Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 5, 2021 22:34 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 3,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008288 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 1,988 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:32 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008286 · rdgdoc.xml · derivative · entry 6 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on March 15, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 19, 2018. F2 · shares: Of the previously reported target award of 6,420 shares of performance-based restricted stock units, 92.612% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:32 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008286 · rdgdoc.xml · derivative · entry 5 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 26, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 28, 2017. F1 · shares: Of the previously reported target award of 3,217 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:32 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 2,289 | $41.48 | $94,947.72 |
DisclosureSEC source: 0001437749-21-008286 · rdgdoc.xml · nonDerivative · entry 4 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,380 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:32 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 6,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008286 · rdgdoc.xml · nonDerivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 6,420 shares of performance-based restricted stock units, 92.612% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:32 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 1,869 | $41.48 | $77,526.12 |
DisclosureSEC source: 0001437749-21-008286 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,051 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:32 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 5,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008286 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 3,217 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 8,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · derivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on March 15, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 19, 2018. F2 · shares: Of the previously reported target award of 8,171 shares of performance-based restricted stock units, 92.612% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 4,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · derivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 26, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 28, 2017. F1 · shares: Of the previously reported target award of 4,094 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 2,958 | $41.48 | $122,697.84 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,954 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 8,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 8,171 shares of performance-based restricted stock units, 92.612% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 2,378 | $41.48 | $98,639.44 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,489 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 4,094 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 16, 2021 Filed Feb 4, 2022 22:59 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 771.662 | $43.09 | $33,248.45 |
DisclosureSEC source: 0001437749-22-002531 · rdgdoc.xml · nonDerivative · entry 5 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 110,888.986 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:25 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006374 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 26, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 28, 2017. F1 · shares: Of the previously reported target award of 2,093 shares of performance-based restricted stock units, 56% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:25 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 457 | $43.37 | $19,820.09 |
DisclosureSEC source: 0001437749-21-006374 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,667 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:25 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 1,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006374 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 2,093 shares of performance-based restricted stock units, 56% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:21 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 4,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006371 · rdgdoc.xml · derivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 26, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 28, 2017. F1 · shares: Of the previously reported target award of 4,310 shares of performance-based restricted stock units, 56% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:21 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 940 | $43.37 | $40,767.80 |
DisclosureSEC source: 0001437749-21-006371 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,992 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:21 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 2,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006371 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 4,310 shares of performance-based restricted stock units, 56% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:22 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006372 · rdgdoc.xml · derivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 26, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 28, 2017. F1 · shares: Of the previously reported target award of 3,386 shares of performance-based restricted stock units, 56% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:22 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 731 | $43.37 | $31,703.47 |
DisclosureSEC source: 0001437749-21-006372 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,518 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:22 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 2,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006372 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 3,386 shares of performance-based restricted stock units, 56% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 15, 2021 Filed Apr 5, 2021 22:34 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 1,415 | $41.48 | $58,694.20 |
DisclosureSEC source: 0001437749-21-008288 · rdgdoc.xml · nonDerivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,526 Read SEC document |
| March 15, 2021 Filed Apr 5, 2021 22:34 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 1,155 | $41.48 | $47,909.40 |
DisclosureSEC source: 0001437749-21-008288 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,850 Read SEC document |
| March 11, 2021 Filed Feb 4, 2022 22:56 UTC |
Liu ChangDirector · President & CEO
|
OtherCommon Stock | 3.612 | $43.48 | $157.03 |
DisclosureSEC source: 0001437749-22-002529 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,451.38 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 11, 2021 Filed Feb 4, 2022 22:59 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 2,279.312 | $43.48 | $99,093.09 |
DisclosureSEC source: 0001437749-22-002531 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 328,360.907 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:58 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005719 · rdgdoc.xml · derivative · entry 3 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 4,566 shares of restricted stock units on Form 4 filed March 13, 2018. Such restricted stock units were fully vested on March 9, 2021. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 4,566 shares of restricted stock units on Form 4 filed March 13, 2018. Such restricted stock units were fully vested on March 9, 2021. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:58 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Tax withholdingCommon Stock | 1,577 | $42.26 | $66,644.02 |
