Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
Exercise / conversionCommon Stock | 12,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007160 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Of the previously reported target award of 7,779 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F2 · balance_after: Includes 88.236 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
Exercise / conversionCommon Stock | 6,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007160 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 4,050 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F2 · balance_after: Includes 88.236 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:31 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 5,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007156 · rdgdoc.xml · derivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F3 · shares: Of the previously reported target award of 5,817 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:31 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 11,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007156 · rdgdoc.xml · derivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F2 · shares: Of the previously reported target award of 11,635 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:31 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 6,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007156 · rdgdoc.xml · derivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F1 · shares: Of the previously reported target award of 6,057 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:31 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 9,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007156 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 5,817 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:31 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 19,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007156 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Of the previously reported target award of 11,635 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:31 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 9,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007156 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Of the previously reported target award of 6,057 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:36 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007162 · rdgdoc.xml · derivative · entry 7 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F3 · shares: Of the previously reported target award of 1,662 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:36 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 3,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007162 · rdgdoc.xml · derivative · entry 6 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F2 · shares: Of the previously reported target award of 3,324 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:36 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007162 · rdgdoc.xml · derivative · entry 5 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F1 · shares: Of the previously reported target award of 1,730 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:36 UTC |
Kim Lisa L.EVP, General Counsel
|
Tax withholdingCommon Stock | 3,815 | $21.68 | $82,709.20 |
DisclosureSEC source: 0001437749-20-007162 · rdgdoc.xml · nonDerivative · entry 4 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,641 F4 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:36 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionCommon Stock | 2,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007162 · rdgdoc.xml · nonDerivative · entry 3 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 1,662 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:36 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionCommon Stock | 5,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007162 · rdgdoc.xml · nonDerivative · entry 2 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Of the previously reported target award of 3,324 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:36 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionCommon Stock | 2,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007162 · rdgdoc.xml · nonDerivative · entry 1 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Of the previously reported target award of 1,730 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007161 · rdgdoc.xml · derivative · entry 7 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F3 · shares: Of the previously reported target award of 2,194 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007161 · rdgdoc.xml · derivative · entry 6 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F2 · shares: Of the previously reported target award of 4,388 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007161 · rdgdoc.xml · derivative · entry 5 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F1 · shares: Of the previously reported target award of 2,284 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 5,035 | $21.68 | $109,158.80 |
DisclosureSEC source: 0001437749-20-007161 · rdgdoc.xml · nonDerivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,791 F4 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 3,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007161 · rdgdoc.xml · nonDerivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 2,194 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 7,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007161 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Of the previously reported target award of 4,388 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 3,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007161 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Of the previously reported target award of 2,284 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:33 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007159 · rdgdoc.xml · derivative · entry 7 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F3 · shares: Of the previously reported target award of 3,324 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:33 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007159 · rdgdoc.xml · derivative · entry 6 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F2 · shares: Of the previously reported target award of 6,648 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:33 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007159 · rdgdoc.xml · derivative · entry 5 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F1 · shares: Of the previously reported target award of 3,461 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:33 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 7,630 | $21.68 | $165,418.40 |
DisclosureSEC source: 0001437749-20-007159 · rdgdoc.xml · nonDerivative · entry 4 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,115 F4 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:33 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 5,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007159 · rdgdoc.xml · nonDerivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 3,324 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:33 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 10,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007159 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Of the previously reported target award of 6,648 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:33 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 5,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007159 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Of the previously reported target award of 3,461 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC |
Tai PinDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · derivative · entry 8 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F4 · shares: Of the previously reported target award of 9,973 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F7 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F7 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC |
Tai PinDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 19,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · derivative · entry 7 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F3 · shares: Of the previously reported target award of 19,946 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F7 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F7 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC |
Tai PinDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · derivative · entry 6 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F2 · shares: Of the previously reported target award of 10,384 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F7 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F7 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC |
Tai PinDirector · CEO
|
Tax withholdingCommon Stock | 30,355 | $21.68 | $658,096.40 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · nonDerivative · entry 5 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,240 F5 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC |
Tai PinDirector · CEO
|
Exercise / conversionCommon Stock | 16,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · nonDerivative · entry 4 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Of the previously reported target award of 9,973 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC |
Tai PinDirector · CEO
|
Exercise / conversionCommon Stock | 32,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 19,946 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC |
Tai PinDirector · CEO
|
Exercise / conversionCommon Stock | 16,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Of the previously reported target award of 10,384 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 22:01 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006684 · rdgdoc.xml · derivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.expiration_date: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 22:01 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006684 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 22:03 UTC |
Tai PinDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006685 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.expiration_date: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 22:03 UTC |
Tai PinDirector · CEO
|
Exercise / conversionCommon Stock | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006685 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020. Read SEC document |
| March 16, 2020 Filed Feb 5, 2021 00:45 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 1,489.855 | $21.31 | $31,746.87 |
DisclosureSEC source: 0001437749-21-002034 · rdgdoc.xml · nonDerivative · entry 5 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 107,645.978 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| March 12, 2020 Filed Feb 5, 2021 00:45 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 4,414.21 | $21.30 | $94,011.64 |
DisclosureSEC source: 0001437749-21-002034 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 318,717.669 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 14:37 UTC |
Liu ChangPresident & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004882 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,899 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 2,899 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2020. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 2,899 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2020. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 14:37 UTC |
Liu ChangPresident & COO
|
Tax withholdingCommon Stock | 1,147 | $24.66 | $28,285.02 |
DisclosureSEC source: 0001437749-20-004882 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,233 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 14:37 UTC |
Liu ChangPresident & COO
|
Exercise / conversionCommon Stock | 2,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004882 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 2,899 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2020. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:14 UTC |
Tai PinDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004373 · rdgdoc.xml · derivative · entry 5 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,436 Underlying: Common Stock · 2,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.expiration_date: On March 1, 2019, the Issuer awarded 8,154 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,718 restricted stock units vested on March 2, 2020, and, subject to continued employment, the second installment of 2,718 restricted stock units will vest on March 1, 2021, and the last installment of 2,718 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:14 UTC |
Tai PinDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004373 · rdgdoc.xml · derivative · entry 4 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,673 Underlying: Common Stock · 1,673 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.expiration_date: On March 1, 2018, the Issuer awarded 5,021 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,675 restricted stock units vested on March 1, 2019, the second installment of 1,673 restricted stock units vested on March 2, 2020, and the last installment of 1,673 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:14 UTC |
Tai PinDirector · CEO
|
Exercise / conversionCommon Stock | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004373 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 1, 2019, the Issuer awarded 8,154 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,718 restricted stock units vested on March 2, 2020, and, subject to continued employment, the second installment of 2,718 restricted stock units will vest on March 1, 2021, and the last installment of 2,718 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:14 UTC |
Tai PinDirector · CEO
|
Exercise / conversionCommon Stock | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004373 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On March 1, 2018, the Issuer awarded 5,021 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,675 restricted stock units vested on March 1, 2019, the second installment of 1,673 restricted stock units vested on March 2, 2020, and the last installment of 1,673 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:53 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 3,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004369 · rdgdoc.xml · derivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,109 Underlying: Common Stock · 3,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F4 · derivative.expiration_date: On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units will vest on March 1, 2021, and the last installment of 3,554 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.