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Nasdaq · USD

CARG

CarGurus, Inc.

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4203
SEC CIK
0001494259
Parsed reports
1,323

Last 12 months

Inside the activity.

1 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202506
Jan 202603
Feb 202601
Mar 202611
Apr 202603
May 202600
Jun 202605
Jul 202604
Aug 202606
Sep 202601
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 5, 2023 21:47 UTC
Trevisan JasonDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 20,442 $14.01 $286,392.42
Disclosure

SEC source: 0001127602-23-000908 · form4.xml · nonDerivative · entry 1

Trevisan Jason · CIK 0001718636 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,201

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:46 UTC
Steinert LangleyDirector · Executive Chairman · 10% owner
Tax withholdingClass A Common Stock 5,263 $14.01 $73,734.63
Disclosure

SEC source: 0001127602-23-000906 · form4.xml · nonDerivative · entry 1

Steinert Langley · CIK 0001719138 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,551

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:44 UTC
Quinn Matthew ToddChief Technology Officer
Tax withholdingClass A Common Stock 3,713 $14.01 $52,019.13
Disclosure

SEC source: 0001127602-23-000900 · form4.xml · nonDerivative · entry 1

Quinn Matthew Todd · CIK 0001899207 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,143

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs").

F2 · balance_after: The Reporting Person previously reported a prior award of performance-based RSUs in Table II of the Form 4 filed by the Reporting Person on January 5, 2022 (the "Prior Form 4"). These awards were amended by the Compensation Committee of the Issuer's Board of Directors on February 8, 2022 to revise the vesting terms thereunder from performance-based to time-based and therefore are being moved to Table I, consistent with prior grants of time-based RSUs by the Issuer to the Reporting Person. The total reported in Column 5 of this Form 4 includes the 14,285 time-based RSUs previously reported as performance-based RSUs in Table II of the Prior Form 4.

F3 · balance_after: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2: Each such RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 25% of the RSUs will vest on January 1, 2023 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until January 1, 2026. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:42 UTC
Eldridge Andrea LeeChief People Officer
Tax withholdingClass A Common Stock 2,306 $14.01 $32,307.06
Disclosure

SEC source: 0001127602-23-000897 · form4.xml · nonDerivative · entry 1

Eldridge Andrea Lee · CIK 0001801139 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,679

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:41 UTC
Caputo Thomas MichaelChief Product Officer
Tax withholdingClass A Common Stock 3,526 $14.01 $49,399.26
Disclosure

SEC source: 0001127602-23-000892 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,011

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 23:03 UTC
Sarnoff DafnaChief Marketing Officer
Tax withholdingClass A Common Stock 3,971 $13.08 $51,940.68
Disclosure

SEC source: 0001127602-22-026818 · form4.xml · nonDerivative · entry 1

Sarnoff Dafna · CIK 0001897130 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,076

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs").

F2 · balance_after: The Reporting Person previously reported a prior award of performance-based RSUs in Table II of the Form 4 filed by the Reporting Person on December 9, 2021 (the "Prior Form 4"). These awards were amended by the Compensation Committee of the Issuer's Board of Directors on February 8, 2022 to revise the vesting terms thereunder from performance-based to time-based and therefore are being moved to Table I, consistent with prior grants of time-based RSUs by the Issuer to the Reporting Person. The total reported in Column 5 of this Form 4 includes the 14,682 time-based RSUs previously reported as performance-based RSUs in Table II of the Prior Form 4.

