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Nasdaq · USD

CBNK

Capital Bancorp Inc

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5367
SEC CIK
0001419536
Parsed reports
468

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2023 Filed Oct 12, 2023 20:55 UTC Exercise / conversionStock Options · Derivative 250 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001363166-23-000004 · wk-form4_1697144136.xml · derivative · entry 2

Perrine Constance E · CIK 0001363166 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 20:55 UTC Exercise / conversionCommon Stock 250 $11.38 $2,845.00
Disclosure

SEC source: 0001363166-23-000004 · wk-form4_1697144136.xml · nonDerivative · entry 1

Perrine Constance E · CIK 0001363166 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 18:59 UTC
Poynot Steven MPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001913351-23-000008 · wk-form4_1697223571.xml · derivative · entry 4

Poynot Steven M · CIK 0001913351 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/11/2023.

F3 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/11/2023.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 18:59 UTC
Poynot Steven MPresident and COO
Tax withholdingCommon Stock 201 $19.53 $3,925.53
Disclosure

SEC source: 0001913351-23-000008 · wk-form4_1697223571.xml · nonDerivative · entry 2

Poynot Steven M · CIK 0001913351 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466

Read SEC document
October 11, 2023 Filed Oct 13, 2023 18:59 UTC
Poynot Steven MPresident and COO
Exercise / conversionCommon Stock 667 Not disclosed Not disclosed
Disclosure

SEC source: 0001913351-23-000008 · wk-form4_1697223571.xml · nonDerivative · entry 1

Poynot Steven M · CIK 0001913351 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 14:11 UTC PurchaseCommon Stock 5,500 $19.68 $108,217.45
Disclosure

SEC source: 0001549390-23-000008 · wf-form4_169444148189032.xml · nonDerivative · entry 1

Scully Mary Ann · CIK 0001549390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Read SEC document
September 05, 2023 Filed Sep 12, 2023 14:11 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionStock Options · Derivative 4,218 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001753964-23-000008 · wf-form4_169452789098462.xml · derivative · entry 3

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,782

Underlying: Common Stock · 4,218 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: (1) The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 05, 2023 Filed Sep 12, 2023 14:11 UTC
Suss Eric M.EVP and CHRO
Tax withholdingCommon Stock 2,966 $19.79 $58,697.14
Disclosure

SEC source: 0001753964-23-000008 · wf-form4_169452789098462.xml · nonDerivative · entry 2

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,691

Read SEC document
September 05, 2023 Filed Sep 12, 2023 14:11 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionCommon Stock 4,218 $11.38 $48,000.84
Disclosure

SEC source: 0001753964-23-000008 · wf-form4_169452789098462.xml · nonDerivative · entry 1

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2023 Filed Jul 3, 2023 14:44 UTC
Walker JenningsEVP, Chief Financial Officer
GrantStock Options · Derivative 2,000 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001984010-23-000009 · wf-form4_168840988665742.xml · derivative · entry 2

Walker Jennings · CIK 0001984010 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2028-06-26

F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
June 26, 2023 Filed Jul 3, 2023 14:44 UTC
Walker JenningsEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001984010-23-000009 · wf-form4_168840988665742.xml · derivative · entry 1

Walker Jennings · CIK 0001984010 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 6/26/2024.

F2 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 6/26/2024.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 14:52 UTC PurchaseCommon Stock 4 $19.20 $76.80
Disclosure

SEC source: 0001419536-23-000099 · wf-form4_168684071122936.xml · nonDerivative · entry 1

Perrine Constance E · CIK 0001363166 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,630

Read SEC document
June 02, 2023 Filed Jun 2, 2023 18:15 UTC
Poynot Steven MEVP, Chief Operating Officer
PurchaseCommon Stock 1,500 $17.05 $25,575.00
Disclosure

SEC source: 0001913351-23-000005 · wf-form4_168572970122518.xml · nonDerivative · entry 1

Poynot Steven M · CIK 0001913351 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 2,503

F1 · balance_after: Includes 3 shares acquired through dividend reinvestment since the date of the Reporting Person's last report.

Read SEC document
May 21, 2023 Filed Jul 6, 2023 16:49 UTC
Dicker KarlEVP and President of OpenSky
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000101 · wf-form4_168867655939962.xml · derivative · entry 3

Dicker Karl · CIK 0001753961 · EVP and President of OpenSky

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in four equal annual installments beginning 5/21/20.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in four equal annual installments beginning 5/21/20.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in four equal annual installments beginning 5/21/20.

