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PATHWARD FINANCIAL, INC.

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4627
SEC CIK
0000907471
Parsed reports
564

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2019 Filed Mar 14, 2019 20:54 UTC
Thornsberry ShereeEVP, Head of Payments
SaleCommon Stock 10,863 $19.43 $211,068.09
Disclosure

SEC source: 0000907471-19-000033 · wf-form4_155259685911525.xml · nonDerivative · entry 1

Thornsberry Sheree · CIK 0001717715 · EVP, Head of Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,090

Read SEC document
March 07, 2019 Filed Mar 7, 2019 22:53 UTC SaleCommon Stock 4,020 $20.60 $82,812.00
Disclosure

SEC source: 0000907471-19-000031 · wf-form4_155199919688155.xml · nonDerivative · entry 1

Moore Frederick V · CIK 0001351112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Read SEC document
March 07, 2019 Filed Mar 7, 2019 22:13 UTC SaleCommon Stock 26,878 $20.59 $553,418.02
Disclosure

SEC source: 0000907471-19-000029 · wf-form4_155199680663620.xml · nonDerivative · entry 4

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,075

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:13 UTC SaleCommon Stock 27,000 $21.47 $579,690.00
Disclosure

SEC source: 0000907471-19-000029 · wf-form4_155199680663620.xml · nonDerivative · entry 3

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,953

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:13 UTC SaleCommon Stock 11,072 $21.64 $239,598.08
Disclosure

SEC source: 0000907471-19-000029 · wf-form4_155199680663620.xml · nonDerivative · entry 2

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,953

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:13 UTC SaleCommon Stock 12,928 $21.56 $278,727.68
Disclosure

SEC source: 0000907471-19-000029 · wf-form4_155199680663620.xml · nonDerivative · entry 1

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,025

Read SEC document
February 25, 2019 Filed Feb 27, 2019 11:08 UTC
Pharr Brett L.EVP & Group Head of Governance
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004943 · doc4.xml · nonDerivative · entry 1

Pharr Brett L. · CIK 0001768567 · EVP & Group Head of Governance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: All of which 20,000 shares are restricted stock granted to the reporting person, which shares of restricted stock are scheduled to vest in five equal installments on each of February 25, 2020, February 25, 2021, February 25, 2022, February 25, 2023 and February 25, 2024.

Read SEC document
February 08, 2019 Filed Apr 9, 2019 21:15 UTC Amendment GiftCommon Stock 42,334 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000045 · wf-form4a_155484448893296.xml · nonDerivative · entry 4

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · HPT Trust

Disclosed balance after: 0

F4 · shares: The reporting person's original Form 4 inadvertently omitted reporting two transfers of 42,334 shares of Common Stock, for an aggregate of 84,668 shares of Common Stock, held by the HPT Trust by operation of the terms of the HPT Trust.

F2 · ownership.nature: Represents shares of Common Stock held by the HPT Trust. The reporting person serves as co-trustee of the HPT Trust.

Read SEC document
February 08, 2019 Filed Apr 9, 2019 21:15 UTC Amendment GiftCommon Stock 42,334 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000045 · wf-form4a_155484448893296.xml · nonDerivative · entry 3

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · HPT Trust

Disclosed balance after: 42,334

F4 · shares: The reporting person's original Form 4 inadvertently omitted reporting two transfers of 42,334 shares of Common Stock, for an aggregate of 84,668 shares of Common Stock, held by the HPT Trust by operation of the terms of the HPT Trust.

F2 · ownership.nature: Represents shares of Common Stock held by the HPT Trust. The reporting person serves as co-trustee of the HPT Trust.

Read SEC document
February 08, 2019 Filed May 7, 2019 21:06 UTC Amendment GiftCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000053 · wf-form4a_155726319438224.xml · nonDerivative · entry 2

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · MRK Trust

Disclosed balance after: 78,226

F1 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 5,050 shares of the Company's common stock, $0.01 par value per share ("Common Stock"), held by the reporting person to the Michael R. Kramer Revocable Trust u/a/d 9/21/1983, as amended (the "MRK Trust").

F2 · ownership.nature: Represents shares of Common Stock held by the MRK Trust. The reporting person serves as sole trustee and is the sole beneficiary of the MRK Trust.

Read SEC document
February 08, 2019 Filed May 7, 2019 21:06 UTC Amendment GiftCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000053 · wf-form4a_155726319438224.xml · nonDerivative · entry 1

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 5,050 shares of the Company's common stock, $0.01 par value per share ("Common Stock"), held by the reporting person to the Michael R. Kramer Revocable Trust u/a/d 9/21/1983, as amended (the "MRK Trust").