F3 · balance_after: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2: Each such RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 25% of the RSUs will vest on December 1, 2022 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until December 1, 2025. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:25 UTC
Eldridge Andrea LeeChief People Officer
Tax withholdingClass A Common Stock 342 $13.08 $4,473.36
Disclosure

SEC source: 0001127602-22-026808 · form4.xml · nonDerivative · entry 1

Eldridge Andrea Lee · CIK 0001801139 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,985

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:40 UTC
Gellot Yann BrunoSVP, Finance & PAO
Tax withholdingClass A Common Stock 136 $15.17 $2,063.12
Disclosure

SEC source: 0001127602-22-024749 · form4.xml · nonDerivative · entry 1

Gellot Yann Bruno · CIK 0001842845 · SVP, Finance & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,083

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:22 UTC
Zales SamuelCOO and President
Tax withholdingClass A Common Stock 10,816 $14.17 $153,262.72
Disclosure

SEC source: 0001127602-22-023235 · form4.xml · nonDerivative · entry 1

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,771

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:35 UTC
Caputo Thomas MichaelChief Product Officer
Tax withholdingClass A Common Stock 4,513 $14.17 $63,949.21
Disclosure

SEC source: 0001127602-22-023252 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,537

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:33 UTC
Gellot Yann BrunoSVP, Finance & PAO
Tax withholdingClass A Common Stock 749 $14.17 $10,613.33
Disclosure

SEC source: 0001127602-22-023246 · form4.xml · nonDerivative · entry 1

Gellot Yann Bruno · CIK 0001842845 · SVP, Finance & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,219

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:32 UTC
Eldridge Andrea LeeChief People Officer
Tax withholdingClass A Common Stock 2,949 $14.17 $41,787.33
Disclosure

SEC source: 0001127602-22-023249 · form4.xml · nonDerivative · entry 1

Eldridge Andrea Lee · CIK 0001801139 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,327

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:31 UTC
Steinert LangleyDirector · Executive Chairman · 10% owner
Tax withholdingClass A Common Stock 7,074 $14.17 $100,238.58
Disclosure

SEC source: 0001127602-22-023240 · form4.xml · nonDerivative · entry 1

Steinert Langley · CIK 0001719138 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,814

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:29 UTC
Fredo Scot ChristopherCFO and Treasurer
Tax withholdingClass A Common Stock 3,606 $14.17 $51,097.02
Disclosure

SEC source: 0001127602-22-023245 · form4.xml · nonDerivative · entry 1

Fredo Scot Christopher · CIK 0001842330 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,925

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:24 UTC
Trevisan JasonDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 14,252 $14.17 $201,950.84
Disclosure

SEC source: 0001127602-22-023237 · form4.xml · nonDerivative · entry 1

Trevisan Jason · CIK 0001718636 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,643

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:22 UTC
Eldridge Andrea LeeChief People Officer
Tax withholdingClass A Common Stock 341 $19.22 $6,554.02
Disclosure

SEC source: 0001127602-22-021999 · form4.xml · nonDerivative · entry 1

Eldridge Andrea Lee · CIK 0001801139 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,276

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 20:12 UTC
Gellot Yann BrunoSVP, Finance & PAO
GrantClass A Common Stock 7,374 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020874 · form4.xml · nonDerivative · entry 1

Gellot Yann Bruno · CIK 0001842845 · SVP, Finance & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,968

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 6.25% of the RSUs will vest on November 1, 2022 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until August 1, 2026.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 21:21 UTC
Zamora JavierGeneral Counsel and Secretary
GrantClass A Common Stock 62,208 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020737 · form4.xml · nonDerivative · entry 1

Zamora Javier Esquivel · CIK 0001939671 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,208

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 25% of the RSUs will vest on August 1, 2023 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until August 1, 2026. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan (the "2017 Plan")).

Read SEC document
July 21, 2022 Filed Jul 22, 2022 20:14 UTC
Zales SamuelCOO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,707 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001127602-22-019661 · form4.xml · derivative · entry 6

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,564

Underlying: Class B Common Stock · 17,707 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
July 21, 2022 Filed Jul 22, 2022 20:14 UTC
Zales SamuelCOO and President
SaleClass A Common Stock 17,707 $25.02 $443,029.14
Disclosure

SEC source: 0001127602-22-019661 · form4.xml · nonDerivative · entry 4

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,587

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.09 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
July 21, 2022 Filed Jul 22, 2022 20:14 UTC
Zales SamuelCOO and President
Exercise / conversionClass A Common Stock 17,707 $0.16 $2,833.12
Disclosure

