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Nasdaq · USD

CBNK

Capital Bancorp Inc

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5367
SEC CIK
0001419536
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468

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 3, 2022 23:27 UTC GrantStock Options · Derivative 2,750 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000019 · wf-form4_164125244673194.xml · derivative · entry 3

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:27 UTC GrantCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000019 · wf-form4_164125244673194.xml · nonDerivative · entry 1

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,104

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:31 UTC GrantStock Options · Derivative 2,750 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000021 · wf-form4_164125266046311.xml · derivative · entry 7

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:31 UTC GrantCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000021 · wf-form4_164125266046311.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,023

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:22 UTC GrantStock Options · Derivative 1,800 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000017 · wf-form4_164125215959016.xml · derivative · entry 3

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:22 UTC GrantCommon Stock 871 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000017 · wf-form4_164125215959016.xml · nonDerivative · entry 1

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,385

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:15 UTC GrantStock Options · Derivative 1,400 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000013 · wf-form4_164125170437478.xml · derivative · entry 2

Greene Joseph M · CIK 0001846315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:15 UTC GrantCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000013 · wf-form4_164125170437478.xml · nonDerivative · entry 1

Greene Joseph M · CIK 0001846315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,927

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:06 UTC GrantStock Options · Derivative 2,250 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000009 · wf-form4_164125114366181.xml · derivative · entry 5

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:06 UTC GrantCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000009 · wf-form4_164125114366181.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,625

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:01 UTC GrantStock Options · Derivative 2,250 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000007 · wf-form4_164125086721299.xml · derivative · entry 3

Bailey Jerome Ronnell · CIK 0001902325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-12-31

F1 · derivative.exercise_date: (1) The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:01 UTC GrantCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000007 · wf-form4_164125086721299.xml · nonDerivative · entry 1

Bailey Jerome Ronnell · CIK 0001902325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,479

Read SEC document
December 31, 2021 Filed Jan 5, 2022 11:39 UTC
Dicker KarlEVP and COO
GrantStock Options · Derivative 6,055 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000028 · wf-form4_164140078472627.xml · derivative · entry 2

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,055

Underlying: Common Stock · 6,055 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 16:41 UTC
JACKSON ALAN WExecutive VP and CFO
GrantStock Options · Derivative 3,520 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000030 · wf-form4_164140090737077.xml · derivative · entry 4

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520

Underlying: Common Stock · 3,520 shares

Expires 2026-12-31

F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 16:41 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000030 · wf-form4_164140090737077.xml · derivative · entry 3

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 16:41 UTC
JACKSON ALAN WExecutive VP and CFO
Tax withholdingCommon Stock 753 $26.41 $19,886.73
Disclosure

SEC source: 0001419536-22-000030 · wf-form4_164140090737077.xml · nonDerivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,671

Read SEC document
December 31, 2021 Filed Jan 5, 2022 16:41 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000030 · wf-form4_164140090737077.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Feb 11, 2022 15:28 UTC
Yamada KathyEVP & Chief Credit Officer
GrantStock Options · Derivative 4,970 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000050 · wf-form5_164461131299906.xml · derivative · entry 4

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,970

Underlying: Common Stock · 4,970 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Feb 11, 2022 14:57 UTC
Suss Eric M.EVP and CHRO
GrantStock Options · Derivative 4,125 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000047 · wf-form5_164459144498665.xml · derivative · entry 4

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Underlying: Common Stock · 4,125 shares

Expires 2026-12-31

F1 · derivative.exercise_date: (1) The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 23, 2021 Filed Dec 27, 2021 20:57 UTC
Browning Scot RichardDirector · President of Capital Bank
Exercise / conversionStock Options · Derivative 10,000 $8.50 Strike: $8.50 $85,000.00
Disclosure

SEC source: 0001419536-21-000222 · wf-form4_164063865942678.xml · derivative · entry 3

