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Nasdaq · USD

CBNK

Capital Bancorp Inc

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5367
SEC CIK
0001419536
Parsed reports
468

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,918 $21.26 $62,036.68
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · nonDerivative · entry 4

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,174

Read SEC document
February 15, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,469 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · nonDerivative · entry 3

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,571 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · derivative · entry 8

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/14/21.

F2 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/14/21.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,513 $21.00 $52,773.00
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · nonDerivative · entry 2

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,623

Read SEC document
February 14, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,571 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · nonDerivative · entry 1

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 17:52 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 1,800 $11.38 Strike: $11.38 $20,484.00
Disclosure

SEC source: 0001419536-23-000021 · wf-form4_167354594884267.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,450

Underlying: Common Stock · 1,800 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 17:52 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 1,800 $11.38 $20,484.00
Disclosure

SEC source: 0001419536-23-000021 · wf-form4_167354594884267.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:38 UTC
Dicker KarlEVP and President of OpenSky
Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000016 · wf-form4_167286826498827.xml · derivative · entry 3

Dicker Karl · CIK 0001753961 · EVP and President of OpenSky

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in three equal annual installments beginning 1/01/22.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in three equal annual installments beginning 1/01/22.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in three equal annual installments beginning 1/01/22.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:38 UTC
Dicker KarlEVP and President of OpenSky
GrantStock Options · Derivative 5,325 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000016 · wf-form4_167286826498827.xml · derivative · entry 2

Dicker Karl · CIK 0001753961 · EVP and President of OpenSky

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,325

Underlying: Common Stock · 5,325 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:38 UTC
Dicker KarlEVP and President of OpenSky
Exercise / conversionCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000016 · wf-form4_167286826498827.xml · nonDerivative · entry 1

Dicker Karl · CIK 0001753961 · EVP and President of OpenSky

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:34 UTC
Barry Edward FDirector · Chief Executive Officer
GrantStock Options · Derivative 15,351 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000013 · wf-form4_167286803251504.xml · derivative · entry 3

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,351

Underlying: Common Stock · 15,351 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:29 UTC GrantStock Options · Derivative 2,788 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000010 · wf-form4_167286776848332.xml · derivative · entry 7

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Underlying: Common Stock · 2,788 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:29 UTC GrantCommon Stock 1,359 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000010 · wf-form4_167286776848332.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,788

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:24 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000006 · wf-form4_167286746384076.xml · derivative · entry 4

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on 1/1/22.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning on 1/1/22.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:24 UTC
Yamada KathyEVP & Chief Credit Officer
GrantStock Options · Derivative 3,785 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000006 · wf-form4_167286746384076.xml · derivative · entry 3

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,785

Underlying: Common Stock · 3,785 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:24 UTC
Yamada KathyEVP & Chief Credit Officer
Tax withholdingCommon Stock 591 $23.23 $13,728.93
Disclosure

SEC source: 0001419536-23-000006 · wf-form4_167286746384076.xml · nonDerivative · entry 2

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,562

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:24 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000006 · wf-form4_167286746384076.xml · nonDerivative · entry 1

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:36 UTC GrantStock Options · Derivative 2,352 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000015 · wf-form4_167286817623567.xml · derivative · entry 7

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,352

Underlying: Common Stock · 2,352 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:36 UTC GrantCommon Stock 1,147 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000015 · wf-form4_167286817623567.xml · nonDerivative · entry 1

Brannan C Scott · CIK 0001431904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:43 UTC GrantStock Options · Derivative 3,485 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000019 · wf-form4_167286859224043.xml · derivative · entry 3

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,485

Underlying: Common Stock · 3,485 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:43 UTC GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000019 · wf-form4_167286859224043.xml · nonDerivative · entry 1

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,052

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:42 UTC GrantStock Options · Derivative 3,485 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000018 · wf-form4_167286850938078.xml · derivative · entry 7

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,485

Underlying: Common Stock · 3,485 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:42 UTC GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000018 · wf-form4_167286850938078.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,122

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:40 UTC
Browning Scot RichardDirector · President of Capital Bank
GrantStock Options · Derivative 4,335 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000017 · wf-form4_167286838613500.xml · derivative · entry 2

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,335

Underlying: Common Stock · 4,335 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:35 UTC GrantStock Options · Derivative 871 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000014 · wf-form4_167286811927167.xml · derivative · entry 2

Greene Joseph M · CIK 0001846315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871

Underlying: Common Stock · 871 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:35 UTC GrantCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000014 · wf-form4_167286811927167.xml · nonDerivative · entry 1

Greene Joseph M · CIK 0001846315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,752

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:33 UTC GrantStock Options · Derivative 2,788 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000012 · wf-form4_167286795033020.xml · derivative · entry 5

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Underlying: Common Stock · 2,788 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:33 UTC GrantCommon Stock 1,359 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000012 · wf-form4_167286795033020.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,322