Read SEC document
February 06, 2019 Filed Apr 9, 2019 21:15 UTC Amendment GiftCommon Stock 84,667 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000045 · wf-form4a_155484448893296.xml · nonDerivative · entry 2

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GT Trust

Disclosed balance after: 84,667

F1 · shares: The reporting person's original Form 4 inadvertently omitted reporting the transfer of 84,667 shares of the Company's common stock, $0.01 par value per share ("Common Stock"), held by the Helen P. Tull 2018 Trust u/a/d 6/27/2018 (the "HPT Trust"), by operation of the terms of the HPT Trust, to the 2018 Trust For W. Griffen Tull (the "GT Trust").

F3 · ownership.nature: Represents shares of Common Stock held by the GT Trust. The reporting person serves as co-trustee of the GT Trust.

Read SEC document
February 06, 2019 Filed Apr 9, 2019 21:15 UTC Amendment GiftCommon Stock 84,667 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000045 · wf-form4a_155484448893296.xml · nonDerivative · entry 1

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · HPT Trust

Disclosed balance after: 84,668

F1 · shares: The reporting person's original Form 4 inadvertently omitted reporting the transfer of 84,667 shares of the Company's common stock, $0.01 par value per share ("Common Stock"), held by the Helen P. Tull 2018 Trust u/a/d 6/27/2018 (the "HPT Trust"), by operation of the terms of the HPT Trust, to the 2018 Trust For W. Griffen Tull (the "GT Trust").

F2 · ownership.nature: Represents shares of Common Stock held by the HPT Trust. The reporting person serves as co-trustee of the HPT Trust.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:03 UTC
Theisen Sonja AnneSVP, Chief Accounting Officer
Tax withholdingCommon Stock 356 $23.66 $8,422.96
Disclosure

SEC source: 0000907471-19-000023 · wf-form4_154940417843774.xml · nonDerivative · entry 1

Theisen Sonja Anne · CIK 0001650289 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:22 UTC GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000005 · wf-form4_154905615569662.xml · nonDerivative · entry 1

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,953

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

F3 · balance_after: An increase of 14,277 shares (adjusted from 4,759 shares due to the Stock Split on 10/04/2018) occurred in the personally held shares of Mr. Tull due to the dissolution of the Crestmark Employee Stock Ownership Plan (the "Crestmark ESOP") on 11/01/2018. The shares were transferred from the Crestmark ESOP to an IRA directly held by Mr. Tull.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:47 UTC
HAAHR J TYLERDirector · Chairman of the Board
Tax withholdingCommon Stock 2,130 $23.88 $50,864.40
Disclosure

SEC source: 0000907471-19-000021 · wf-form4_154905762516179.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · MLH Trust

Disclosed balance after: 201,283

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:47 UTC
HAAHR J TYLERDirector · Chairman of the Board
Tax withholdingCommon Stock 19,531 $23.88 $466,400.28
Disclosure

SEC source: 0000907471-19-000021 · wf-form4_154905762516179.xml · nonDerivative · entry 1

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 500,116

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:44 UTC
Hanson Bradley CDirector · President & CEO
Tax withholdingCommon Stock 2,017 $23.88 $48,165.96
Disclosure

SEC source: 0000907471-19-000019 · wf-form4_154905745458906.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 372,727

F2 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:44 UTC
Hanson Bradley CDirector · President & CEO
GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000019 · wf-form4_154905745458906.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 374,744

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:41 UTC GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000017 · wf-form4_154905727605057.xml · nonDerivative · entry 1

SHULMAN BECKY S · CIK 0001207365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,749

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:38 UTC GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000015 · wf-form4_154905711124952.xml · nonDerivative · entry 1

Hoople Elizabeth G. · CIK 0001622395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,950

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:35 UTC GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000013 · wf-form4_154905690937461.xml · nonDerivative · entry 1

Hajek Douglas J. · CIK 0001591501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,131

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:32 UTC GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000011 · wf-form4_154905673434288.xml · nonDerivative · entry 1

Moore Frederick V · CIK 0001351112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,350

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:29 UTC GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000009 · wf-form4_154905657943737.xml · nonDerivative · entry 1

Stork Kendall E · CIK 0001674559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,363

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:26 UTC GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000007 · wf-form4_154905635648871.xml · nonDerivative · entry 1

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,676

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
January 30, 2019 Filed Apr 9, 2019 21:12 UTC Amendment GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000043 · wf-form4a_155484436414983.xml · nonDerivative · entry 3

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,554

F4 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

F5 · balance_after: The reporting person's original Form 4 reported the acquisition by the reporting person of an award pursuant to the Company's 2002 Omnibus Incentive Plan, but inadvertently reported that, following such award, the reporting person directly owned 83,953 shares of Common Stock. As reported in this amendment, however, following such award the reporting person directly owned 84,554 shares of Common Stock.

