Tapewire

Nasdaq · USD

CAR

AVIS BUDGET GROUP, INC.

Export transactions ↓
Tapewire entity
3919
SEC CIK
0000723612
Parsed reports
559

Last 12 months

Inside the activity.

1 purchase rows · 127 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 20260123
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2018 Filed Jan 23, 2018 21:36 UTC
Ferraro Joseph A.President, Americas
Exercise / conversionRestricted Stock Units · Derivative 5,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000006 · wf-form4_151674336476604.xml · derivative · entry 4

Ferraro Joseph A. · CIK 0001628500 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Original grant was awarded in 2015 and vested in three equal installments on January 21, 2016, 2017 and 2018.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:36 UTC
Ferraro Joseph A.President, Americas
Tax withholdingCommon Stock 1,926 $45.78 $88,172.28
Disclosure

SEC source: 0000723612-18-000006 · wf-form4_151674336476604.xml · nonDerivative · entry 2

Ferraro Joseph A. · CIK 0001628500 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,010

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:36 UTC
Ferraro Joseph A.President, Americas
Exercise / conversionCommon Stock 5,450 $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000006 · wf-form4_151674336476604.xml · nonDerivative · entry 1

Ferraro Joseph A. · CIK 0001628500 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:35 UTC
Tucker Michael KEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000005 · wf-form4_151674330557917.xml · derivative · entry 3

Tucker Michael K · CIK 0001489075 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Original grant was awarded in 2015 and vested in three equal installments on January 21, 2016, 2017 and 2018.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:35 UTC
Tucker Michael KEVP and General Counsel
Tax withholdingCommon Stock 500 $45.78 $22,890.00
Disclosure

SEC source: 0000723612-18-000005 · wf-form4_151674330557917.xml · nonDerivative · entry 2

Tucker Michael K · CIK 0001489075 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,491

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:35 UTC
Tucker Michael KEVP and General Counsel
Exercise / conversionCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000005 · wf-form4_151674330557917.xml · nonDerivative · entry 1

Tucker Michael K · CIK 0001489075 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:34 UTC
Servodidio Mark JPresident, International
Exercise / conversionRestricted Stock Units · Derivative 2,861 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000004 · wf-form4_151674324077779.xml · derivative · entry 3

Servodidio Mark J · CIK 0001372688 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Original grant was awarded in 2015 and vested in three equal installments on January 21, 2016, 2017 and 2018.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:34 UTC
Servodidio Mark JPresident, International
Tax withholdingCommon Stock 1,110 $45.78 $50,815.80
Disclosure

SEC source: 0000723612-18-000004 · wf-form4_151674324077779.xml · nonDerivative · entry 2

Servodidio Mark J · CIK 0001372688 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,182

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:34 UTC
Servodidio Mark JPresident, International
Exercise / conversionCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000004 · wf-form4_151674324077779.xml · nonDerivative · entry 1

Servodidio Mark J · CIK 0001372688 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:33 UTC
De Shon Larry DDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 3,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000003 · wf-form4_151674317536306.xml · derivative · entry 3

De Shon Larry D · CIK 0001376942 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Original grant was awarded in 2015 and vested in three equal installments on January 21, 2016, 2017 and 2018.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:33 UTC
De Shon Larry DDirector · CEO and President
Tax withholdingCommon Stock 1,125 $45.78 $51,502.50
Disclosure

SEC source: 0000723612-18-000003 · wf-form4_151674317536306.xml · nonDerivative · entry 2

De Shon Larry D · CIK 0001376942 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,510

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:33 UTC
De Shon Larry DDirector · CEO and President
Exercise / conversionCommon Stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000003 · wf-form4_151674317536306.xml · nonDerivative · entry 1

De Shon Larry D · CIK 0001376942 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:32 UTC
Calabria David TSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 763 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000002 · wf-form4_151674311467907.xml · derivative · entry 3

Calabria David T · CIK 0001606770 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Original grant was awarded in 2015 and vested in three equal installments on January 21, 2016, 2017 and 2018.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:32 UTC
Calabria David TSVP & Chief Accounting Officer
Tax withholdingCommon Stock 280 $45.78 $12,818.40
Disclosure

SEC source: 0000723612-18-000002 · wf-form4_151674311467907.xml · nonDerivative · entry 2

Calabria David T · CIK 0001606770 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,895

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:32 UTC
Calabria David TSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 763 $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000002 · wf-form4_151674311467907.xml · nonDerivative · entry 1

Calabria David T · CIK 0001606770 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:31 UTC
Linnen Edward PEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000001 · wf-form4_151674304653641.xml · derivative · entry 4