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:31 UTC
Suss Eric M.EVP and CHRO
GrantStock Options · Derivative 4,295 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000011 · wf-form4_167286784016197.xml · derivative · entry 2

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,295

Underlying: Common Stock · 4,295 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:28 UTC GrantStock Options · Derivative 3,485 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000009 · wf-form4_167286766605394.xml · derivative · entry 3

Bailey Jerome Ronnell · CIK 0001902325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,485

Underlying: Common Stock · 3,485 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:28 UTC GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000009 · wf-form4_167286766605394.xml · nonDerivative · entry 1

Bailey Jerome Ronnell · CIK 0001902325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,378

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:26 UTC GrantStock Options · Derivative 2,352 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000008 · wf-form4_167286759589005.xml · derivative · entry 3

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,352

Underlying: Common Stock · 2,352 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:26 UTC GrantCommon Stock 1,147 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000008 · wf-form4_167286759589005.xml · nonDerivative · entry 1

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,310

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:23 UTC
Poynot Steven MEVP, Chief Operating Officer
GrantStock Options · Derivative 2,300 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000005 · wf-form4_167286738425426.xml · derivative · entry 1

Poynot Steven M · CIK 0001913351 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:21 UTC
JACKSON ALAN WExecutive VP and CFO
GrantStock Options · Derivative 3,475 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001419536-23-000004 · wf-form4_167286729909608.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475

Underlying: Common Stock · 3,475 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:18 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000002 · wf-form4_167286709509083.xml · derivative · entry 3

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:18 UTC
JACKSON ALAN WExecutive VP and CFO
Tax withholdingCommon Stock 753 $23.23 $17,492.19
Disclosure

SEC source: 0001419536-23-000002 · wf-form4_167286709509083.xml · nonDerivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,418

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:18 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000002 · wf-form4_167286709509083.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:36 UTC
Browning Scot RichardDirector · President of Capital Bank
Exercise / conversionStock Options · Derivative 14,000 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000123 · wf-form4_167114018879864.xml · derivative · entry 3

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:36 UTC
Browning Scot RichardDirector · President of Capital Bank
Tax withholdingCommon Stock 7,219 $24.43 $176,360.17
Disclosure

SEC source: 0001419536-22-000123 · wf-form4_167114018879864.xml · nonDerivative · entry 2

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,277

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:36 UTC
Browning Scot RichardDirector · President of Capital Bank
Exercise / conversionCommon Stock 14,000 $12.38 $173,320.00
Disclosure

SEC source: 0001419536-22-000123 · wf-form4_167114018879864.xml · nonDerivative · entry 1

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:08 UTC Exercise / conversionStock Options · Derivative 12,400 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000121 · wf-form4_167113849469795.xml · derivative · entry 2

Greene Joseph M · CIK 0001846315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,400 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:08 UTC Exercise / conversionCommon Stock 12,400 $12.38 $153,512.00
Disclosure

SEC source: 0001419536-22-000121 · wf-form4_167113849469795.xml · nonDerivative · entry 1

Greene Joseph M · CIK 0001846315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 08, 2022 Filed Dec 12, 2022 17:26 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionStock Options · Derivative 12,000 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000119 · wf-form4_167088395769684.xml · derivative · entry 3

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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December 08, 2022 Filed Dec 12, 2022 17:26 UTC
Yamada KathyEVP & Chief Credit Officer
Tax withholdingCommon Stock 6,087 $0.00 $0.00
Disclosure

SEC source: 0001419536-22-000119 · wf-form4_167088395769684.xml · nonDerivative · entry 2

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,486

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December 08, 2022 Filed Dec 12, 2022 17:26 UTC
Yamada KathyEVP & Chief Credit Officer
Exercise / conversionCommon Stock 12,000 $12.38 $148,560.00
Disclosure

SEC source: 0001419536-22-000119 · wf-form4_167088395769684.xml · nonDerivative · entry 1

Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2022 Filed Jan 4, 2023 21:25 UTC Exercise / conversionStock Options · Derivative 7,600 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-23-000007 · wf-form5_167286752997059.xml · derivative · entry 4

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,600 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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December 07, 2022 Filed Jan 4, 2023 21:25 UTC Tax withholdingCommon Stock 3,822 $12.38 $47,316.36
Disclosure

SEC source: 0001419536-23-000007 · wf-form5_167286752997059.xml · nonDerivative · entry 2

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,163

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December 07, 2022 Filed Jan 4, 2023 21:25 UTC Exercise / conversionCommon Stock 7,600 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000007 · wf-form5_167286752997059.xml · nonDerivative · entry 1

RATNERSALZBERG DEBORAH · CIK 0001217466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 06, 2022 Filed Dec 7, 2022 22:02 UTC Exercise / conversionStock Options · Derivative 15,200 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-22-000117 · wf-form4_167045053121519.xml · derivative · entry 3

Bailey Jerome Ronnell · CIK 0001902325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,200 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: (1) The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.