Read SEC document
January 30, 2019 Filed May 7, 2019 21:03 UTC Amendment GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000051 · wf-form4a_155726300053935.xml · nonDerivative · entry 5

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050

F5 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

F6 · balance_after: The reporting person's original Form 4 reported the acquisition by the reporting person of an award pursuant to the Company's 2002 Omnibus Incentive Plan, but inadvertently reported that, following such an award, the reporting person directly owned 6,676 shares of Common Stock. As reported in this amendment, however, following such award the reporting person directly owned 5,050 shares of Common Stock.

Read SEC document
January 30, 2019 Filed May 22, 2019 20:53 UTC Amendment GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000071 · wf-form4a_155855841504020.xml · nonDerivative · entry 3

Stork Kendall E · CIK 0001674559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050

F4 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

F5 · balance_after: The reporting person's original Form 4 reported the acquisition by the reporting person of an award pursuant to the Company's 2002 Omnibus Incentive Plan, but inadvertently reported that, following such award, the reporting person directly owned 13,363 shares of Common Stock. As reported in this amendment, however, immediately following such award the reporting person directly owned 5,050 shares of Common Stock.

Read SEC document
December 21, 2018 Filed Apr 9, 2019 21:12 UTC Amendment GiftCommon Stock 15,200 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000043 · wf-form4a_155484436414983.xml · nonDerivative · entry 2

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RT Trust

Disclosed balance after: 484,480

F3 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 15,200 shares of Common Stock held by Renee Tull Revocable Trust dated 8/22/17.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
December 17, 2018 Filed Apr 9, 2019 21:12 UTC Amendment GiftCommon Stock 30,635 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000043 · wf-form4a_155484436414983.xml · nonDerivative · entry 1

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · DT Trust

Disclosed balance after: 469,045

F1 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 30,635 shares of the Company's common stock, $0.01 par value per share ("Common Stock"), held by W. David Tull Revocable Trust dated 8/22/17.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 14:18 UTC
Herrick Glen WilliamEVP, CFO & Secretary
PurchaseCommon Stock 5,000 $21.02 $105,100.00
Disclosure

SEC source: 0000907471-18-000145 · wf-form4_154445148526219.xml · nonDerivative · entry 1

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,108

Read SEC document
December 07, 2018 Filed Dec 10, 2018 14:14 UTC
Theisen Sonja AnneSVP, Chief Accounting Officer
PurchaseCommon Stock 466 $21.04 $9,804.64
Disclosure

SEC source: 0000907471-18-000141 · wf-form4_154445126966661.xml · nonDerivative · entry 1

Theisen Sonja Anne · CIK 0001650289 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,895

Read SEC document
December 06, 2018 Filed Dec 10, 2018 14:16 UTC
Hanson Bradley CDirector · President & CEO
PurchaseCommon Stock 20,000 $21.43 $428,600.00
Disclosure

SEC source: 0000907471-18-000143 · wf-form4_154445137973353.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 369,694

Read SEC document
November 28, 2018 Filed May 7, 2019 21:03 UTC Amendment GiftCommon Stock 1,084 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000051 · wf-form4a_155726300053935.xml · nonDerivative · entry 4

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · MRK Trust

Disclosed balance after: 73,176

F4 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 1,084 shares of Common Stock held by the reporting person to the MRK Trust.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

F3 · ownership.nature: Represents shares of Common Stock held by the MRK Trust. The reporting person serves as sole trustee and is the sole beneficiary of the MRK Trust.

Read SEC document
November 28, 2018 Filed May 7, 2019 21:03 UTC Amendment GiftCommon Stock 1,084 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000051 · wf-form4a_155726300053935.xml · nonDerivative · entry 3

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 1,084 shares of Common Stock held by the reporting person to the MRK Trust.

Read SEC document
November 19, 2018 Filed May 7, 2019 21:03 UTC Amendment GiftCommon Stock 542 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000051 · wf-form4a_155726300053935.xml · nonDerivative · entry 2

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · MRK Trust

Disclosed balance after: 72,092

F1 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 542 shares of the Company's common stock, $0.01 par value per share ("Common Stock"), held by the reporting person to the Michael R. Kramer Revocable Trust u/a/d 9/21/1983, as amended (the "MRK Trust").

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

F3 · ownership.nature: Represents shares of Common Stock held by the MRK Trust. The reporting person serves as sole trustee and is the sole beneficiary of the MRK Trust.

Read SEC document
November 19, 2018 Filed May 7, 2019 21:03 UTC Amendment GiftCommon Stock 542 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000051 · wf-form4a_155726300053935.xml · nonDerivative · entry 1

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

F1 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 542 shares of the Company's common stock, $0.01 par value per share ("Common Stock"), held by the reporting person to the Michael R. Kramer Revocable Trust u/a/d 9/21/1983, as amended (the "MRK Trust").