Linnen Edward P · CIK 0001566861 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Original grant was awarded in 2015 and vested in three equal installments on January 21, 2016, 2017 and 2018.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:31 UTC
Linnen Edward PEVP, Chief HR Officer
Tax withholdingCommon Stock 630 $45.78 $28,841.40
Disclosure

SEC source: 0000723612-18-000001 · wf-form4_151674304653641.xml · nonDerivative · entry 2

Linnen Edward P · CIK 0001566861 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,006

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 21:31 UTC
Linnen Edward PEVP, Chief HR Officer
Exercise / conversionCommon Stock 1,717 $0.00 $0.00
Disclosure

SEC source: 0000723612-18-000001 · wf-form4_151674304653641.xml · nonDerivative · entry 1

Linnen Edward P · CIK 0001566861 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to common stock upon the vesting of such units on a one-to-one basis.

Read SEC document
January 19, 2018 Filed Jan 23, 2018 19:14 UTC OtherEquity Swap (obligation to buy) · Derivative 1 Not disclosed Strike: $40.00 Not disclosed
Disclosure

SEC source: 0000902664-18-000362 · p18-0227form4.xml · derivative · entry 2

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1

Underlying: Common Stock · 4,000 shares

Expires 2018-01-19

F2 · security: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · security: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F1 · kind: On January 19, 2018, the previously reported option for cash-settled equity swaps was automatically exercised on its expiration date pursuant to its terms. As previously reported by the Reporting Persons, the option was settleable for a cash-settled equity swap referencing the number of shares of Common Stock equal to the total number of shares of Common Stock underlying the option.

F1 · shares: On January 19, 2018, the previously reported option for cash-settled equity swaps was automatically exercised on its expiration date pursuant to its terms. As previously reported by the Reporting Persons, the option was settleable for a cash-settled equity swap referencing the number of shares of Common Stock equal to the total number of shares of Common Stock underlying the option.

F1 · price: On January 19, 2018, the previously reported option for cash-settled equity swaps was automatically exercised on its expiration date pursuant to its terms. As previously reported by the Reporting Persons, the option was settleable for a cash-settled equity swap referencing the number of shares of Common Stock equal to the total number of shares of Common Stock underlying the option.

F1 · balance_after: On January 19, 2018, the previously reported option for cash-settled equity swaps was automatically exercised on its expiration date pursuant to its terms. As previously reported by the Reporting Persons, the option was settleable for a cash-settled equity swap referencing the number of shares of Common Stock equal to the total number of shares of Common Stock underlying the option.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 19, 2018 Filed Jan 23, 2018 19:14 UTC OtherOption (Right to buy) · Derivative 1 Not disclosed Strike: $40.00 Not disclosed
Disclosure

SEC source: 0000902664-18-000362 · p18-0227form4.xml · derivative · entry 1

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-01-19

F1 · kind: On January 19, 2018, the previously reported option for cash-settled equity swaps was automatically exercised on its expiration date pursuant to its terms. As previously reported by the Reporting Persons, the option was settleable for a cash-settled equity swap referencing the number of shares of Common Stock equal to the total number of shares of Common Stock underlying the option.

F1 · shares: On January 19, 2018, the previously reported option for cash-settled equity swaps was automatically exercised on its expiration date pursuant to its terms. As previously reported by the Reporting Persons, the option was settleable for a cash-settled equity swap referencing the number of shares of Common Stock equal to the total number of shares of Common Stock underlying the option.

F1 · price: On January 19, 2018, the previously reported option for cash-settled equity swaps was automatically exercised on its expiration date pursuant to its terms. As previously reported by the Reporting Persons, the option was settleable for a cash-settled equity swap referencing the number of shares of Common Stock equal to the total number of shares of Common Stock underlying the option.

F1 · derivative.exercise_date: On January 19, 2018, the previously reported option for cash-settled equity swaps was automatically exercised on its expiration date pursuant to its terms. As previously reported by the Reporting Persons, the option was settleable for a cash-settled equity swap referencing the number of shares of Common Stock equal to the total number of shares of Common Stock underlying the option.

