure

SEC source: 0001419536-21-000160 · wf-form4_163364020431145.xml · derivative · entry 8

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,300 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:56 UTC Tax withholdingCommon Stock 8,992 $24.42 $219,584.64
Disclosure

SEC source: 0001419536-21-000160 · wf-form4_163364020431145.xml · nonDerivative · entry 5

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,882

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:56 UTC Exercise / conversionCommon Stock 1,350 $14.54 $19,629.00
Disclosure

SEC source: 0001419536-21-000160 · wf-form4_163364020431145.xml · nonDerivative · entry 4

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:56 UTC Exercise / conversionCommon Stock 4,800 $11.38 $54,624.00
Disclosure

SEC source: 0001419536-21-000160 · wf-form4_163364020431145.xml · nonDerivative · entry 3

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:56 UTC Exercise / conversionCommon Stock 8,100 $12.38 $100,278.00
Disclosure

SEC source: 0001419536-21-000160 · wf-form4_163364020431145.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2021 Filed Oct 7, 2021 16:56 UTC Exercise / conversionCommon Stock 5,300 $8.50 $45,050.00
Disclosure

SEC source: 0001419536-21-000160 · wf-form4_163364020431145.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 27, 2021 Filed Aug 30, 2021 08:49 UTC SaleCommon Stock 4,526 $23.75 $107,493.86
Disclosure

SEC source: 0001419536-21-000158 · wf-form4_163032776735190.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 331,153

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.