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Nasdaq · USD

CBNK

Capital Bancorp Inc

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5367
SEC CIK
0001419536
Parsed reports
468

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2022 Filed Dec 7, 2022 22:02 UTC Exercise / conversionCommon Stock 15,200 $12.38 $188,176.00
Disclosure

SEC source: 0001419536-22-000117 · wf-form4_167045053121519.xml · nonDerivative · entry 1

Bailey Jerome Ronnell · CIK 0001902325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:54 UTC Exercise / conversionStock Options · Derivative 14,400 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000115 · wf-form4_167045007494519.xml · derivative · entry 7

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,400 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:54 UTC Exercise / conversionCommon Stock 14,400 $12.38 $178,272.00
Disclosure

SEC source: 0001419536-22-000115 · wf-form4_167045007494519.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 13:48 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000111 · wf-form4_166741128973659.xml · derivative · entry 6

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 13:48 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,000 $12.38 $247,600.00
Disclosure

SEC source: 0001419536-22-000111 · wf-form4_166741128973659.xml · nonDerivative · entry 1

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:16 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionStock Options · Derivative 7,371 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000109 · wf-form4_166740938722106.xml · derivative · entry 4

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,371 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: (1) The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:16 UTC
Suss Eric M.EVP and CHRO
Tax withholdingCommon Stock 3,656 $24.96 $91,253.76
Disclosure

SEC source: 0001419536-22-000109 · wf-form4_166740938722106.xml · nonDerivative · entry 2

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,439

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:16 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionCommon Stock 7,371 $12.38 $91,252.98
Disclosure

SEC source: 0001419536-22-000109 · wf-form4_166740938722106.xml · nonDerivative · entry 1

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 18:12 UTC
Poynot Steven MEVP, Chief Operating Officer
GrantStock Options · Derivative 2,000 $0.00 Strike: $24.25 $0.00
Disclosure

SEC source: 0001419536-22-000103 · wf-form4_166559833296677.xml · derivative · entry 2

Poynot Steven M · CIK 0001913351 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-10-11

F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 18:12 UTC
Poynot Steven MEVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000103 · wf-form4_166559833296677.xml · derivative · entry 1

Poynot Steven M · CIK 0001913351 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/11/2023.

F2 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/11/2023.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 13:16 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionStock Options · Derivative 4,629 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000093 · wf-form4_166324774712057.xml · derivative · entry 3

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,371

Underlying: Common Stock · 4,629 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: (1) The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 13:16 UTC
Suss Eric M.EVP and CHRO
Tax withholdingCommon Stock 2,982 $25.22 $75,206.04
Disclosure

SEC source: 0001419536-22-000093 · wf-form4_166324774712057.xml · nonDerivative · entry 2

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,724

Read SEC document
September 13, 2022 Filed Sep 15, 2022 13:16 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionCommon Stock 4,629 $12.38 $57,307.02
Disclosure

SEC source: 0001419536-22-000093 · wf-form4_166324774712057.xml · nonDerivative · entry 1

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 19:36 UTC Exercise / conversionStock Options · Derivative 938 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001419536-22-000088 · wf-form4_165946895149372.xml · derivative · entry 11

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Common Stock · 938 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 19:36 UTC Exercise / conversionStock Options · Derivative 1,750 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-22-000088 · wf-form4_165946895149372.xml · derivative · entry 10

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,750 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 19:36 UTC Exercise / conversionStock Options · Derivative 2,250 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001419536-22-000088 · wf-form4_165946895149372.xml · derivative · entry 9

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 19:36 UTC Exercise / conversionStock Options · Derivative 2,400 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000088 · wf-form4_165946895149372.xml · derivative · entry 8

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 19:36 UTC Exercise / conversionCommon Stock 938 $13.89 $13,028.82
Disclosure

SEC source: 0001419536-22-000088 · wf-form4_165946895149372.xml · nonDerivative · entry 4

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 19:36 UTC Exercise / conversionCommon Stock 1,750 $14.54 $25,445.00
Disclosure

SEC source: 0001419536-22-000088 · wf-form4_165946895149372.xml · nonDerivative · entry 3

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 19:36 UTC Exercise / conversionCommon Stock 2,400 $12.38 $29,712.00
Disclosure

SEC source: 0001419536-22-000088 · wf-form4_165946895149372.xml · nonDerivative · entry 2

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 19:36 UTC Exercise / conversionCommon Stock 2,250 $11.38 $25,605.00
Disclosure

SEC source: 0001419536-22-000088 · wf-form4_165946895149372.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2022 Filed Jul 19, 2022 19:26 UTC Exercise / conversionStock Options · Derivative 15,600 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000080 · wf-form4_165825875653596.xml · derivative · entry 5

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,600 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
July 14, 2022 Filed Jul 19, 2022 19:26 UTC GiftCommon Stock 351 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000080 · wf-form4_165825875653596.xml · nonDerivative · entry 4

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Prudent Investments, LLC

Disclosed balance after: 663,313

F1 · kind: This transaction involves a transfer of 351 shares from the reporting person's direct holdings to Prudent Investments LLC.

Read SEC document
July 14, 2022 Filed Jul 19, 2022 19:26 UTC GiftCommon Stock 351 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000080 · wf-form4_165825875653596.xml · nonDerivative · entry 3

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,353

F1 · kind: This transaction involves a transfer of 351 shares from the reporting person's direct holdings to Prudent Investments LLC.

