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CAT

CATERPILLAR INC

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2808
SEC CIK
0000018230
Parsed reports
3,597

Last 12 months

Inside the activity.

2 purchase rows · 91 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025116
Dec 2025014
Jan 202600
Feb 2026021
Mar 202605
Apr 202600
May 2026121
Jun 202600
Jul 202600
Aug 2026014
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2006 Filed Feb 1, 2006 22:47 UTC
OWENS JAMES WDirector · Chairman of the Board/CEO
GiftCommon 1,922 $0.00 $0.00
Disclosure

SEC source: 0000018230-06-000086 · edgar.xml · nonDerivative · entry 5

OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,369

F1 · balance_after: This amount includes 28,930 shares in 401K, 4,551 shares in SEIP and 1 share in dividend reinvestment.

Read SEC document
February 01, 2006 Filed Feb 2, 2006 16:17 UTC
BUSSELL RODNEY LVice President
Exercise / conversionEmployee Stock Option · Derivative 60,000 $0.00 Strike: $38.63 $0.00
Disclosure

SEC source: 0000018230-06-000093 · edgar.xml · derivative · entry 4

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 60,000 shares

Expires 2014-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2006 Filed Feb 2, 2006 16:17 UTC
BUSSELL RODNEY LVice President
SaleCommon 60,000 $69.00 $4,140,000.00
Disclosure

SEC source: 0000018230-06-000093 · edgar.xml · nonDerivative · entry 2

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,720

F1 · balance_after: This amount includes 3435 shares in EIP-1 and 28 shares in dividend reinvestment..

Read SEC document
February 01, 2006 Filed Feb 2, 2006 16:17 UTC
BUSSELL RODNEY LVice President
Exercise / conversionCommon 60,000 $38.63 $2,317,650.00
Disclosure

SEC source: 0000018230-06-000093 · edgar.xml · nonDerivative · entry 1

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2006 Filed Feb 3, 2006 14:17 UTC
FELLIN PAOLOVice President
Exercise / conversionEmployee Stock Option · Derivative 3,590 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0000018230-06-000097 · edgar.xml · derivative · entry 6

FELLIN PAOLO · CIK 0001287964 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,590 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2006 Filed Feb 3, 2006 14:17 UTC
FELLIN PAOLOVice President
Exercise / conversionEmployee Stock Option · Derivative 9,392 $0.00 Strike: $31.17 $0.00
Disclosure

SEC source: 0000018230-06-000097 · edgar.xml · derivative · entry 5

FELLIN PAOLO · CIK 0001287964 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 9,392 shares

Expires 2009-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2006 Filed Feb 3, 2006 14:17 UTC
FELLIN PAOLOVice President
Tax withholdingCommon 1,456 $68.62 $99,910.72
Disclosure

SEC source: 0000018230-06-000097 · edgar.xml · nonDerivative · entry 4

FELLIN PAOLO · CIK 0001287964 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,174

F1 · balance_after: This amount includes 16,591 shares in EIP.

Read SEC document
February 01, 2006 Filed Feb 3, 2006 14:17 UTC
FELLIN PAOLOVice President
Exercise / conversionCommon 3,590 $27.84 $99,959.24
Disclosure

SEC source: 0000018230-06-000097 · edgar.xml · nonDerivative · entry 3

FELLIN PAOLO · CIK 0001287964 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2006 Filed Feb 3, 2006 14:17 UTC
FELLIN PAOLOVice President
SaleCommon 9,392 $69.10 $648,988.14
Disclosure

SEC source: 0000018230-06-000097 · edgar.xml · nonDerivative · entry 2

FELLIN PAOLO · CIK 0001287964 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,040

Read SEC document
February 01, 2006 Filed Feb 3, 2006 14:17 UTC
FELLIN PAOLOVice President
Exercise / conversionCommon 9,392 $31.17 $292,766.48
Disclosure

SEC source: 0000018230-06-000097 · edgar.xml · nonDerivative · entry 1

FELLIN PAOLO · CIK 0001287964 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2006 Filed Feb 3, 2006 21:25 UTC
Mayo William DVice President
OtherCommon 2,245 $68.40 $153,564.51
Disclosure

SEC source: 0000018230-06-000101 · edgar.xml · nonDerivative · entry 1

Mayo William D · CIK 0001342651 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,945

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:09 UTC
Fisher Steven LVice President
Exercise / conversionEmployee Stock Option · Derivative 3,590 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0000018230-06-000055 · edgar.xml · derivative · entry 5

Fisher Steven L · CIK 0001342891 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,590 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:09 UTC
Fisher Steven LVice President
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $38.63 $0.00
Disclosure

SEC source: 0000018230-06-000055 · edgar.xml · derivative · entry 4

Fisher Steven L · CIK 0001342891 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 10,000 shares

