Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2024 Filed Jan 3, 2024 17:02 UTC |
Kausmeyer Gary MChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001523232-24-000002 · wk-form4_1704301343.xml · derivative · entry 2 Kausmeyer Gary M · CIK 0001523232 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 600 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. F3 · derivative.exercise_date: The Restricted Stock Units will vest in three equal annual installments beginning 1/1/2025. F3 · derivative.expiration_date: The Restricted Stock Units will vest in three equal annual installments beginning 1/1/2025. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 17:02 UTC |
Kausmeyer Gary MChief Risk Officer
|
GrantStock Options · Derivative | 4,105 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0001523232-24-000002 · wk-form4_1704301343.xml · derivative · entry 1 Kausmeyer Gary M · CIK 0001523232 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,105 Underlying: Common Stock · 4,105 shares Expires 2029-01-01 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:57 UTC |
Dalaya JacobEVP, Chief Strategy Officer
|
GrantStock Options · Derivative | 2,000 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0001998916-24-000002 · wk-form4_1704301036.xml · derivative · entry 1 Dalaya Jacob · CIK 0001998916 · EVP, Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2029-01-01 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:52 UTC |
Browning Scot RichardDirector · Pres, Specialty & CRE Lending
|
GrantStock Options · Derivative | 4,500 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0001754236-24-000002 · wk-form4_1704300737.xml · derivative · entry 2 Browning Scot Richard · CIK 0001754236 · Director · Pres, Specialty & CRE Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2029-01-01 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:47 UTC |
Bernstein JoshuaDirector
|
GrantStock Options · Derivative | 3,400 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0001754082-24-000002 · wk-form4_1704300422.xml · derivative · entry 5 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,400 Underlying: Common Stock · 3,400 shares Expires 2029-01-01 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:47 UTC |
Bernstein JoshuaDirector
|
GrantCommon Stock | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001754082-24-000002 · wk-form4_1704300422.xml · nonDerivative · entry 1 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,271 Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:12 UTC |
Bailey Jerome RonnellDirector
|
GrantStock Options · Derivative | 3,400 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0001902325-24-000002 · wk-form4_1704298360.xml · derivative · entry 3 Bailey Jerome Ronnell · CIK 0001902325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,400 Underlying: Common Stock · 3,400 shares Expires 2029-01-01 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:12 UTC |
Bailey Jerome RonnellDirector
|
GrantCommon Stock | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001902325-24-000002 · wk-form4_1704298360.xml · nonDerivative · entry 1 Bailey Jerome Ronnell · CIK 0001902325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,843 Read SEC document |
| January 01, 2024 Filed Feb 8, 2024 14:49 UTC Amendment |
Levitt Randall JamesDirector
|
GrantStock Options · Derivative | 2,800 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0001754029-24-000004 · wk-form4a_1707421774.xml · derivative · entry 6 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 2,800 shares Expires 2029-01-01 F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 01, 2024 Filed Feb 8, 2024 14:49 UTC Amendment |
Levitt Randall JamesDirector
|
GrantCommon Stock | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001754029-24-000004 · wk-form4a_1707421774.xml · nonDerivative · entry 1 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Randall James Levitt Revocable Trust Disclosed balance after: 264,471 F1 · balance_after: This amendment amends the nature of ownership from direct to indirect by Randall James Levitt Revocable Trust for the total amount of common stock owned following the previously reported transaction effected on January 1, 2024. F1 · ownership.direct: This amendment amends the nature of ownership from direct to indirect by Randall James Levitt Revocable Trust for the total amount of common stock owned following the previously reported transaction effected on January 1, 2024. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 14:16 UTC |
Browning Scot RichardDirector · Pres, Specialty & CRE Lending
|
Exercise / conversionStock Options · Derivative | 14,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001754236-23-000003 · wk-form4_1702390589.xml · derivative · entry 2 Browning Scot Richard · CIK 0001754236 · Director · Pres, Specialty & CRE Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 14:16 UTC |
Browning Scot RichardDirector · Pres, Specialty & CRE Lending
|
Exercise / conversionCommon Stock | 14,000 | $11.38 | $159,320.00 |
DisclosureSEC source: 0001754236-23-000003 · wk-form4_1702390589.xml · nonDerivative · entry 1 Browning Scot Richard · CIK 0001754236 · Director · Pres, Specialty & CRE Lending 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 15:40 UTC |
Whalen James F.Director
|
Exercise / conversionStock Options · Derivative | 11,250 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001754027-23-000007 · wk-form4_1702050040.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 15:40 UTC |
Whalen James F.Director
|
Exercise / conversionCommon Stock | 11,250 | $11.38 | $128,025.00 |