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
November 12, 2018 Filed Nov 26, 2018 23:14 UTC
Herrick Glen WilliamEVP, CFO & Secretary
Tax withholdingCommon Stock 374 $25.11 $9,391.14
Disclosure

SEC source: 0000907471-18-000135 · wf-form4_154327403069233.xml · nonDerivative · entry 2

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,108

F2 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

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November 12, 2018 Filed Nov 26, 2018 23:14 UTC
Herrick Glen WilliamEVP, CFO & Secretary
GrantCommon Stock 2,847 $25.11 $71,488.17
Disclosure

SEC source: 0000907471-18-000135 · wf-form4_154327403069233.xml · nonDerivative · entry 1

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,482

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

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November 12, 2018 Filed Nov 26, 2018 23:11 UTC
HAAHR J TYLERDirector · Chairman of the Board
Tax withholdingCommon Stock 1,064 $25.11 $26,717.04
Disclosure

SEC source: 0000907471-18-000133 · wf-form4_154327390033890.xml · nonDerivative · entry 4

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · MLH Trust

Disclosed balance after: 203,413

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

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November 12, 2018 Filed Nov 26, 2018 23:11 UTC
HAAHR J TYLERDirector · Chairman of the Board
GiftCommon Stock 8,105 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000133 · wf-form4_154327390033890.xml · nonDerivative · entry 3

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · MLH Trust

Disclosed balance after: 204,477

F2 · shares: The transaction involved a gift of shares from the reporting person to the MLH Trust.

Read SEC document
November 12, 2018 Filed Nov 26, 2018 23:11 UTC
HAAHR J TYLERDirector · Chairman of the Board
GiftCommon Stock 8,105 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000133 · wf-form4_154327390033890.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The transaction involved a gift of shares from the reporting person to the MLH Trust.

Read SEC document
November 12, 2018 Filed Nov 26, 2018 23:11 UTC
HAAHR J TYLERDirector · Chairman of the Board
GrantCommon Stock 8,105 $25.11 $203,516.55
Disclosure

SEC source: 0000907471-18-000133 · wf-form4_154327390033890.xml · nonDerivative · entry 1

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,105

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

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November 12, 2018 Filed Nov 26, 2018 23:09 UTC
Hanson Bradley CDirector · President & CEO
Tax withholdingCommon Stock 1,064 $25.11 $26,717.04
Disclosure

SEC source: 0000907471-18-000131 · wf-form4_154327377110237.xml · nonDerivative · entry 4

Hanson Bradley C · CIK 0001342375 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 349,694

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
November 12, 2018 Filed Nov 26, 2018 23:09 UTC
Hanson Bradley CDirector · President & CEO
GiftCommon Stock 8,105 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000131 · wf-form4_154327377110237.xml · nonDerivative · entry 3

Hanson Bradley C · CIK 0001342375 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 350,758

F2 · shares: The transaction involved a gift of shares from the reporting person to the Bradley C. Hanson Living Trust.

Read SEC document
November 12, 2018 Filed Nov 26, 2018 23:09 UTC
Hanson Bradley CDirector · President & CEO
GiftCommon Stock 8,105 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000131 · wf-form4_154327377110237.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The transaction involved a gift of shares from the reporting person to the Bradley C. Hanson Living Trust.

Read SEC document
November 12, 2018 Filed Nov 26, 2018 23:09 UTC
Hanson Bradley CDirector · President & CEO
GrantCommon Stock 8,105 $25.11 $203,516.55
Disclosure

SEC source: 0000907471-18-000131 · wf-form4_154327377110237.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,105

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 21:34 UTC
HAAHR J TYLERDirector · Chairman of the Board
Exercise / conversionStock Option (Right to Buy) · Derivative 19,785 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0000907471-18-000128 · wf-form4_154162645191713.xml · derivative · entry 9

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,785 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 06, 2018 Filed Nov 7, 2018 21:34 UTC
HAAHR J TYLERDirector · Chairman of the Board
Exercise / conversionStock Option (Right to Buy) · Derivative 25,347 $0.00 Strike: $7.67 $0.00
Disclosure

SEC source: 0000907471-18-000128 · wf-form4_154162645191713.xml · derivative · entry 8

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,347 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 21:34 UTC
HAAHR J TYLERDirector · Chairman of the Board
Disposition to issuerCommon Stock 13,790 $25.39 $350,128.10
Disclosure

SEC source: 0000907471-18-000128 · wf-form4_154162645191713.xml · nonDerivative · entry 3

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · MLH Trust

Disclosed balance after: 196,372

F1 · shares: Reflect shares withheld by the Company to satisfy the purchase of options and tax withholding obligations in connection with exercise of non-qualified stock options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.