SEC source: 0001127602-22-019661 · form4.xml · nonDerivative · entry 3

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:14 UTC
Zales SamuelCOO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,293 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001127602-22-019661 · form4.xml · derivative · entry 5

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,271

Underlying: Class B Common Stock · 2,293 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:14 UTC
Zales SamuelCOO and President
SaleClass A Common Stock 2,293 $25.01 $57,347.93
Disclosure

SEC source: 0001127602-22-019661 · form4.xml · nonDerivative · entry 2

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,587

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.04 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:14 UTC
Zales SamuelCOO and President
Exercise / conversionClass A Common Stock 2,293 $0.16 $366.88
Disclosure

SEC source: 0001127602-22-019661 · form4.xml · nonDerivative · entry 1

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:33 UTC
Zales SamuelCOO and President
Tax withholdingClass A Common Stock 10,816 $22.42 $242,494.72
Disclosure

SEC source: 0001127602-22-018734 · form4.xml · nonDerivative · entry 1

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,587

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:31 UTC
Steinert LangleyDirector · Executive Chairman · 10% owner
Tax withholdingClass A Common Stock 7,074 $22.42 $158,599.08
Disclosure

SEC source: 0001127602-22-018732 · form4.xml · nonDerivative · entry 1

Steinert Langley · CIK 0001719138 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,888

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:32 UTC
Trevisan JasonDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 14,252 $22.42 $319,529.84
Disclosure

SEC source: 0001127602-22-018733 · form4.xml · nonDerivative · entry 1

Trevisan Jason · CIK 0001718636 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,895

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:30 UTC
Gellot Yann BrunoSVP, Finance & PAO
Tax withholdingClass A Common Stock 749 $22.42 $16,792.58
Disclosure

SEC source: 0001127602-22-018730 · form4.xml · nonDerivative · entry 1

Gellot Yann Bruno · CIK 0001842845 · SVP, Finance & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,594

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:29 UTC
Fredo Scot ChristopherCFO and Treasurer
Tax withholdingClass A Common Stock 3,291 $22.42 $73,784.22
Disclosure

SEC source: 0001127602-22-018728 · form4.xml · nonDerivative · entry 1

Fredo Scot Christopher · CIK 0001842330 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,531

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:28 UTC
Eldridge Andrea LeeChief People Officer
Tax withholdingClass A Common Stock 2,341 $22.42 $52,485.22
Disclosure

SEC source: 0001127602-22-018726 · form4.xml · nonDerivative · entry 1

Eldridge Andrea Lee · CIK 0001801139 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,617

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:27 UTC
Caputo Thomas MichaelChief Product Officer
Tax withholdingClass A Common Stock 4,512 $22.42 $101,159.04
Disclosure

SEC source: 0001127602-22-018723 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,050

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 17:13 UTC
Hao YvonneDirector
GrantClass A Common Stock 6,804 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017176 · form4.xml · nonDerivative · entry 1

Hao Yvonne · CIK 0001668656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,987

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
June 07, 2022 Filed Jun 9, 2022 21:12 UTC GrantClass A Common Stock 6,804 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017175 · form4.xml · nonDerivative · entry 1

Conine Steven · CIK 0001620052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,019

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
June 07, 2022 Filed Jun 9, 2022 21:15 UTC
Smith Ian GDirector
GrantClass A Common Stock 6,804 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017180 · form4.xml · nonDerivative · entry 1

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,397

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
June 07, 2022 Filed Jun 9, 2022 21:15 UTC GrantClass A Common Stock 6,804 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017179 · form4.xml · nonDerivative · entry 1

Schwartz Greg M · CIK 0001524276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,846

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
June 07, 2022 Filed Jun 9, 2022 21:14 UTC GrantClass A Common Stock 6,804 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017178 · form4.xml · nonDerivative · entry 1

Kaufer Stephen · CIK 0001535772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,142

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
June 07, 2022 Filed Jun 9, 2022 21:13 UTC GrantClass A Common Stock 6,804 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017177 · form4.xml · nonDerivative · entry 1

HICKOK LORI A · CIK 0001186944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,884