DisclosureSEC source: 0001754027-23-000007 · wk-form4_1702050040.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 00:06 UTC |
Bailey Jerome RonnellDirector
|
Exercise / conversionStock Options · Derivative | 11,250 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001902325-23-000003 · wk-form4_1701907585.xml · derivative · entry 3 Bailey Jerome Ronnell · CIK 0001902325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 00:06 UTC |
Bailey Jerome RonnellDirector
|
Exercise / conversionCommon Stock | 11,250 | $11.38 | $128,025.00 |
DisclosureSEC source: 0001902325-23-000003 · wk-form4_1701907585.xml · nonDerivative · entry 1 Bailey Jerome Ronnell · CIK 0001902325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 18:17 UTC |
Lewis Fred JosephDirector
|
Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001965134-23-000003 · wk-form4_1701713839.xml · derivative · entry 3 Lewis Fred Joseph · CIK 0001965134 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 18:17 UTC |
Lewis Fred JosephDirector
|
Exercise / conversionCommon Stock | 10,000 | $11.38 | $113,800.00 |
DisclosureSEC source: 0001965134-23-000003 · wk-form4_1701713839.xml · nonDerivative · entry 1 Lewis Fred Joseph · CIK 0001965134 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:32 UTC |
Schwartz Steven JayDirector
|
Exercise / conversionStock Options · Derivative | 11,250 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001419536-23-000133 · wk-form4_1700602322.xml · derivative · entry 3 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:32 UTC |
Schwartz Steven JayDirector
|
Exercise / conversionCommon Stock | 11,250 | $11.38 | $128,025.00 |
DisclosureSEC source: 0001419536-23-000133 · wk-form4_1700602322.xml · nonDerivative · entry 1 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 17:26 UTC |
Brannan C ScottDirector
|
GiftCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-039523 · wk-form4_1700259977.xml · nonDerivative · entry 3 Brannan C Scott · CIK 0001431904 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · UTMA for grandchild 3 Disclosed balance after: 338 Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 17:26 UTC |
Brannan C ScottDirector
|
GiftCommon Stock | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-039523 · wk-form4_1700259977.xml · nonDerivative · entry 2 Brannan C Scott · CIK 0001431904 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · UTMA for grandchild 2 Disclosed balance after: 339 Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 17:26 UTC |
Brannan C ScottDirector
|
GiftCommon Stock | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-039523 · wk-form4_1700259977.xml · nonDerivative · entry 1 Brannan C Scott · CIK 0001431904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,687 Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 09:55 UTC |
Yamada KathyEVP & Chief Credit Officer
|
Exercise / conversionStock Options · Derivative | 15,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001419536-23-000131 · wk-form4_1700578526.xml · derivative · entry 3 Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 09:55 UTC |
Yamada KathyEVP & Chief Credit Officer
|
Tax withholdingCommon Stock | 8,790 | $20.20 | $177,558.00 |
DisclosureSEC source: 0001419536-23-000131 · wk-form4_1700578526.xml · nonDerivative · entry 2 Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,772 Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 09:55 UTC |
Yamada KathyEVP & Chief Credit Officer
|
Exercise / conversionCommon Stock | 15,000 | $11.38 | $170,700.00 |
DisclosureSEC source: 0001419536-23-000131 · wk-form4_1700578526.xml · nonDerivative · entry 1 Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 18:43 UTC |
RATNERSALZBERG DEBORAHDirector
|
Exercise / conversionStock Options · Derivative | 8,400 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-23-038867 · wk-form4_1699987422.xml · derivative · entry 4 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,400 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 18:43 UTC |
RATNERSALZBERG DEBORAHDirector
|
Tax withholdingCommon Stock | 4,745 | $20.15 | $95,611.75 |
DisclosureSEC source: 0001628280-23-038867 · wk-form4_1699987422.xml · nonDerivative · entry 2 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,965 Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 18:43 UTC |
RATNERSALZBERG DEBORAHDirector
|
Exercise / conversionCommon Stock | 8,400 | $11.38 | $95,592.00 |
DisclosureSEC source: 0001628280-23-038867 · wk-form4_1699987422.xml · nonDerivative · entry 1 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 12:56 UTC |
Brannan C ScottDirector
|
Exercise / conversionStock Options · Derivative | 500 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-23-036951 · wk-form4_1699293372.xml · derivative · entry 8 Brannan C Scott · CIK 0001431904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 12:56 UTC |
Brannan C ScottDirector
|
Tax withholdingCommon Stock | 393 | $20.00 | $7,860.00 |
DisclosureSEC source: 0001628280-23-036951 · wk-form4_1699293372.xml · nonDerivative · entry 2 Brannan C Scott · CIK 0001431904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,794 Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 12:56 UTC |
Brannan C ScottDirector
|
Exercise / conversionCommon Stock | 500 | $11.38 | $5,690.00 |
DisclosureSEC source: 0001628280-23-036951 · wk-form4_1699293372.xml · nonDerivative · entry 1 Brannan C Scott · CIK 0001431904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 17:51 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionStock Options · Derivative | 938 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001754082-23-000007 · wk-form4_1699293105.xml · derivative · entry 10 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,874 Underlying: Common Stock · 938 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 17:51 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionStock Options · Derivative | 1,750 | $0.00 Strike: $14.54 | $0.00 |
