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CARG

CarGurus, Inc.

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4203
SEC CIK
0001494259
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1,323

Last 12 months

Inside the activity.

1 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202506
Jan 202603
Feb 202601
Mar 202611
Apr 202603
May 202600
Jun 202605
Jul 202604
Aug 202606
Sep 202601
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2017 Filed Oct 18, 2017 18:14 UTC Amendment
Caputo Thomas MichaelSenior Vice President, Product
GrantRestricted Stock Unit · Derivative 66,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-062742 · a4a.xml · derivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Class A Common Stock · 66,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")).

F2 · derivative.exercise_price: Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")).

F2 · derivative.exercise_date: Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")).

F2 · derivative.expiration_date: Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting.

Read SEC document
October 11, 2017 Filed Oct 18, 2017 18:12 UTC Amendment
Trevisan JasonCFO and Treasurer
GrantRestricted Stock Units · Derivative 363,524 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-062740 · a4a.xml · derivative · entry 2

Trevisan Jason · CIK 0001718636 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,524

Underlying: Class B Common Stock · 363,524 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSUs granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Registration Statement for the registration of its Class A Common Stock in its IPO, and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class B Common Stock. Subject to the reporting person's continued employment, 25% of such RSUs vested on August 31, 2016 and 6.25% of such RSUs have vested or will vest on the last day of each three month period thereafter until August 31, 2019.

F4 · derivative.exercise_price: The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the 2015 Plan) and termination of the reporting person's employment with the Issuer. Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting.

F3 · derivative.exercise_date: The RSUs granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Registration Statement for the registration of its Class A Common Stock in its IPO, and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class B Common Stock. Subject to the reporting person's continued employment, 25% of such RSUs vested on August 31, 2016 and 6.25% of such RSUs have vested or will vest on the last day of each three month period thereafter until August 31, 2019.

F4 · derivative.exercise_date: The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the 2015 Plan) and termination of the reporting person's employment with the Issuer. Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting.

F3 · derivative.expiration_date: The RSUs granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Registration Statement for the registration of its Class A Common Stock in its IPO, and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class B Common Stock. Subject to the reporting person's continued employment, 25% of such RSUs vested on August 31, 2016 and 6.25% of such RSUs have vested or will vest on the last day of each three month period thereafter until August 31, 2019.

F4 · derivative.expiration_date: The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the 2015 Plan) and termination of the reporting person's employment with the Issuer. Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or automatically either upon the transfer of such share of Class B Common Stock, except for certain events described in the Issuer's amended and restated certificate of incorporation (the "Certificate"), or upon the date falling after the first to occur of the death of Langley Steinert, Langley Steinert's voluntary termination of all employment with the Issuer and service on the Issuer's board of directors or the sum of the number of shares of the Issuer's capital stock held by Langley Steinert,

F6 · derivative.underlying: by any Family Member of Langley Steinert, and by any Permitted Entity of Langley Steinert (as such terms are defined in the Certificate), assuming the exercise and settlement in full of all outstanding options and convertible securities and calculated on an as-converted to Class A Common Stock basis, being less than 9,091,484 shares.

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October 11, 2017 Filed Oct 18, 2017 18:12 UTC Amendment
Trevisan JasonCFO and Treasurer
GrantRestricted Stock Units · Derivative 181,762 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-062740 · a4a.xml · derivative · entry 1

Trevisan Jason · CIK 0001718636 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,762

Underlying: Class A Common Stock · 181,762 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of such RSUs vested on August 31, 2016 and 6.25% of such RSUs have vested or will vest on the last day of each three month period thereafter until August 31, 2019.

F2 · derivative.exercise_price: The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")) and termination of the reporting person's employment with the Issuer. Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of such RSUs vested on August 31, 2016 and 6.25% of such RSUs have vested or will vest on the last day of each three month period thereafter until August 31, 2019.

F2 · derivative.exercise_date: The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")) and termination of the reporting person's employment with the Issuer. Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of such RSUs vested on August 31, 2016 and 6.25% of such RSUs have vested or will vest on the last day of each three month period thereafter until August 31, 2019.

F2 · derivative.expiration_date: The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")) and termination of the reporting person's employment with the Issuer. Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting.

Read SEC document
February 28, 2017 Filed Mar 2, 2018 23:31 UTC
Patton Kathleen BenderSr. VP, GC and Secretary
GrantClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-006227 · doc4.xml · nonDerivative · entry 1

Patton Kathleen Bender · CIK 0001649463 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continuous service as an employee of the Issuer, 6.25% of the RSUs will vest on April 1, 2018 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until January 1, 2022. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

F2 · balance_after: Also includes 150,000 shares issuable upon settlement of restricted stock units ("RSUs") previously granted to the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.