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Nasdaq · USD

CATY

CATHAY GENERAL BANCORP

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Tapewire entity
2261
SEC CIK
0000861842
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202602
May 202601
Jun 202604
Jul 202604
Aug 202603
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2016 Filed Nov 16, 2016 23:27 UTC Exercise / conversionStock Option · Derivative 12,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042277 · rdgdoc.xml · derivative · entry 7

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 12,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:27 UTC SaleCommon Stock 12,000 $35.19 $422,269.20
Disclosure

SEC source: 0001437749-16-042277 · rdgdoc.xml · nonDerivative · entry 2

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,940.37

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:27 UTC Exercise / conversionCommon Stock 12,000 $23.37 $280,440.00
Disclosure

SEC source: 0001437749-16-042277 · rdgdoc.xml · nonDerivative · entry 1

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,940.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2016 Filed Feb 9, 2017 22:37 UTC
WONG IRWINSEVP, Chief Operating Officer
OtherCommon Stock 31.916 $31.16 $994.34
Disclosure

SEC source: 0001437749-17-002053 · rdgdoc.xml · nonDerivative · entry 3

WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,794.89

F1 · kind: Dividend Reinvestment.

Read SEC document
September 12, 2016 Filed Feb 9, 2017 22:38 UTC
TANG ANTHONY MDirector · Vice Chairman
OtherCommon Stock 1,596.64 $31.16 $49,743.32
Disclosure

SEC source: 0001437749-17-002054 · rdgdoc.xml · nonDerivative · entry 4

TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 629,498.38

F2 · kind: Dividend Reinvestment.

Read SEC document
September 12, 2016 Filed Feb 9, 2017 22:37 UTC OtherCommon Stock 60.249 $31.16 $1,877.06
Disclosure

SEC source: 0001437749-17-002052 · rdgdoc.xml · nonDerivative · entry 3

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,940

F1 · kind: Dividend Reinvestment.

Read SEC document
June 13, 2016 Filed Feb 9, 2017 22:37 UTC
WONG IRWINSEVP, Chief Operating Officer
OtherCommon Stock 33.547 $29.46 $988.29
Disclosure

SEC source: 0001437749-17-002053 · rdgdoc.xml · nonDerivative · entry 2

WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,794.89

F1 · kind: Dividend Reinvestment.

Read SEC document
June 13, 2016 Filed Feb 9, 2017 22:38 UTC
TANG ANTHONY MDirector · Vice Chairman
OtherCommon Stock 1,678.25 $29.46 $49,441.25
Disclosure

SEC source: 0001437749-17-002054 · rdgdoc.xml · nonDerivative · entry 3

TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 629,498.38

F2 · kind: Dividend Reinvestment.

Read SEC document
June 13, 2016 Filed Feb 9, 2017 22:37 UTC OtherCommon Stock 63.329 $29.46 $1,865.67
Disclosure

SEC source: 0001437749-17-002052 · rdgdoc.xml · nonDerivative · entry 2

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,940

F1 · kind: Dividend Reinvestment.

Read SEC document
March 11, 2016 Filed Feb 9, 2017 22:37 UTC
WONG IRWINSEVP, Chief Operating Officer
OtherCommon Stock 34.501 $28.47 $982.07
Disclosure

SEC source: 0001437749-17-002053 · rdgdoc.xml · nonDerivative · entry 1

WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,794.89

F1 · kind: Dividend Reinvestment.

Read SEC document
March 11, 2016 Filed Feb 9, 2017 22:38 UTC
TANG ANTHONY MDirector · Vice Chairman
OtherCommon Stock 1,725.999 $28.47 $49,130.56
Disclosure

SEC source: 0001437749-17-002054 · rdgdoc.xml · nonDerivative · entry 2

TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 629,498.38

F2 · kind: Dividend Reinvestment.

Read SEC document
March 11, 2016 Filed Feb 9, 2017 22:37 UTC OtherCommon Stock 65.131 $28.47 $1,853.95
Disclosure

SEC source: 0001437749-17-002052 · rdgdoc.xml · nonDerivative · entry 1

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,940

F1 · kind: Dividend Reinvestment.

Read SEC document
February 17, 2002 Filed Feb 22, 2017 21:14 UTC
WONG IRWINSEVP, Chief Operating Officer
Exercise / conversionCommon Stock 11,010 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-002979 · rdgdoc.xml · nonDerivative · entry 1

WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,804.89

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.