Tapewire

Nasdaq · USD

CAR

AVIS BUDGET GROUP, INC.

Export transactions ↓
Tapewire entity
3919
SEC CIK
0000723612
Parsed reports
559

Last 12 months

Inside the activity.

1 purchase rows · 127 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 20260123
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 5, 2021 21:54 UTC
Ferraro Joseph A.President and CEO
Exercise / conversionCommon Stock 3,751 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000057 · wf-form4_163347085004074.xml · nonDerivative · entry 1

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
September 10, 2021 Filed Sep 15, 2021 00:01 UTC
SRS Investment Management, LLCDirector · 10% owner
Sarma Karthik R.Director · 10% owner
OtherEquity Swap (obligation to buy) · Derivative 1 Not disclosed Strike: $35.33 Not disclosed
Disclosure

SEC source: 0000950142-21-002905 · es210183838_4-avis.xml · derivative · entry 3

SRS Investment Management, LLC · CIK 0001503174 · Director · 10% owner

Sarma Karthik R. · CIK 0001813668 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,018,722

Underlying: Common Stock · 1,000,000 shares

Expires 2023-03-06

F1 · kind: Equity swaps cash settled on September 10, 2021 pursuant to their terms based on the closing price of the Common Stock on such date. The swaps were exercisable at any time.

F1 · shares: Equity swaps cash settled on September 10, 2021 pursuant to their terms based on the closing price of the Common Stock on such date. The swaps were exercisable at any time.

F1 · price: Equity swaps cash settled on September 10, 2021 pursuant to their terms based on the closing price of the Common Stock on such date. The swaps were exercisable at any time.

F1 · derivative.exercise_date: Equity swaps cash settled on September 10, 2021 pursuant to their terms based on the closing price of the Common Stock on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company ("SRS"), serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds. Mr. Sarma is a director of the Issuer. SRS may be deemed a director by deputization by virtue of its relationship with Mr. Sarma.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
September 10, 2021 Filed Sep 15, 2021 00:01 UTC
SRS Investment Management, LLCDirector · 10% owner
Sarma Karthik R.Director · 10% owner
OtherCommon Stock 1,000,000 $90.18 $90,180,000.00
Disclosure

SEC source: 0000950142-21-002905 · es210183838_4-avis.xml · nonDerivative · entry 2

SRS Investment Management, LLC · CIK 0001503174 · Director · 10% owner

Sarma Karthik R. · CIK 0001813668 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,430,882

F1 · kind: Equity swaps cash settled on September 10, 2021 pursuant to their terms based on the closing price of the Common Stock on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company ("SRS"), serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds. Mr. Sarma is a director of the Issuer. SRS may be deemed a director by deputization by virtue of its relationship with Mr. Sarma.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
September 10, 2021 Filed Sep 15, 2021 00:01 UTC
SRS Investment Management, LLCDirector · 10% owner
Sarma Karthik R.Director · 10% owner
OtherCommon Stock 1,000,000 $35.33 $35,330,000.00
Disclosure

SEC source: 0000950142-21-002905 · es210183838_4-avis.xml · nonDerivative · entry 1

SRS Investment Management, LLC · CIK 0001503174 · Director · 10% owner

Sarma Karthik R. · CIK 0001813668 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,430,882

F1 · kind: Equity swaps cash settled on September 10, 2021 pursuant to their terms based on the closing price of the Common Stock on such date. The swaps were exercisable at any time.

F1 · balance_after: Equity swaps cash settled on September 10, 2021 pursuant to their terms based on the closing price of the Common Stock on such date. The swaps were exercisable at any time.

F2 · ownership.nature: SRS Investment Management, LLC, a Delaware limited liability company ("SRS"), serves as investment manager to certain investment funds (the "Funds") and has investment discretion with respect to the securities reported herein which are held by the Funds. SRS Investment Management, LP ("SRS IM"), a Delaware limited partnership, is the managing member of the Investment Manager. SRS Investment Management GP, LLC, a Delaware limited liability company ("SRS IM GP"), is the general partner of SRS IM. Karthik R. Sarma ("Mr. Sarma," and together with SRS, the "Reporting Persons") is the managing member and principal of SRS IM GP. In such capacities, Mr. Sarma and the Investment Manager may be deemed to have voting and dispositive power with respect to the shares of Common Stock held for the Funds. Mr. Sarma is a director of the Issuer. SRS may be deemed a director by deputization by virtue of its relationship with Mr. Sarma.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:27 UTC
Martins Izilda PEVP, Americas
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000056 · wf-form4_163105360776801.xml · derivative · entry 3