Read SEC document
May 21, 2023 Filed Jul 6, 2023 16:49 UTC
Dicker KarlEVP and President of OpenSky
Tax withholdingCommon Stock 903 $16.83 $15,197.49
Disclosure

SEC source: 0001419536-23-000101 · wf-form4_168867655939962.xml · nonDerivative · entry 2

Dicker Karl · CIK 0001753961 · EVP and President of OpenSky

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,527

Read SEC document
May 21, 2023 Filed Jul 6, 2023 16:49 UTC
Dicker KarlEVP and President of OpenSky
Exercise / conversionCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001419536-23-000101 · wf-form4_168867655939962.xml · nonDerivative · entry 1

Dicker Karl · CIK 0001753961 · EVP and President of OpenSky

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
May 18, 2023 Filed May 22, 2023 11:08 UTC
Dicker KarlEVP and President of OpenSky
Exercise / conversionStock Options · Derivative 12,000 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-23-000087 · wf-form4_168476809398396.xml · derivative · entry 2

Dicker Karl · CIK 0001753961 · EVP and President of OpenSky

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
May 18, 2023 Filed May 22, 2023 11:08 UTC
Dicker KarlEVP and President of OpenSky
Exercise / conversionCommon Stock 12,000 $12.38 $148,560.00
Disclosure

SEC source: 0001419536-23-000087 · wf-form4_168476809398396.xml · nonDerivative · entry 1

Dicker Karl · CIK 0001753961 · EVP and President of OpenSky

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2023 Filed May 22, 2023 15:10 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 3,900 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001419536-23-000089 · wf-form4_168476821126132.xml · derivative · entry 5

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
May 18, 2023 Filed May 22, 2023 15:10 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 9,000 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-23-000089 · wf-form4_168476821126132.xml · derivative · entry 4

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 9,000 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
May 18, 2023 Filed May 22, 2023 15:10 UTC
JACKSON ALAN WExecutive VP and CFO
Tax withholdingCommon Stock 11,380 $16.75 $190,615.00
Disclosure

SEC source: 0001419536-23-000089 · wf-form4_168476821126132.xml · nonDerivative · entry 3

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,188

Read SEC document
May 18, 2023 Filed May 22, 2023 15:10 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 3,900 $13.89 $54,171.00
Disclosure

SEC source: 0001419536-23-000089 · wf-form4_168476821126132.xml · nonDerivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2023 Filed May 22, 2023 15:10 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 9,000 $14.54 $130,860.00
Disclosure

SEC source: 0001419536-23-000089 · wf-form4_168476821126132.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 9, 2023 16:01 UTC Exercise / conversionStock Options · Derivative 1,500 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001419536-23-000081 · wf-form4_168364810026529.xml · derivative · entry 2

Perrine Constance E · CIK 0001363166 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 1,500 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 9, 2023 16:01 UTC Exercise / conversionCommon Stock 1,500 $11.38 $17,070.00
Disclosure

SEC source: 0001419536-23-000081 · wf-form4_168364810026529.xml · nonDerivative · entry 1

Perrine Constance E · CIK 0001363166 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 8, 2023 12:50 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 3,150 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001419536-23-000079 · wf-form4_168355021156593.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,150 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
May 04, 2023 Filed May 8, 2023 12:50 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 3,150 $11.38 $35,847.00
Disclosure

SEC source: 0001419536-23-000079 · wf-form4_168355021156593.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:55 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 300 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001419536-23-000056 · wf-form4_167908289379430.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 300 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:55 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 300 $11.38 $3,414.00
Disclosure

SEC source: 0001419536-23-000056 · wf-form4_167908289379430.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 09:08 UTC PurchaseCommon Stock 5,000 $16.75 $83,750.00
Disclosure

SEC source: 0001419536-23-000049 · wf-form4_167888572519500.xml · nonDerivative · entry 3

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RJL Investment Company, LLC

Disclosed balance after: 30,700

Read SEC document
March 14, 2023 Filed Mar 15, 2023 09:08 UTC PurchaseCommon Stock 5,000 $17.25 $86,250.00
Disclosure

SEC source: 0001419536-23-000049 · wf-form4_167888572519500.xml · nonDerivative · entry 2

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RJL Investment Company, LLC

Disclosed balance after: 25,700

Read SEC document
March 14, 2023 Filed Mar 15, 2023 09:08 UTC PurchaseCommon Stock 5,000 $17.75 $88,750.00
Disclosure

SEC source: 0001419536-23-000049 · wf-form4_167888572519500.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RJL Investment Company, LLC

