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Nasdaq · USD

CATY

CATHAY GENERAL BANCORP

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2261
SEC CIK
0000861842
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202602
May 202601
Jun 202604
Jul 202604
Aug 202603
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2016 Filed Dec 20, 2016 00:00 UTC
Tai PinCEO & President
GrantRestricted Stock Units · Derivative 19,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043530 · rdgdoc.xml · derivative · entry 3

Tai Pin · CIK 0001577235 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,946

Underlying: Common Stock · 19,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2019, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2018 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2019, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2018 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

Read SEC document
December 12, 2016 Filed Feb 9, 2017 22:37 UTC
WONG IRWINSEVP, Chief Operating Officer
OtherCommon Stock 30.981 $37.66 $1,166.74
Disclosure

SEC source: 0001437749-17-002053 · rdgdoc.xml · nonDerivative · entry 4

WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,794.89

F1 · kind: Dividend Reinvestment.

Read SEC document
December 12, 2016 Filed Feb 9, 2017 22:38 UTC
TANG ANTHONY MDirector · Vice Chairman
OtherCommon Stock 1,549.899 $37.66 $58,369.20
Disclosure

SEC source: 0001437749-17-002054 · rdgdoc.xml · nonDerivative · entry 5

TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 629,498.38

F2 · kind: Dividend Reinvestment.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:18 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-043003 · rdgdoc.xml · derivative · entry 6

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:18 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 20,000 $36.07 $721,462.00
Disclosure

SEC source: 0001437749-16-043003 · rdgdoc.xml · nonDerivative · entry 2

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:18 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 20,000 $23.37 $467,400.00
Disclosure

SEC source: 0001437749-16-043003 · rdgdoc.xml · nonDerivative · entry 1

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 00:55 UTC
TANG ANTHONY MDirector · Vice Chairman
SaleCommon Stock 32,340 $36.03 $1,165,129.35
Disclosure

SEC source: 0001437749-16-043055 · rdgdoc.xml · nonDerivative · entry 1

TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Read SEC document
December 01, 2016 Filed Dec 1, 2016 23:53 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042823 · rdgdoc.xml · derivative · entry 12

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 23:53 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 20,000 $35.51 $710,188.00
Disclosure

SEC source: 0001437749-16-042823 · rdgdoc.xml · nonDerivative · entry 6

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
December 01, 2016 Filed Dec 1, 2016 23:53 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 20,000 $23.37 $467,400.00
Disclosure

SEC source: 0001437749-16-042823 · rdgdoc.xml · nonDerivative · entry 5

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:53 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042823 · rdgdoc.xml · derivative · entry 11

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:53 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 10,000 $35.32 $353,242.00
Disclosure

SEC source: 0001437749-16-042823 · rdgdoc.xml · nonDerivative · entry 4

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:53 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 10,000 $23.37 $233,700.00
Disclosure

SEC source: 0001437749-16-042823 · rdgdoc.xml · nonDerivative · entry 3

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:53 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042823 · rdgdoc.xml · derivative · entry 10

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 30,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:53 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 30,000 $35.38 $1,061,319.00
Disclosure

SEC source: 0001437749-16-042823 · rdgdoc.xml · nonDerivative · entry 2

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:53 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 30,000 $23.37 $701,100.00
Disclosure

SEC source: 0001437749-16-042823 · rdgdoc.xml · nonDerivative · entry 1

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 00:04 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042688 · rdgdoc.xml · derivative · entry 12

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 00:04 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 20,000 $35.82 $716,472.00
Disclosure

SEC source: 0001437749-16-042688 · rdgdoc.xml · nonDerivative · entry 6

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 28, 2016 Filed Nov 29, 2016 00:04 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 20,000 $23.37 $467,400.00
Disclosure

SEC source: 0001437749-16-042688 · rdgdoc.xml · nonDerivative · entry 5

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 00:04 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 24,970 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042688 · rdgdoc.xml · derivative · entry 11

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 24,970 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 00:04 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 24,970 $36.21 $904,146.22
Disclosure

SEC source: 0001437749-16-042688 · rdgdoc.xml · nonDerivative · entry 4

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 25, 2016 Filed Nov 29, 2016 00:04 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 24,970 $23.37 $583,548.90
Disclosure

SEC source: 0001437749-16-042688 · rdgdoc.xml · nonDerivative · entry 3

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 29, 2016 00:04 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042688 · rdgdoc.xml · derivative · entry 10

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,970

Underlying: Common Stock · 50,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 23, 2016 Filed Nov 29, 2016 00:04 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 50,000 $35.87 $1,793,600.00
Disclosure

SEC source: 0001437749-16-042688 · rdgdoc.xml · nonDerivative · entry 2

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 23, 2016 Filed Nov 29, 2016 00:04 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 50,000 $23.37 $1,168,500.00
Disclosure