Expires 2014-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:09 UTC
Fisher Steven LVice President
Exercise / conversionCommon 3,590 $27.84 $99,959.24
Disclosure

SEC source: 0000018230-06-000055 · edgar.xml · nonDerivative · entry 3

Fisher Steven L · CIK 0001342891 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount includes 6435 shares in 401K, 384 shares in SEIP and 45 shares in dividend reinvestment.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:09 UTC
Fisher Steven LVice President
SaleCommon 10,000 $66.93 $669,280.00
Disclosure

SEC source: 0000018230-06-000055 · edgar.xml · nonDerivative · entry 2

Fisher Steven L · CIK 0001342891 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:09 UTC
Fisher Steven LVice President
Exercise / conversionCommon 10,000 $38.63 $386,275.00
Disclosure

SEC source: 0000018230-06-000055 · edgar.xml · nonDerivative · entry 1

Fisher Steven L · CIK 0001342891 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
SCHENA CHRISTIANO VVice President
Exercise / conversionEmployee Stock Option · Derivative 3,590 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0000018230-06-000058 · edgar.xml · derivative · entry 9

SCHENA CHRISTIANO V · CIK 0001204588 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,590 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
SCHENA CHRISTIANO VVice President
Exercise / conversionEmployee Stock Option · Derivative 3,868 $0.00 Strike: $25.83 $0.00
Disclosure

SEC source: 0000018230-06-000058 · edgar.xml · derivative · entry 8

SCHENA CHRISTIANO V · CIK 0001204588 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,868 shares

Expires 2007-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
SCHENA CHRISTIANO VVice President
Exercise / conversionEmployee Stock Option · Derivative 13,712 $0.00 Strike: $31.17 $0.00
Disclosure

SEC source: 0000018230-06-000058 · edgar.xml · derivative · entry 7

SCHENA CHRISTIANO V · CIK 0001204588 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 13,712 shares

Expires 2009-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
SCHENA CHRISTIANO VVice President
Exercise / conversionEmployee Stock Option · Derivative 13,330 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0000018230-06-000058 · edgar.xml · derivative · entry 6

SCHENA CHRISTIANO V · CIK 0001204588 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 13,330 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
SCHENA CHRISTIANO VVice President
Exercise / conversionCommon 3,590 $27.84 $99,959.24
Disclosure

SEC source: 0000018230-06-000058 · edgar.xml · nonDerivative · entry 5

SCHENA CHRISTIANO V · CIK 0001204588 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount includes 16,726 shares in 401K; 313 shares in SEIP and 517 shares in dividend reinvestment.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
SCHENA CHRISTIANO VVice President
Exercise / conversionCommon 3,868 $25.83 $99,903.09
Disclosure

SEC source: 0000018230-06-000058 · edgar.xml · nonDerivative · entry 4

SCHENA CHRISTIANO V · CIK 0001204588 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
SCHENA CHRISTIANO VVice President
SaleCommon 27,042 $67.63 $1,828,799.08
Disclosure

SEC source: 0000018230-06-000058 · edgar.xml · nonDerivative · entry 3

SCHENA CHRISTIANO V · CIK 0001204588 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,891

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
SCHENA CHRISTIANO VVice President
Exercise / conversionCommon 13,712 $31.17 $427,429.09
Disclosure

SEC source: 0000018230-06-000058 · edgar.xml · nonDerivative · entry 2

SCHENA CHRISTIANO V · CIK 0001204588 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
SCHENA CHRISTIANO VVice President
Exercise / conversionCommon 13,330 $27.84 $371,157.85
Disclosure

SEC source: 0000018230-06-000058 · edgar.xml · nonDerivative · entry 1

SCHENA CHRISTIANO V · CIK 0001204588 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
PFLEDERER MARK RVice President
Exercise / conversionEmployee Stock Option · Derivative 12,000 $0.00 Strike: $25.36 $0.00
Disclosure

SEC source: 0000018230-06-000059 · edgar.xml · derivative · entry 3

PFLEDERER MARK R · CIK 0001273772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 12,000 shares

Expires 2012-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
PFLEDERER MARK RVice President
SaleCommon 12,000 $66.93 $803,136.00
Disclosure

SEC source: 0000018230-06-000059 · edgar.xml · nonDerivative · entry 2

PFLEDERER MARK R · CIK 0001273772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,563

F1 · balance_after: This amount includes 3039 shares in 401K, 1034 shares in SEIP and 64 shares in dividend reinvestment.