F1 · balance_after: On January 19, 2018, the previously reported option for cash-settled equity swaps was automatically exercised on its expiration date pursuant to its terms. As previously reported by the Reporting Persons, the option was settleable for a cash-settled equity swap referencing the number of shares of Common Stock equal to the total number of shares of Common Stock underlying the option.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 21:48 UTC
NELSON RONALD LDirector · Executive Chairman
SaleCommon Stock 50,000 $40.77 $2,038,500.00
Disclosure

SEC source: 0000723612-17-000163 · wf-form4_151302890462211.xml · nonDerivative · entry 2

NELSON RONALD L · CIK 0001176368 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,714

F2 · price: Price reflects the weighted average sale price for the sale transactions made on the date reported above. Sale prices ranged from $40.53 to $41.25. Mr. Nelson will provide, upon request by the Staff, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 21:47 UTC Exercise / conversionStock options (right to buy) · Derivative 47,500 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0000723612-17-000162 · wf-form4_151302884466581.xml · derivative · entry 3

Deaver W Scott · CIK 0001371895 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,500 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 21:47 UTC SaleCommon Stock 47,500 $40.80 $1,938,000.00
Disclosure

SEC source: 0000723612-17-000162 · wf-form4_151302884466581.xml · nonDerivative · entry 2

Deaver W Scott · CIK 0001371895 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,674

F1 · kind: A portion of the proceeds from the sale were used to pay the exercise price of stock options, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2 · price: Price reflects the weighted average sale price for the sale transactions made on the date reported above. Sale prices ranged from $40.53 to $41.25. Mr. Deaver will provide, upon request by the Staff, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 21:47 UTC Exercise / conversionCommon Stock 47,500 $0.79 $37,525.00
Disclosure

SEC source: 0000723612-17-000162 · wf-form4_151302884466581.xml · nonDerivative · entry 1

Deaver W Scott · CIK 0001371895 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 21:46 UTC
Calabria David TSVP & Chief Accounting Officer
SaleCommon Stock 1,250 $41.71 $52,137.50
Disclosure

SEC source: 0000723612-17-000161 · wf-form4_151302878472703.xml · nonDerivative · entry 1

Calabria David T · CIK 0001606770 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherEquity Swap (obligation to buy) · Derivative 1 Not disclosed Strike: $26.41 Not disclosed
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · derivative · entry 13

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1

Underlying: Common Stock · 288,439 shares

Expires 2019-02-25

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · shares: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · price: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · derivative.exercise_date: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · balance_after: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherEquity Swap (obligation to buy) · Derivative 1 Not disclosed Strike: $26.30 Not disclosed
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · derivative · entry 12

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1

Underlying: Common Stock · 213,321 shares

Expires 2019-02-25

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · shares: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · price: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · derivative.exercise_date: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · balance_after: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherEquity Swap (obligation to buy) · Derivative 1 Not disclosed Strike: $40.03 Not disclosed
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · derivative · entry 11

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 1,621,445 shares

Expires 2019-01-11

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · shares: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · price: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · derivative.exercise_date: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · balance_after: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherEquity Swap (obligation to buy) · Derivative 1 Not disclosed Strike: $39.99 Not disclosed
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · derivative · entry 10

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 1,376,795 shares

Expires 2019-01-11

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · shares: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · price: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · derivative.exercise_date: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F1 · balance_after: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC PurchaseCommon Stock 3,500,000 $40.56 $141,960,000.00
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · nonDerivative · entry 9

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,000,000

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherCommon Stock 288,439 $40.56 $11,699,085.84
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · nonDerivative · entry 8

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,500,000

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherCommon Stock 288,439 $26.41 $7,617,673.99
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · nonDerivative · entry 7

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,788,439

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherCommon Stock 213,321 $40.56 $8,652,299.76
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · nonDerivative · entry 6

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,500,000

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherCommon Stock 213,321 $26.30 $5,610,342.30
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · nonDerivative · entry 5

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,713,321

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherCommon Stock 1,621,445 $40.56 $65,765,809.20
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · nonDerivative · entry 4

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,500,000

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherCommon Stock 1,621,445 $40.03 $64,906,443.35
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · nonDerivative · entry 3

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,121,445

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherCommon Stock 1,376,795 $40.56 $55,842,805.20
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · nonDerivative · entry 2

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,500,000

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 01:17 UTC OtherCommon Stock, par value $0.01 ("Common Stock") 1,376,795 $39.99 $55,058,032.05
Disclosure

SEC source: 0000902664-17-004552 · p17-2333form4.xml · nonDerivative · entry 1

SRS Investment Management, LLC · CIK 0001503174 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,876,795

F1 · kind: Equity swaps settled on December 8, 2017 pursuant to their terms based on the closing price of the Common Stuck on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company, ("SRS") serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma, an Indian citizen ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:48 UTC
NELSON RONALD LDirector · Executive Chairman
SaleCommon Stock 50,000 $41.03 $2,051,500.00
Disclosure

SEC source: 0000723612-17-000163 · wf-form4_151302890462211.xml · nonDerivative · entry 1

NELSON RONALD L · CIK 0001176368 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,714