SEC source: 0001437749-16-042688 · rdgdoc.xml · nonDerivative · entry 1

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:30 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042545 · rdgdoc.xml · derivative · entry 10

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,970

Underlying: Common Stock · 20,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:30 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 20,000 $35.71 $714,120.00
Disclosure

SEC source: 0001437749-16-042545 · rdgdoc.xml · nonDerivative · entry 5

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:30 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 20,000 $23.37 $467,400.00
Disclosure

SEC source: 0001437749-16-042545 · rdgdoc.xml · nonDerivative · entry 4

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 23:30 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042545 · rdgdoc.xml · derivative · entry 9

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,970

Underlying: Common Stock · 20,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 23:30 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 10,000 $35.55 $355,485.00
Disclosure

SEC source: 0001437749-16-042545 · rdgdoc.xml · nonDerivative · entry 3

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 21, 2016 Filed Nov 22, 2016 23:30 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 10,000 $35.52 $355,225.00
Disclosure

SEC source: 0001437749-16-042545 · rdgdoc.xml · nonDerivative · entry 2

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,907

Read SEC document
November 21, 2016 Filed Nov 22, 2016 23:30 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 20,000 $23.37 $467,400.00
Disclosure

SEC source: 0001437749-16-042545 · rdgdoc.xml · nonDerivative · entry 1

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 23:31 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 22,500 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042485 · rdgdoc.xml · derivative · entry 9

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,970

Underlying: Common Stock · 22,500 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 23:31 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 22,500 $35.71 $803,502.00
Disclosure

SEC source: 0001437749-16-042485 · rdgdoc.xml · nonDerivative · entry 4

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 18, 2016 Filed Nov 21, 2016 23:31 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 22,500 $23.37 $525,825.00
Disclosure

SEC source: 0001437749-16-042485 · rdgdoc.xml · nonDerivative · entry 3

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 23:31 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042485 · rdgdoc.xml · derivative · entry 8

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,470

Underlying: Common Stock · 5,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 23:31 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 5,000 $35.18 $175,896.00
Disclosure

SEC source: 0001437749-16-042485 · rdgdoc.xml · nonDerivative · entry 2

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 17, 2016 Filed Nov 21, 2016 23:31 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 5,000 $23.37 $116,850.00
Disclosure

SEC source: 0001437749-16-042485 · rdgdoc.xml · nonDerivative · entry 1

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 23:27 UTC Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042277 · rdgdoc.xml · derivative · entry 9

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 23:27 UTC SaleCommon Stock 10,000 $35.04 $350,418.00
Disclosure

SEC source: 0001437749-16-042277 · rdgdoc.xml · nonDerivative · entry 6

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,940.37

F1 · balance_after: Includes 188.71 shares acquired through dividend reinvestment year-to-date

Read SEC document
November 16, 2016 Filed Nov 16, 2016 23:27 UTC Exercise / conversionCommon Stock 10,000 $23.37 $233,700.00
Disclosure

SEC source: 0001437749-16-042277 · rdgdoc.xml · nonDerivative · entry 5

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,940.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 23:39 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 7,500 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042361 · rdgdoc.xml · derivative · entry 9

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,470

Underlying: Common Stock · 7,500 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 23:39 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 7,500 $35.01 $262,539.75
Disclosure

SEC source: 0001437749-16-042361 · rdgdoc.xml · nonDerivative · entry 4

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 16, 2016 Filed Nov 17, 2016 23:39 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 7,500 $23.37 $175,275.00
Disclosure

SEC source: 0001437749-16-042361 · rdgdoc.xml · nonDerivative · entry 3

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2016 Filed Nov 16, 2016 23:27 UTC Exercise / conversionStock Option · Derivative 22,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042277 · rdgdoc.xml · derivative · entry 8

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 22,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully exercisable.

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November 15, 2016 Filed Nov 16, 2016 23:27 UTC SaleCommon Stock 22,000 $35.24 $775,174.40
Disclosure

SEC source: 0001437749-16-042277 · rdgdoc.xml · nonDerivative · entry 4

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,940.37

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November 15, 2016 Filed Nov 16, 2016 23:27 UTC Exercise / conversionCommon Stock 22,000 $23.37 $514,140.00
Disclosure

SEC source: 0001437749-16-042277 · rdgdoc.xml · nonDerivative · entry 3

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,940.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2016 Filed Nov 17, 2016 23:39 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001437749-16-042361 · rdgdoc.xml · derivative · entry 8

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,970

Underlying: Common Stock · 5,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

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November 15, 2016 Filed Nov 17, 2016 23:39 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 5,000 $35.26 $176,315.50
Disclosure

SEC source: 0001437749-16-042361 · rdgdoc.xml · nonDerivative · entry 2

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,907

Read SEC document
November 15, 2016 Filed Nov 17, 2016 23:39 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 5,000 $23.37 $116,850.00
Disclosure

SEC source: 0001437749-16-042361 · rdgdoc.xml · nonDerivative · entry 1

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.