Disclosed balance after: 20,700

Read SEC document
March 14, 2023 Filed Mar 15, 2023 14:45 UTC
Poynot Steven MEVP, Chief Operating Officer
PurchaseCommon Stock 100 $16.99 $1,699.00
Disclosure

SEC source: 0001419536-23-000052 · wf-form4_167889150220549.xml · nonDerivative · entry 2

Poynot Steven M · CIK 0001913351 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
March 14, 2023 Filed Mar 15, 2023 14:45 UTC
Poynot Steven MEVP, Chief Operating Officer
PurchaseCommon Stock 900 $17.00 $15,300.00
Disclosure

SEC source: 0001419536-23-000052 · wf-form4_167889150220549.xml · nonDerivative · entry 1

Poynot Steven M · CIK 0001913351 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Read SEC document
March 14, 2023 Filed Jun 2, 2023 17:31 UTC Amendment
Poynot Steven MEVP, Chief Operating Officer
PurchaseCommon Stock 100 $16.99 $1,699.00
Disclosure

SEC source: 0001913351-23-000003 · wf-form4a_168572710678966.xml · nonDerivative · entry 2

Poynot Steven M · CIK 0001913351 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

F1 · balance_after: This amendment amends the total amount of common stock owned following the previously reported transaction effected on March 14, 2023.

Read SEC document
March 14, 2023 Filed Jun 2, 2023 17:31 UTC Amendment
Poynot Steven MEVP, Chief Operating Officer
PurchaseCommon Stock 900 $17.00 $15,300.00
Disclosure

SEC source: 0001913351-23-000003 · wf-form4a_168572710678966.xml · nonDerivative · entry 1

Poynot Steven M · CIK 0001913351 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

F1 · balance_after: This amendment amends the total amount of common stock owned following the previously reported transaction effected on March 14, 2023.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 12:16 UTC PurchaseCommon Stock 700 $16.50 $11,550.00
Disclosure

SEC source: 0001419536-23-000047 · wf-form4_167881057661066.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RJL Investment Company, LLC

Disclosed balance after: 15,700

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:43 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionStock Options · Derivative 3,000 $11.38 Strike: $11.38 $34,140.00
Disclosure

SEC source: 0001419536-23-000043 · wf-form4_167786541468536.xml · derivative · entry 2

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,000 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:43 UTC
JACKSON ALAN WExecutive VP and CFO
Exercise / conversionCommon Stock 3,000 $11.38 $34,140.00
Disclosure

SEC source: 0001419536-23-000043 · wf-form4_167786541468536.xml · nonDerivative · entry 1

JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 17:13 UTC Exercise / conversionStock Options · Derivative 1,688 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001419536-23-000039 · wf-form4_167667193678859.xml · derivative · entry 11

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687

Underlying: Common Stock · 1,688 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 17:13 UTC Exercise / conversionStock Options · Derivative 2,700 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-23-000039 · wf-form4_167667193678859.xml · derivative · entry 10

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 2,700 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 17:13 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001419536-23-000039 · wf-form4_167667193678859.xml · derivative · entry 9

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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February 16, 2023 Filed Feb 17, 2023 17:13 UTC Exercise / conversionCommon Stock 1,688 $13.89 $23,446.32
Disclosure

SEC source: 0001419536-23-000039 · wf-form4_167667193678859.xml · nonDerivative · entry 3

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2023 Filed Feb 17, 2023 17:13 UTC Exercise / conversionCommon Stock 2,700 $14.54 $39,258.00
Disclosure

SEC source: 0001419536-23-000039 · wf-form4_167667193678859.xml · nonDerivative · entry 2

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2023 Filed Feb 17, 2023 17:13 UTC Exercise / conversionCommon Stock 5,000 $11.38 $56,900.00
Disclosure

SEC source: 0001419536-23-000039 · wf-form4_167667193678859.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 15, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,165 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · derivative · entry 11

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,330

Underlying: Common Stock · 3,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F5 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/23.

F5 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/23.

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February 15, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,469 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · derivative · entry 10

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,467

Underlying: Common Stock · 6,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F4 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/22.

F4 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/22.

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February 15, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 7,714 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · derivative · entry 9

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,714

Underlying: Common Stock · 7,714 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/24.

F3 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/24.

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February 15, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,428 $21.26 $30,359.28
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · nonDerivative · entry 6

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,911

Read SEC document
February 15, 2023 Filed Feb 16, 2023 14:52 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,165 $0.00 $0.00
Disclosure

SEC source: 0001419536-23-000034 · wf-form4_167657710893382.xml · nonDerivative · entry 5

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.