DisclosureSEC source: 0001754082-23-000007 · wk-form4_1699293105.xml · derivative · entry 9 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2024-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 17:51 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionStock Options · Derivative | 2,250 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001754082-23-000007 · wk-form4_1699293105.xml · derivative · entry 8 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 17:51 UTC |
Bernstein JoshuaDirector
|
Tax withholdingCommon Stock | 3,204 | $20.00 | $64,080.00 |
DisclosureSEC source: 0001754082-23-000007 · wk-form4_1699293105.xml · nonDerivative · entry 4 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,056 Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 17:51 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionCommon Stock | 938 | $13.89 | $13,028.82 |
DisclosureSEC source: 0001754082-23-000007 · wk-form4_1699293105.xml · nonDerivative · entry 3 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 17:51 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionCommon Stock | 1,750 | $14.54 | $25,445.00 |
DisclosureSEC source: 0001754082-23-000007 · wk-form4_1699293105.xml · nonDerivative · entry 2 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 17:51 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionCommon Stock | 2,250 | $11.38 | $25,605.00 |
DisclosureSEC source: 0001754082-23-000007 · wk-form4_1699293105.xml · nonDerivative · entry 1 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 18:49 UTC |
Barry Edward FDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $11.41 | $0.00 |
DisclosureSEC source: 0001754011-23-000001 · wk-form4_1699051730.xml · derivative · entry 4 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 18:49 UTC |
Barry Edward FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 12,051 | $20.44 | $246,322.44 |
DisclosureSEC source: 0001754011-23-000001 · wk-form4_1699051730.xml · nonDerivative · entry 2 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,860 Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 18:49 UTC |
Barry Edward FDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 20,000 | $11.41 | $228,200.00 |
DisclosureSEC source: 0001754011-23-000001 · wk-form4_1699051730.xml · nonDerivative · entry 1 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:16 UTC |
Suss Eric M.EVP and CHRO
|
Exercise / conversionStock Options · Derivative | 10,782 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001753964-23-000011 · wk-form4_1699042566.xml · derivative · entry 3 Suss Eric M. · CIK 0001753964 · EVP and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,782 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:16 UTC |
Suss Eric M.EVP and CHRO
|
Tax withholdingCommon Stock | 6,003 | $20.44 | $122,701.32 |
DisclosureSEC source: 0001753964-23-000011 · wk-form4_1699042566.xml · nonDerivative · entry 2 Suss Eric M. · CIK 0001753964 · EVP and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,470 Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:16 UTC |
Suss Eric M.EVP and CHRO
|
Exercise / conversionCommon Stock | 10,782 | $11.38 | $122,699.16 |
DisclosureSEC source: 0001753964-23-000011 · wk-form4_1699042566.xml · nonDerivative · entry 1 Suss Eric M. · CIK 0001753964 · EVP and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2023 Filed Oct 31, 2023 17:26 UTC |
Dicker KarlEVP and President of OpenSky
|
Exercise / conversionStock Options · Derivative | 16,500 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001753961-23-000003 · wk-form4_1698787577.xml · derivative · entry 3 Dicker Karl · CIK 0001753961 · EVP and President of OpenSky 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,500 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| October 30, 2023 Filed Oct 31, 2023 17:26 UTC |
Dicker KarlEVP and President of OpenSky
|
Tax withholdingCommon Stock | 9,380 | $20.02 | $187,787.60 |
DisclosureSEC source: 0001753961-23-000003 · wk-form4_1698787577.xml · nonDerivative · entry 2 Dicker Karl · CIK 0001753961 · EVP and President of OpenSky 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,647 Read SEC document |
| October 30, 2023 Filed Oct 31, 2023 17:26 UTC |
Dicker KarlEVP and President of OpenSky
|
Exercise / conversionCommon Stock | 16,500 | $11.38 | $187,770.00 |
DisclosureSEC source: 0001753961-23-000003 · wk-form4_1698787577.xml · nonDerivative · entry 1 Dicker Karl · CIK 0001753961 · EVP and President of OpenSky 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2023 Filed Oct 31, 2023 21:27 UTC |
Dalaya JacobEVP, Chief Strategy Officer
|
GrantStock Options · Derivative | 1,000 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001998916-23-000004 · wk-form4_1698787661.xml · derivative · entry 2 Dalaya Jacob · CIK 0001998916 · EVP, Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-10-23 F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| October 23, 2023 Filed Oct 31, 2023 21:27 UTC |
Dalaya JacobEVP, Chief Strategy Officer
|
GrantRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001998916-23-000004 · wk-form4_1698787661.xml · derivative · entry 1 Dalaya Jacob · CIK 0001998916 · EVP, Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. F2 · derivative.exercise_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/23/2024. F2 · derivative.expiration_date: The Restricted Stock Unit will vest in three equal annual installments beginning 10/23/2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.