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 23, 2021 Filed Dec 27, 2021 20:57 UTC
Browning Scot RichardDirector · President of Capital Bank
Tax withholdingCommon Stock 3,400 $25.00 $85,000.00
Disclosure

SEC source: 0001419536-21-000222 · wf-form4_164063865942678.xml · nonDerivative · entry 2

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,496

Read SEC document
December 23, 2021 Filed Dec 27, 2021 20:57 UTC
Browning Scot RichardDirector · President of Capital Bank
Exercise / conversionCommon Stock 10,000 $8.50 $85,000.00
Disclosure

SEC source: 0001419536-21-000222 · wf-form4_164063865942678.xml · nonDerivative · entry 1

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 16:44 UTC Exercise / conversionStock Options · Derivative 7,500 $8.50 Strike: $8.50 $63,750.00
Disclosure

SEC source: 0001419536-21-000213 · wf-form4_163975947820963.xml · derivative · entry 4

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 16:44 UTC Tax withholdingCommon Stock 2,512 $25.38 $63,754.56
Disclosure

SEC source: 0001419536-21-000213 · wf-form4_163975947820963.xml · nonDerivative · entry 2

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,514

Read SEC document
December 16, 2021 Filed Dec 17, 2021 16:44 UTC Exercise / conversionCommon Stock 7,500 $8.50 $63,750.00
Disclosure

SEC source: 0001419536-21-000213 · wf-form4_163975947820963.xml · nonDerivative · entry 1

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 09:10 UTC Exercise / conversionStock Options · Derivative 8,700 $12.38 Strike: $12.38 $107,706.00
Disclosure

SEC source: 0001419536-21-000211 · wf-form4_163905898936540.xml · derivative · entry 11

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 8,700 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 09:10 UTC Exercise / conversionStock Options · Derivative 1,350 $14.54 Strike: $14.54 $19,629.00
Disclosure

SEC source: 0001419536-21-000211 · wf-form4_163905898936540.xml · derivative · entry 10

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 1,350 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 09:10 UTC Exercise / conversionStock Options · Derivative 5,000 $11.38 Strike: $11.38 $56,900.00
Disclosure

SEC source: 0001419536-21-000211 · wf-form4_163905898936540.xml · derivative · entry 9

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 09:10 UTC Exercise / conversionCommon Stock 8,700 $12.38 $107,706.00
Disclosure

SEC source: 0001419536-21-000211 · wf-form4_163905898936540.xml · nonDerivative · entry 3

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 09:10 UTC Exercise / conversionCommon Stock 1,350 $14.54 $19,629.00
Disclosure

SEC source: 0001419536-21-000211 · wf-form4_163905898936540.xml · nonDerivative · entry 2

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 09:10 UTC Exercise / conversionCommon Stock 5,000 $11.38 $56,900.00
Disclosure

SEC source: 0001419536-21-000211 · wf-form4_163905898936540.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2021 Filed Feb 11, 2022 15:28 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionStock Options · Derivative 12,000 $8.50 Strike: $8.50 $102,000.00
Disclosure

SEC source: 0001419536-22-000050 · wf-form5_164461131299906.xml · derivative · entry 3

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 06, 2021 Filed Feb 11, 2022 15:28 UTC
Yamada KathyEVP & Chief Credit Officer
Tax withholdingCommon Stock 3,784 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000050 · wf-form5_164461131299906.xml · nonDerivative · entry 2

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,497

Read SEC document
December 06, 2021 Filed Feb 11, 2022 15:28 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionCommon Stock 12,000 $8.50 $102,000.00
Disclosure

SEC source: 0001419536-22-000050 · wf-form5_164461131299906.xml · nonDerivative · entry 1

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 14:33 UTC Disposition to issuerStock Options · Derivative 5,400 $8.50 Strike: $8.50 $45,900.00
Disclosure

SEC source: 0001419536-21-000208 · wf-form4_163881916630604.xml · derivative · entry 7