Martins Izilda P · CIK 0001505300 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Units vest in two equal installments on September 2, 2020 and 2021.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:27 UTC
Martins Izilda PEVP, Americas
Tax withholdingCommon Stock 283 $94.99 $26,882.17
Disclosure

SEC source: 0000723612-21-000056 · wf-form4_163105360776801.xml · nonDerivative · entry 2

Martins Izilda P · CIK 0001505300 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,855

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:27 UTC
Martins Izilda PEVP, Americas
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000056 · wf-form4_163105360776801.xml · nonDerivative · entry 1

Martins Izilda P · CIK 0001505300 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:24 UTC
Ferraro Joseph A.President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000055 · wf-form4_163105344248584.xml · derivative · entry 4

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Units vest in two equal installments on September 2, 2020 and 2021.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:24 UTC
Ferraro Joseph A.President and CEO
Tax withholdingCommon Stock 1,837 $94.99 $174,496.63
Disclosure

SEC source: 0000723612-21-000055 · wf-form4_163105344248584.xml · nonDerivative · entry 2

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,259

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:24 UTC
Ferraro Joseph A.President and CEO
Exercise / conversionCommon Stock 3,751 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000055 · wf-form4_163105344248584.xml · nonDerivative · entry 1

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:59 UTC
Choi Brian JEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 29,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000054 · wf-form4_163061996414439.xml · derivative · entry 4

Choi Brian J · CIK 0001665227 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,634

Underlying: Common Stock · 29,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Units vest in three equal installments on August 31, 2021, 2022 and 2023.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:59 UTC
Choi Brian JEVP & Chief Financial Officer
Tax withholdingCommon Stock 12,713 $90.75 $1,153,704.75
Disclosure

SEC source: 0000723612-21-000054 · wf-form4_163061996414439.xml · nonDerivative · entry 2

Choi Brian J · CIK 0001665227 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,604

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:59 UTC
Choi Brian JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 29,317 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000054 · wf-form4_163061996414439.xml · nonDerivative · entry 1

Choi Brian J · CIK 0001665227 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 21:29 UTC
Rankin Patrick KPresident, International
Exercise / conversionRestricted Stock Units · Derivative 8,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000053 · wf-form4_162863097255855.xml · derivative · entry 4

Rankin Patrick K · CIK 0001779736 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

Underlying: Common Stock · 8,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

F4 · derivative.exercise_date: Units vest in three equal installments on August 7, 2020, 2021 and 2022.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 21:29 UTC
Rankin Patrick KPresident, International
Exercise / conversionRestricted Stock Units · Derivative 16,021 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000053 · wf-form4_162863097255855.xml · derivative · entry 3

Rankin Patrick K · CIK 0001779736 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 21:29 UTC
Rankin Patrick KPresident, International
Tax withholdingCommon Stock 11,295 $83.58 $944,036.10
Disclosure

SEC source: 0000723612-21-000053 · wf-form4_162863097255855.xml · nonDerivative · entry 2

Rankin Patrick K · CIK 0001779736 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,378

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 21:29 UTC
Rankin Patrick KPresident, International
Exercise / conversionCommon Stock 24,031 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000053 · wf-form4_162863097255855.xml · nonDerivative · entry 1

Rankin Patrick K · CIK 0001779736 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 21:28 UTC
Ferraro Joseph A.President and CEO
Exercise / conversionRestricted Stock Units · Derivative 48,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000052 · wf-form4_162863088845040.xml · derivative · entry 4

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 21:28 UTC
Ferraro Joseph A.President and CEO
Tax withholdingCommon Stock 23,536 $83.58 $1,967,138.88
Disclosure

SEC source: 0000723612-21-000052 · wf-form4_162863088845040.xml · nonDerivative · entry 2

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,345

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 21:28 UTC
Ferraro Joseph A.President and CEO
Exercise / conversionCommon Stock 48,062 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000052 · wf-form4_162863088845040.xml · nonDerivative · entry 1

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:04 UTC
Martins Izilda PEVP, Americas
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000051 · wf-form4_162819739543562.xml · derivative · entry 3

Martins Izilda P · CIK 0001505300 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Units vest in two equal installments on August 3, 2020 and August 3, 2021.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:04 UTC
Martins Izilda PEVP, Americas
Tax withholdingCommon Stock 283 $89.82 $25,419.06
Disclosure

SEC source: 0000723612-21-000051 · wf-form4_162819739543562.xml · nonDerivative · entry 2

Martins Izilda P · CIK 0001505300 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,238

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:04 UTC
Martins Izilda PEVP, Americas
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000051 · wf-form4_162819739543562.xml · nonDerivative · entry 1