DisclosureSEC source: 0001437749-21-005719 · rdgdoc.xml · nonDerivative · entry 2 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,257 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:58 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
Exercise / conversionCommon Stock | 4,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005719 · rdgdoc.xml · nonDerivative · entry 1 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 4,566 shares of restricted stock units on Form 4 filed March 13, 2018. Such restricted stock units were fully vested on March 9, 2021. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:55 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005715 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 3,354 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2021. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 3,354 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2021. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:55 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 1,156 | $42.26 | $48,852.56 |
DisclosureSEC source: 0001437749-21-005715 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,431 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:55 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005715 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 3,354 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2021. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:38 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 1,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005199 · rdgdoc.xml · derivative · entry 2 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601 Underlying: Common Stock · 1,601 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 3, 2021, the Issuer granted the Reporting Person 1,601 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 3, 2021, the Issuer granted the Reporting Person 1,601 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:35 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005197 · rdgdoc.xml · derivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734 Underlying: Common Stock · 1,734 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 3, 2021, the Issuer granted the Reporting Person 1,734 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 3, 2021, the Issuer granted the Reporting Person 1,734 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:33 UTC |
CHEN HENG WEVP/CFO
|
GrantRestricted Stock Units · Derivative | 2,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005195 · rdgdoc.xml · derivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Underlying: Common Stock · 2,486 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 3, 2021, the Issuer granted the Reporting Person 2,486 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 3, 2021, the Issuer granted the Reporting Person 2,486 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:27 UTC |
Liu ChangDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 3,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005191 · rdgdoc.xml · derivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,474 Underlying: Common Stock · 3,474 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 3, 2021, the Issuer granted the Reporting Person 3,474 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 3, 2021, the Issuer granted the Reporting Person 3,474 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:30 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GrantRestricted Stock Units · Derivative | 4,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005193 · rdgdoc.xml · derivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,214 Underlying: Common Stock · 4,214 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: On March 3, 2021, the Issuer granted the Reporting Person 4,214 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 3, 2021, the Issuer granted the Reporting Person 4,214 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 03, 2021 Filed Mar 3, 2022 23:58 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005211 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 3,474 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 3,474 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 3,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · derivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,554 Underlying: Common Stock · 3,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F4 · derivative.expiration_date: On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units vested on March 1, 2021, and the last installment of 3,554 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 2,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · derivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.expiration_date: On March 1, 2018, the Issuer awarded 6,038 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,013 restricted stock units vested on March 1, 2019, the second installment of 2,013 restricted stock units vested on March 2, 2020, and the last installment of 2,012 restricted stock units vested on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 1,230 | $39.49 | $48,572.70 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,215 F1 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 3,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units vested on March 1, 2021, and the last installment of 3,554 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 705 | $39.49 | $27,840.45 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,890 F1 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 2,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 1, 2018, the Issuer awarded 6,038 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,013 restricted stock units vested on March 1, 2019, the second installment of 2,013 restricted stock units vested on March 2, 2020, and the last installment of 2,012 restricted stock units vested on March 1, 2021. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
SaleCommon Stock | 11,975 | $37.52 | $449,304.40 |
DisclosureSEC source: 0001437749-21-002645 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,583 Read SEC document |
| December 18, 2020 Filed Feb 5, 2021 00:45 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 1,060.25 | $31.13 | $33,001.98 |
DisclosureSEC source: 0001437749-21-002034 · rdgdoc.xml · nonDerivative · entry 8 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 107,645.978 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| December 11, 2020 Filed Feb 5, 2021 00:45 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 3,218.32 | $30.39 | $97,804.74 |
DisclosureSEC source: 0001437749-21-002034 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 318,717.669 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 10, 2020 Filed Dec 15, 2020 17:12 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
SaleCommon Stock | 6,200 | $30.00 | $186,000.00 |
DisclosureSEC source: 0001437749-20-025364 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,619 F2 · balance_after: Includes 308.92 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 21:37 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 5,000 | $30.00 | $150,000.00 |
DisclosureSEC source: 0001437749-20-024942 · rdgdoc.xml · nonDerivative · entry 5 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,911 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.