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:04 UTC
Eldridge Andrea LeeChief People Officer
Tax withholdingClass A Common Stock 226 $25.43 $5,747.18
Disclosure

SEC source: 0001127602-22-016359 · form4.xml · nonDerivative · entry 1

Eldridge Andrea Lee · CIK 0001801139 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,958

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
May 17, 2022 Filed May 18, 2022 20:11 UTC
Zales SamuelCOO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,039 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001127602-22-014936 · form4.xml · derivative · entry 3

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,564

Underlying: Class B Common Stock · 9,039 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

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May 17, 2022 Filed May 18, 2022 20:11 UTC
Zales SamuelCOO and President
SaleClass A Common Stock 9,039 $25.25 $228,234.75
Disclosure

SEC source: 0001127602-22-014936 · form4.xml · nonDerivative · entry 2

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,403

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.66 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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May 17, 2022 Filed May 18, 2022 20:11 UTC
Zales SamuelCOO and President
Exercise / conversionClass A Common Stock 9,039 $0.16 $1,446.24
Disclosure

SEC source: 0001127602-22-014936 · form4.xml · nonDerivative · entry 1

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

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May 16, 2022 Filed May 17, 2022 21:18 UTC
Zales SamuelCOO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 961 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001127602-22-014786 · form4.xml · derivative · entry 3

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,603

Underlying: Class B Common Stock · 961 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

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May 16, 2022 Filed May 17, 2022 21:18 UTC
Zales SamuelCOO and President
SaleClass A Common Stock 961 $25.20 $24,217.20
Disclosure

SEC source: 0001127602-22-014786 · form4.xml · nonDerivative · entry 2

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,403

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.40 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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May 16, 2022 Filed May 17, 2022 21:18 UTC
Zales SamuelCOO and President
Exercise / conversionClass A Common Stock 961 $0.16 $153.76
Disclosure

SEC source: 0001127602-22-014786 · form4.xml · nonDerivative · entry 1

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

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May 04, 2022 Filed May 5, 2022 20:33 UTC
Eldridge Andrea LeeChief People Officer
SaleClass A Common Stock 2,718 $36.71 $99,777.78
Disclosure

SEC source: 0001127602-22-013496 · form4.xml · nonDerivative · entry 2

Eldridge Andrea Lee · CIK 0001801139 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,184

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.09 to $37.08 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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May 04, 2022 Filed May 5, 2022 20:33 UTC
Eldridge Andrea LeeChief People Officer
SaleClass A Common Stock 1,279 $35.48 $45,378.92
Disclosure

SEC source: 0001127602-22-013496 · form4.xml · nonDerivative · entry 1

Eldridge Andrea Lee · CIK 0001801139 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,902

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.95 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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April 29, 2022 Filed May 2, 2022 21:23 UTC
Gellot Yann BrunoSVP, Finance & PAO
Tax withholdingClass A Common Stock 310 $32.68 $10,130.80
Disclosure

SEC source: 0001127602-22-012870 · form4.xml · nonDerivative · entry 1

Gellot Yann Bruno · CIK 0001842845 · SVP, Finance & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,343

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

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April 18, 2022 Filed Apr 19, 2022 20:06 UTC
Zales SamuelCOO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001127602-22-012139 · form4.xml · derivative · entry 4

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,564

Underlying: Class B Common Stock · 10,000 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

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April 18, 2022 Filed Apr 19, 2022 20:06 UTC
Zales SamuelCOO and President
SaleClass A Common Stock 2,641 $42.31 $111,740.71
Disclosure

SEC source: 0001127602-22-012139 · form4.xml · nonDerivative · entry 3

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,403

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.03 to $42.68 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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April 18, 2022 Filed Apr 19, 2022 20:06 UTC
Zales SamuelCOO and President
SaleClass A Common Stock 7,359 $41.54 $305,692.86
Disclosure

SEC source: 0001127602-22-012139 · form4.xml · nonDerivative · entry 2

Zales Samuel · CIK 0001718790 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,044

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $42.02 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.