Martins Izilda P · CIK 0001505300 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:02 UTC
Ferraro Joseph A.President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000050 · wf-form4_162819725002115.xml · derivative · entry 4

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Units vest in two equal installments on August 3, 2020 and August 3, 2021.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:02 UTC
Ferraro Joseph A.President and CEO
Tax withholdingCommon Stock 1,837 $89.82 $164,999.34
Disclosure

SEC source: 0000723612-21-000050 · wf-form4_162819725002115.xml · nonDerivative · entry 2

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,819

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:02 UTC
Ferraro Joseph A.President and CEO
Exercise / conversionCommon Stock 3,751 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000050 · wf-form4_162819725002115.xml · nonDerivative · entry 1

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 21:24 UTC
Martins Izilda PEVP, Americas
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000043 · wf-form4_162560667265903.xml · derivative · entry 3

Martins Izilda P · CIK 0001505300 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Units vest in two equal installments on July 2, 2020 and July 2, 2021.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 21:24 UTC
Martins Izilda PEVP, Americas
Tax withholdingCommon Stock 283 $78.94 $22,340.02
Disclosure

SEC source: 0000723612-21-000043 · wf-form4_162560667265903.xml · nonDerivative · entry 2

Martins Izilda P · CIK 0001505300 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,621

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 21:24 UTC
Martins Izilda PEVP, Americas
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000043 · wf-form4_162560667265903.xml · nonDerivative · entry 1

Martins Izilda P · CIK 0001505300 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 21:23 UTC
Ferraro Joseph A.President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000042 · wf-form4_162560658268104.xml · derivative · entry 4

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Units vest in two equal installments on July 2, 2020 and July 2, 2021.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 21:23 UTC
Ferraro Joseph A.President and CEO
Tax withholdingCommon Stock 1,837 $78.94 $145,012.78
Disclosure

SEC source: 0000723612-21-000042 · wf-form4_162560658268104.xml · nonDerivative · entry 2

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,905

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 21:23 UTC
Ferraro Joseph A.President and CEO
Exercise / conversionCommon Stock 3,751 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000042 · wf-form4_162560658268104.xml · nonDerivative · entry 1

Ferraro Joseph A. · CIK 0001628500 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically converted to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:12 UTC
Hees BernardoDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 65,531 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000041 · wf-form4_162526030152022.xml · derivative · entry 5

Hees Bernardo · CIK 0001552354 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F5 · derivative.exercise_date: Units vest on the one-year anniversary of the date of grant.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:12 UTC
Hees BernardoDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 14,562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000041 · wf-form4_162526030152022.xml · derivative · entry 4

Hees Bernardo · CIK 0001552354 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,125

Underlying: Common Stock · 14,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F3 · derivative.exercise_date: Units vest in three equal installments on June 30, 2021, 2022 and 2023.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:12 UTC
Hees BernardoDirector · Executive Chairman
Tax withholdingCommon Stock 33,731 $77.89 $2,627,307.59
Disclosure

SEC source: 0000723612-21-000041 · wf-form4_162526030152022.xml · nonDerivative · entry 2

Hees Bernardo · CIK 0001552354 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,031

F2 · kind: Represents tax withholdings in connection with the vesting of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:12 UTC
Hees BernardoDirector · Executive Chairman
Exercise / conversionCommon Stock 80,093 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000041 · wf-form4_162526030152022.xml · nonDerivative · entry 1

Hees Bernardo · CIK 0001552354 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:04 UTC
Sita VereshEVP, CDIO (1)
PurchaseCommon Stock 1,685 $89.00 $149,965.00
Disclosure

SEC source: 0000723612-21-000034 · wf-form4_162370466766737.xml · nonDerivative · entry 1

Sita Veresh · CIK 0001850817 · EVP, CDIO (1)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,490

Read SEC document
May 14, 2021 Filed May 17, 2021 20:58 UTC SaleCommon Stock 5,760 $83.50 $480,960.00
Disclosure

SEC source: 0000723612-21-000033 · wf-form4_162128510829313.xml · nonDerivative · entry 1

KROMINGA LYNN · CIK 0001376958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,623

F1 · price: Price reflects the weighted average sale price for the sale transactions made on the date reported above. Sale prices ranged from $83.41 to $83.62. The reporting person will provide, upon request by the Staff, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 12, 2021 Filed May 13, 2021 21:04 UTC
Hees BernardoDirector · Executive Chairman
PurchaseCommon Stock 62,500 $79.43 $4,964,375.00
Disclosure

SEC source: 0000723612-21-000032 · wf-form4_162093985160338.xml · nonDerivative · entry 2

Hees Bernardo · CIK 0001552354 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 493,669

F2 · price: Price reflects the weighted average purchase price for the purchase transactions made on the date reported above. Purchase prices ranged from $79.05 to $79.94. The reporting person will provide, upon request by the Staff, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price.