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,400 shares

Expires 2021-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 14:33 UTC Exercise / conversionCommon Stock 5,400 $8.50 $45,900.00
Disclosure

SEC source: 0001419536-21-000208 · wf-form4_163881916630604.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 19:34 UTC Exercise / conversionStock Options · Derivative 12,800 $27.29 Strike: $8.50 $349,312.00
Disclosure

SEC source: 0001419536-21-000209 · wf-form4_163881922905758.xml · derivative · entry 3

Greene Joseph M · CIK 0001846315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,800 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 19:34 UTC Tax withholdingCommon Stock 3,987 $27.29 $108,805.23
Disclosure

SEC source: 0001419536-21-000209 · wf-form4_163881922905758.xml · nonDerivative · entry 2

Greene Joseph M · CIK 0001846315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,264

Read SEC document
December 03, 2021 Filed Dec 6, 2021 19:34 UTC Exercise / conversionCommon Stock 12,800 $8.50 $108,800.00
Disclosure

SEC source: 0001419536-21-000209 · wf-form4_163881922905758.xml · nonDerivative · entry 1

Greene Joseph M · CIK 0001846315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 17:47 UTC Exercise / conversionStock Options · Derivative 10,576 $8.50 Strike: $8.50 $89,896.00
Disclosure

SEC source: 0001419536-21-000207 · wf-form4_163829446015409.xml · derivative · entry 8

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,576 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 17:47 UTC Tax withholdingCommon Stock 3,393 $0.00 $0.00
Disclosure

SEC source: 0001419536-21-000207 · wf-form4_163829446015409.xml · nonDerivative · entry 2

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,698

Read SEC document
November 29, 2021 Filed Nov 30, 2021 17:47 UTC Exercise / conversionCommon Stock 10,576 $8.50 $89,896.00
Disclosure

SEC source: 0001419536-21-000207 · wf-form4_163829446015409.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 10:40 UTC SaleCommon Stock 3,959 $27.76 $109,901.84
Disclosure

SEC source: 0001419536-21-000205 · wf-form4_163776839137196.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 288,909

Read SEC document
November 15, 2021 Filed Nov 16, 2021 13:45 UTC SaleCommon Stock 3,644 $28.00 $102,032.00
Disclosure

SEC source: 0001419536-21-000200 · wf-form4_163708826795730.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 292,868

Read SEC document
November 15, 2021 Filed Nov 16, 2021 18:53 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 3,250 $11.38 Strike: $11.38 $36,985.00
Disclosure

SEC source: 0001419536-21-000201 · wf-form4_163708870548033.xml · derivative · entry 3

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

Underlying: Common Stock · 3,250 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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November 15, 2021 Filed Nov 16, 2021 18:53 UTC
JACKSON ALAN WExecutive VP and CFO
Tax withholdingCommon Stock 1,329 $11.38 $15,124.02
Disclosure

SEC source: 0001419536-21-000201 · wf-form4_163708870548033.xml · nonDerivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,924

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November 15, 2021 Filed Nov 16, 2021 18:53 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 3,250 $11.38 $36,985.00
Disclosure

SEC source: 0001419536-21-000201 · wf-form4_163708870548033.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 12, 2021 Filed Nov 15, 2021 09:12 UTC SaleCommon Stock 2,009 $27.63 $55,508.67
Disclosure

SEC source: 0001419536-21-000197 · wf-form4_163698549889526.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 95,807

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November 12, 2021 Filed Nov 15, 2021 09:12 UTC SaleCommon Stock 2,001 $27.63 $55,287.63
Disclosure

SEC source: 0001419536-21-000197 · wf-form4_163698549889526.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 296,512

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November 11, 2021 Filed Nov 12, 2021 10:23 UTC SaleCommon Stock 567 $27.60 $15,651.75
Disclosure

SEC source: 0001419536-21-000194 · wf-form4_163673059175638.xml · nonDerivative · entry 2

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shari G. Ashman Trust

Disclosed balance after: 97,816

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.