F1 · price: Price reflects the weighted average sale price for the sale transactions made on the date reported above. Sale prices ranged from $40.44 to 41.50. Mr. Nelson will provide, upon request by the Staff, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:04 UTC
NELSON RONALD LDirector · Executive Chairman
Exercise / conversionPerformance-Vesting Stock Options (right to buy) · Derivative 212,500 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0000723612-17-000160 · wf-form4_151251148520101.xml · derivative · entry 6

NELSON RONALD L · CIK 0001176368 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 212,500 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:04 UTC
NELSON RONALD LDirector · Executive Chairman
Exercise / conversionStock options (right to buy) · Derivative 212,500 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0000723612-17-000160 · wf-form4_151251148520101.xml · derivative · entry 5

NELSON RONALD L · CIK 0001176368 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 212,500 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:04 UTC
NELSON RONALD LDirector · Executive Chairman
SaleCommon Stock 15,472 $40.97 $633,887.84
Disclosure

SEC source: 0000723612-17-000160 · wf-form4_151251148520101.xml · nonDerivative · entry 4

NELSON RONALD L · CIK 0001176368 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F3 · price: Price reflects the weighted average sale price for the sale transactions made on the date reported above. Sale prices ranged from $40.44 to $41.41. Mr. Nelson will provide, upon request by the Staff, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price.

F4 · ownership.direct: Securities are held by a family trust. Mr. Nelson's wife is a trustee of the trust. Mr. Nelson disclaims beneficial ownership of the securities held by the trust, and the filing of this report is not an admission that Mr. Nelson is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:04 UTC
NELSON RONALD LDirector · Executive Chairman
SaleCommon Stock 275,000 $40.22 $11,060,500.00
Disclosure

SEC source: 0000723612-17-000160 · wf-form4_151251148520101.xml · nonDerivative · entry 3

NELSON RONALD L · CIK 0001176368 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,714

F1 · kind: A portion of the proceeds from the sale were used to pay the exercise price of stock options, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2 · price: Price reflects the weighted average sale price for the sale transactions made on the date reported above. Sale prices ranged from $39.81 to 40.63. Mr. Nelson will provide, upon request by the Staff, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:04 UTC
NELSON RONALD LDirector · Executive Chairman
Exercise / conversionCommon Stock 212,500 $0.79 $167,875.00
Disclosure

SEC source: 0000723612-17-000160 · wf-form4_151251148520101.xml · nonDerivative · entry 2

NELSON RONALD L · CIK 0001176368 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:04 UTC
NELSON RONALD LDirector · Executive Chairman
Exercise / conversionCommon Stock 212,500 $0.79 $167,875.00
Disclosure

SEC source: 0000723612-17-000160 · wf-form4_151251148520101.xml · nonDerivative · entry 1

NELSON RONALD L · CIK 0001176368 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:04 UTC Exercise / conversionStock options (right to buy) · Derivative 40,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0000723612-17-000159 · wf-form4_151251146573970.xml · derivative · entry 3

Deaver W Scott · CIK 0001371895 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 40,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:04 UTC SaleCommon Stock 40,000 $39.05 $1,562,000.00
Disclosure

SEC source: 0000723612-17-000159 · wf-form4_151251146573970.xml · nonDerivative · entry 2

Deaver W Scott · CIK 0001371895 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,674

F1 · kind: A portion of the proceeds from the sale were used to pay the exercise price of stock options, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2 · price: Price reflects the weighted average sale price for the sale transactions made on the date reported above. Sale prices ranged from $38.82 to $39.14. Mr. Deaver will provide, upon request by the Staff, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:04 UTC Exercise / conversionCommon Stock 40,000 $0.79 $31,600.00
Disclosure

SEC source: 0000723612-17-000159 · wf-form4_151251146573970.xml · nonDerivative · entry 1

Deaver W Scott · CIK 0001371895 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:34 UTC SaleCommon Stock 831 $35.36 $29,384.16
Disclosure

SEC source: 0000723612-17-000152 · wf-form4_151060886575884.xml · nonDerivative · entry 2

Hardy John D. Jr. · CIK 0001431000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale of shares was made pursuant to a pre-established 10b5-1 plan.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:41 UTC GrantCommon Stock 807 $35.33 $28,511.31
Disclosure

SEC source: 0000723612-17-000158 · wf-form4_151060930497006.xml · nonDerivative · entry 1

SALERNO F ROBERT · CIK 0001047581 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by NQ Deferred Compensation Plan

Disclosed balance after: 19,589

F1 · price: Award represents the portion of non-employee director retainer fees through December 31, 2017 paid in deferred common stock of the Company. All shares are deferred into the Non-Employee Directors Deferred Compensation Plan and converted into deferred stock units thereunder. Payable upon termination of service as director in accordance with the plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.