Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 2, 2022 01:31 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 1,804 | $44.52 | $80,314.08 |
DisclosureSEC source: 0001437749-22-008103 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,360 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:31 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 5,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008103 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 3,653 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008109 · rdgdoc.xml · derivative · entry 9 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F3 · shares: Of the previously reported target award of 2,780 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008109 · rdgdoc.xml · derivative · entry 8 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F2 · shares: Of the previously reported target award of 1,390 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008109 · rdgdoc.xml · derivative · entry 7 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F1 · shares: Of the previously reported target award of 1,328 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Tax withholdingCommon Stock | 824 | $44.52 | $36,684.48 |
DisclosureSEC source: 0001437749-22-008109 · rdgdoc.xml · nonDerivative · entry 6 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,507 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionCommon Stock | 2,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008109 · rdgdoc.xml · nonDerivative · entry 5 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 2,780 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Tax withholdingCommon Stock | 798 | $44.52 | $35,526.96 |
DisclosureSEC source: 0001437749-22-008109 · rdgdoc.xml · nonDerivative · entry 4 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,949 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionCommon Stock | 2,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008109 · rdgdoc.xml · nonDerivative · entry 3 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 1,390 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Tax withholdingCommon Stock | 656 | $44.52 | $29,205.12 |
DisclosureSEC source: 0001437749-22-008109 · rdgdoc.xml · nonDerivative · entry 2 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionCommon Stock | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008109 · rdgdoc.xml · nonDerivative · entry 1 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 1,328 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · derivative · entry 9 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F3 · shares: Of the previously reported target award of 4,727 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · derivative · entry 8 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F2 · shares: Of the previously reported target award of 2,363 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · derivative · entry 7 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F1 · shares: Of the previously reported target award of 2,258 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 1,401 | $44.52 | $62,372.52 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 6 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,884 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 5 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 4,727 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 1,356 | $44.52 | $60,369.12 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,235 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 3,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 2,363 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 1,115 | $44.52 | $49,639.80 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,670 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 3,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 2,258 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 12,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · derivative · entry 12 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F3 · shares: Of the previously reported target award of 12,513 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 6,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · derivative · entry 11 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F2 · shares: Of the previously reported target award of 6,256 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 5,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · derivative · entry 10 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F1 · shares: Of the previously reported target award of 5,977 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 5,316 | $44.52 | $236,668.32 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,984 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 10,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 12,513 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 5,148 | $44.52 | $229,188.96 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,578 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 10,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Of the previously reported target award of 6,256 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 4,230 | $44.52 | $188,319.60 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,343 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 8,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Of the previously reported target award of 5,977 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · derivative · entry 9 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F3 · shares: Of the previously reported target award of 5,283 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · derivative · entry 8 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F2 · shares: Of the previously reported target award of 2,641 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · derivative · entry 7 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F1 · shares: Of the previously reported target award of 2,523 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 2,245 | $44.52 | $99,947.40 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 6 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,379 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 4,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 5 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 5,283 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 2,174 | $44.52 | $96,786.48 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,097 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 4,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 2,641 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 1,438 | $44.52 | $64,019.76 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,888 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 2,523 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 10, 2022 Filed Feb 2, 2023 02:09 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 833.743 | $45.22 | $37,702.53 |
DisclosureSEC source: 0001437749-23-002292 · rdgdoc.xml · nonDerivative · entry 5 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 114,412.145 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| March 07, 2022 Filed Feb 2, 2023 02:09 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 2,531.294 | $44.11 | $111,642.72 |
DisclosureSEC source: 0001437749-23-002292 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 338,876.134 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 07, 2022 Filed Feb 2, 2023 02:04 UTC |
Liu ChangDirector · President & CEO
|
OtherCommon Stock | 4.012 | $44.11 | $176.95 |
DisclosureSEC source: 0001437749-23-002288 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,392.05 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:02 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005217 · rdgdoc.xml · derivative · entry 3 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 1,601 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 1,601 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:02 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Tax withholdingCommon Stock | 657 | $46.54 | $30,576.78 |
DisclosureSEC source: 0001437749-22-005217 · rdgdoc.xml · nonDerivative · entry 2 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,201 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:02 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionCommon Stock | 1,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005217 · rdgdoc.xml · nonDerivative · entry 1 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 1,601 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:58 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 1,204 | $46.54 | $56,034.16 |
DisclosureSEC source: 0001437749-22-005211 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,721.38 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:58 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 3,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005211 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,925.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 3,474 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:01 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005215 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 1,734 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 1,734 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:01 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 698 | $46.54 | $32,484.92 |
DisclosureSEC source: 0001437749-22-005215 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,562 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:01 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005215 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 1,734 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:59 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005213 · rdgdoc.xml · derivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 2,486 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were fully vested and distributed on March 3, 2022. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 2,486 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were fully vested and distributed on March 3, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.