Read SEC document
July 14, 2022 Filed Jul 19, 2022 19:26 UTC Exercise / conversionCommon Stock 15,600 $12.38 $193,128.00
Disclosure

SEC source: 0001419536-22-000080 · wf-form4_165825875653596.xml · nonDerivative · entry 1

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2022 Filed May 24, 2022 09:41 UTC
Dicker KarlEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000074 · wf-form4_165339965989455.xml · derivative · entry 2

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in four equal annual installments beginning 5/21/20.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in four equal annual installments beginning 5/21/20.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in four equal annual installments beginning 5/21/20.

Read SEC document
May 21, 2022 Filed May 24, 2022 09:41 UTC
Dicker KarlEVP and COO
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000074 · wf-form4_165339965989455.xml · nonDerivative · entry 1

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2022 Filed Nov 2, 2022 17:16 UTC
Suss Eric M.EVP and CHRO
SaleCommon Stock 5,000 $22.54 $112,700.00
Disclosure

SEC source: 0001419536-22-000109 · wf-form4_166740938722106.xml · nonDerivative · entry 3

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,439

Read SEC document
February 15, 2022 Filed Feb 16, 2022 11:06 UTC
Barry Edward FDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 9,495 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000052 · wf-form4_164502759434434.xml · derivative · entry 8

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,495

Underlying: Common Stock · 9,495 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F4 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/23.

F4 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/23.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 11:06 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,469 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000052 · wf-form4_164502759434434.xml · derivative · entry 7

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,936

Underlying: Common Stock · 6,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/22.

F3 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/22.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 11:06 UTC
Barry Edward FDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,948 $24.75 $48,213.00
Disclosure

SEC source: 0001419536-22-000052 · wf-form4_164502759434434.xml · nonDerivative · entry 2

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,565

Read SEC document
February 15, 2022 Filed Feb 16, 2022 11:06 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,469 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000052 · wf-form4_164502759434434.xml · nonDerivative · entry 1

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 11:06 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,571 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000052 · wf-form4_164502759434434.xml · derivative · entry 6

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,571

Underlying: Common Stock · 5,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/14/21.

F2 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/14/21.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 11:06 UTC
Barry Edward FDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,677 $24.68 $41,388.36
Disclosure

SEC source: 0001419536-22-000052 · wf-form4_164502759434434.xml · nonDerivative · entry 4

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,565

Read SEC document
February 14, 2022 Filed Feb 16, 2022 11:06 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,571 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000052 · wf-form4_164502759434434.xml · nonDerivative · entry 3

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 19:21 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 4,000 $12.38 Strike: $12.38 $49,520.00
Disclosure

SEC source: 0001419536-22-000045 · wf-form4_164374328998518.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 19:21 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 4,000 $12.38 $49,520.00
Disclosure

SEC source: 0001419536-22-000045 · wf-form4_164374328998518.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2022 Filed Jan 20, 2022 11:28 UTC Exercise / conversionStock Options · Derivative 2,900 $12.38 Strike: $12.38 $35,902.00
Disclosure

SEC source: 0001419536-22-000037 · wf-form4_164269606865906.xml · derivative · entry 7

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,900 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 19, 2022 Filed Jan 20, 2022 11:28 UTC Exercise / conversionCommon Stock 2,900 $12.38 $35,902.00
Disclosure

SEC source: 0001419536-22-000037 · wf-form4_164269606865906.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 11:39 UTC
Dicker KarlEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000028 · wf-form4_164140078472627.xml · derivative · entry 8

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in three equal annual installments beginning 1/01/22.

F3 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in three equal annual installments beginning 1/01/22.

F3 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in three equal annual installments beginning 1/01/22.

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January 01, 2022 Filed Jan 5, 2022 11:39 UTC
Dicker KarlEVP and COO
Exercise / conversionCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000028 · wf-form4_164140078472627.xml · nonDerivative · entry 1

Dicker Karl · CIK 0001753961 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 01, 2022 Filed Feb 16, 2022 11:25 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000054 · wf-form4_164502871231977.xml · derivative · entry 3

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on 1/1/22.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning on 1/1/22.

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January 01, 2022 Filed Feb 16, 2022 11:25 UTC
Yamada KathyEVP & Chief Credit Officer
Tax withholdingCommon Stock 591 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000054 · wf-form4_164502871231977.xml · nonDerivative · entry 2

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,573

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January 01, 2022 Filed Feb 16, 2022 11:25 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000054 · wf-form4_164502871231977.xml · nonDerivative · entry 1

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 18:37 UTC
Barry Edward FDirector · Chief Executive Officer
GrantStock Options · Derivative 12,500 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000023 · wf-form4_164125302334599.xml · derivative · entry 3

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2026-12-31

F1 · derivative.exercise_date: (1) The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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December 31, 2021 Filed Jan 3, 2022 18:18 UTC GrantStock Options · Derivative 2,250 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000015 · wf-form4_164125192624972.xml · derivative · entry 7

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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December 31, 2021 Filed Jan 3, 2022 18:18 UTC GrantCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000015 · wf-form4_164125192624972.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,529

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December 31, 2021 Filed Jan 3, 2022 18:10 UTC GrantStock Options · Derivative 2,250 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000011 · wf-form4_164125142844762.xml · derivative · entry 6

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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December 31, 2021 Filed Jan 3, 2022 18:10 UTC GrantCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000011 · wf-form4_164125142844762.xml · nonDerivative · entry 1

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386

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December 31, 2021 Filed Jan 3, 2022 23:41 UTC
Browning Scot RichardDirector · President of Capital Bank
GrantStock Options · Derivative 5,585 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001419536-22-000025 · wf-form4_164125327350901.xml · derivative · entry 2

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,585

Underlying: Common Stock · 5,585 shares

Expires 2026-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.