F1 · ownership.nature: Reflects shares held by the BHJH Master Trust LLC, which also reflects an exempt transfer of 286,780 shares from the BVH Revocable Trust to the BHJH Master Trust LLC. By virtue of his position as chief investment adviser of the BHJH Master Trust LLC, Bernardo Hees may be deemed to be a beneficial owner of the securities listed.

Read SEC document
May 12, 2021 Filed May 13, 2021 21:04 UTC
Hees BernardoDirector · Executive Chairman
PurchaseCommon Stock 500 $74.94 $37,470.00
Disclosure

SEC source: 0000723612-21-000032 · wf-form4_162093985160338.xml · nonDerivative · entry 1

Hees Bernardo · CIK 0001552354 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 430,669

F1 · ownership.nature: Reflects shares held by the BHJH Master Trust LLC, which also reflects an exempt transfer of 286,780 shares from the BVH Revocable Trust to the BHJH Master Trust LLC. By virtue of his position as chief investment adviser of the BHJH Master Trust LLC, Bernardo Hees may be deemed to be a beneficial owner of the securities listed.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:10 UTC
DeGenova CathleenChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000025 · wf-form4_161601539560045.xml · derivative · entry 3

DeGenova Cathleen · CIK 0001783001 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

Underlying: Common Stock · 407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F2 · derivative.exercise_date: Units vest in three equal installments on March 15, 2020, 2021 and 2022.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:10 UTC
DeGenova CathleenChief Accounting Officer
Tax withholdingCommon Stock 169 $72.04 $12,174.76
Disclosure

SEC source: 0000723612-21-000025 · wf-form4_161601539560045.xml · nonDerivative · entry 2

DeGenova Cathleen · CIK 0001783001 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:10 UTC
DeGenova CathleenChief Accounting Officer
Exercise / conversionCommon Stock 407 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000025 · wf-form4_161601539560045.xml · nonDerivative · entry 1

DeGenova Cathleen · CIK 0001783001 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:08 UTC
Sera Jean MSVP, GC & Corp. Sec.
Exercise / conversionRestricted Stock Units · Derivative 2,178 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000024 · wf-form4_161601531644685.xml · derivative · entry 4

Sera Jean M · CIK 0001808284 · SVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

Underlying: Common Stock · 2,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F4 · derivative.exercise_date: Units vest in three equal installments on March 15, 2020, 2021 and 2022.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:08 UTC
Sera Jean MSVP, GC & Corp. Sec.
Exercise / conversionRestricted Stock Units · Derivative 1,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000024 · wf-form4_161601531644685.xml · derivative · entry 3

Sera Jean M · CIK 0001808284 · SVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F2 · derivative.exercise_date: Units vest in three equal installments on March 15, 2019, 2020 and 2021.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:08 UTC
Sera Jean MSVP, GC & Corp. Sec.
Tax withholdingCommon Stock 1,677 $72.04 $120,811.08
Disclosure

SEC source: 0000723612-21-000024 · wf-form4_161601531644685.xml · nonDerivative · entry 2

Sera Jean M · CIK 0001808284 · SVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,772

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:08 UTC
Sera Jean MSVP, GC & Corp. Sec.
Exercise / conversionCommon Stock 3,615 $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000024 · wf-form4_161601531644685.xml · nonDerivative · entry 1

Sera Jean M · CIK 0001808284 · SVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:07 UTC
Linnen Edward PEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 3,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000023 · wf-form4_161601521120688.xml · derivative · entry 5

Linnen Edward P · CIK 0001566861 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,686

Underlying: Common Stock · 3,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F4 · derivative.exercise_date: Units vest in three equal installments on March 15, 2020, 2021 and 2022.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:07 UTC
Linnen Edward PEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 2,395 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723612-21-000023 · wf-form4_161601521120688.xml · derivative · entry 4

Linnen Edward P · CIK 0001566861 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units which automatically convert to Common Stock upon the vesting of such units on a one-to-one basis.

F2 · derivative.exercise_date: Units vest in three equal installments on March 15, 2019, 2020 and 2021.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:07 UTC
Linnen Edward PEVP, Chief HR Officer
Tax withholdingCommon Stock 2,820 $72.04 $203,152.80
Disclosure

SEC source: 0000723612-21-000023 · wf-form4_161601521120688.xml · nonDerivative · entry 2

Linnen Edward P · CIK 0001566861 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,831

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.