F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 4213 additional shares of common stock.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:20 UTC
PFLEDERER MARK RVice President
Exercise / conversionCommon 12,000 $25.36 $304,290.00
Disclosure

SEC source: 0000018230-06-000059 · edgar.xml · nonDerivative · entry 1

PFLEDERER MARK R · CIK 0001273772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 3,402 $0.00 Strike: $19.20 $0.00
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · derivative · entry 14

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,402 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 3,208 $0.00 Strike: $31.17 $0.00
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · derivative · entry 13

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,208 shares

Expires 2009-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 3,590 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · derivative · entry 12

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,590 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 12,830 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · derivative · entry 11

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 12,830 shares

Expires 2011-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 11,632 $0.00 Strike: $31.17 $0.00
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · derivative · entry 10

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 11,632 shares

Expires 2009-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 4,560 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · derivative · entry 9

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,560 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionCommon 3,402 $19.20 $65,329.29
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · nonDerivative · entry 7

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount includes 9440 shares in 401K and 33 shares in dividend reinvestment.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionCommon 3,208 $31.17 $99,999.46
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · nonDerivative · entry 6

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionCommon 3,590 $27.84 $99,959.24
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · nonDerivative · entry 5

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
SaleCommon 29,022 $66.80 $1,938,669.60
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · nonDerivative · entry 4

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,520

Read SEC document
January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionCommon 12,830 $26.77 $343,394.95
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · nonDerivative · entry 3

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionCommon 11,632 $31.17 $362,591.54
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · nonDerivative · entry 2

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2006 Filed Feb 1, 2006 17:38 UTC
BURRITT DAVID BV.P./Chief Financial Officer
Exercise / conversionCommon 4,560 $27.84 $126,967.73
Disclosure

SEC source: 0000018230-06-000061 · edgar.xml · nonDerivative · entry 1

BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2006 Filed Feb 1, 2006 19:15 UTC
MURPHY DANIEL MVice President
Exercise / conversionEmployee Stock Option · Derivative 28,532 $0.00 Strike: $19.20 $0.00
Disclosure

SEC source: 0000018230-06-000064 · edgar.xml · derivative · entry 4

MURPHY DANIEL M · CIK 0001171791 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 28,532 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

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January 31, 2006 Filed Feb 1, 2006 19:15 UTC
MURPHY DANIEL MVice President
SaleCommon 28,532 $66.79 $1,905,655.13
Disclosure

SEC source: 0000018230-06-000064 · edgar.xml · nonDerivative · entry 3

MURPHY DANIEL M · CIK 0001171791 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,571

F1 · balance_after: This amount includes 10,948 shares in 401K and 6411 shares in SEIP.

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January 31, 2006 Filed Feb 1, 2006 19:15 UTC
MURPHY DANIEL MVice President
Exercise / conversionCommon 28,532 $19.20 $547,905.70
Disclosure

SEC source: 0000018230-06-000064 · edgar.xml · nonDerivative · entry 2

MURPHY DANIEL M · CIK 0001171791 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 19:15 UTC
MURPHY DANIEL MVice President
SaleCommon 4,715 $66.79 $314,895.99
Disclosure

SEC source: 0000018230-06-000064 · edgar.xml · nonDerivative · entry 1

MURPHY DANIEL M · CIK 0001171791 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,571

Read SEC document
January 31, 2006 Filed Feb 1, 2006 19:16 UTC
WUNNING STEVEN HGroup President
Exercise / conversionEmployee Stock Option · Derivative 3,208 $0.00 Strike: $31.17 $0.00
Disclosure

SEC source: 0000018230-06-000065 · edgar.xml · derivative · entry 11

WUNNING STEVEN H · CIK 0001171788 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,208 shares

Expires 2009-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: (Right to buy) with tandem tax withholding rights.

F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 19:16 UTC
WUNNING STEVEN HGroup President
Exercise / conversionEmployee Stock Option · Derivative 3,590 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0000018230-06-000065 · edgar.xml · derivative · entry 10

WUNNING STEVEN H · CIK 0001171788 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,590 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: (Right to buy) with tandem tax withholding rights.

F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 19:16 UTC
WUNNING STEVEN HGroup President
Exercise / conversionEmployee Stock Option · Derivative 38,792 $0.00 Strike: $31.17 $0.00
Disclosure

SEC source: 0000018230-06-000065 · edgar.xml · derivative · entry 9

WUNNING STEVEN H · CIK 0001171788 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 38,792 shares

Expires 2009-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: (Right to buy) with tandem tax withholding rights.

F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 19:16 UTC
WUNNING STEVEN HGroup President
Exercise / conversionEmployee Stock Option · Derivative 13,330 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0000018230-06-000065 · edgar.xml · derivative · entry 8

WUNNING STEVEN H · CIK 0001171788 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 13,330 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: (Right to buy) with tandem tax withholding rights.

F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 19:16 UTC
WUNNING STEVEN HGroup President
Exercise / conversionCommon 3,208 $31.17 $99,999.46
Disclosure

SEC source: 0000018230-06-000065 · edgar.xml · nonDerivative · entry 5

WUNNING STEVEN H · CIK 0001171788 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount includes 21,625 shares in 401K, 5107 shares in SEIP, and 21 shares in dividend reinvestment.

F6 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 13,743 additional shares of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.