Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionCommon Stock | 6,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008569 · doc4.xml · nonDerivative · entry 2 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 23,458 | $0.00 Strike: $7.53 | $0.00 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · derivative · entry 12 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,458 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,380 | $0.00 Strike: $7.51 | $0.00 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · derivative · entry 11 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,630 Underlying: Common Stock · 1,380 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionRestricted Stock Units · Derivative | 6,027.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · derivative · entry 10 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,027.9 Underlying: Common Stock · 6,027.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F7 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F7 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F8 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
SaleCommon Stock | 23,458 | $15.75 | $369,463.50 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 8 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,807 F4 · shares: The reported transactions occurred pursuant to the terms of a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 23,458 | $7.53 | $176,638.74 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 7 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The reported transactions occurred pursuant to the terms of a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
SaleCommon Stock | 1,380 | $15.75 | $21,735.00 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 6 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,807 F4 · shares: The reported transactions occurred pursuant to the terms of a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 1,380 | $7.51 | $10,363.80 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 5 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The reported transactions occurred pursuant to the terms of a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Tax withholdingCommon Stock | 2,833 | $15.12 | $42,834.96 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 4 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,807 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 6,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 3 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:42 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionRestricted Stock Units · Derivative | 6,027.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008567 · doc4.xml · derivative · entry 6 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,027.9 Underlying: Common Stock · 6,027.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F6 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F7 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:42 UTC |
Hocknell AlanSVP, Research & Development
|
Tax withholdingCommon Stock | 3,253 | $15.12 | $49,185.36 |
DisclosureSEC source: 0001209191-18-008567 · doc4.xml · nonDerivative · entry 4 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,717 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:42 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionCommon Stock | 6,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008567 · doc4.xml · nonDerivative · entry 3 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:41 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionRestricted Stock Units · Derivative | 6,027.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008565 · doc4.xml · derivative · entry 4 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,027.9 Underlying: Common Stock · 6,027.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:41 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 6,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008565 · doc4.xml · nonDerivative · entry 2 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:41 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,027.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008564 · doc4.xml · derivative · entry 6 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,027.9 Underlying: Common Stock · 6,027.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F6 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F7 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:41 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
Tax withholdingCommon Stock | 3,253 | $15.12 | $49,185.36 |
DisclosureSEC source: 0001209191-18-008564 · doc4.xml · nonDerivative · entry 4 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,434 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:41 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
Exercise / conversionCommon Stock | 6,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008564 · doc4.xml · nonDerivative · entry 3 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:40 UTC |
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 6,027.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008563 · doc4.xml · derivative · entry 6 Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,027.9 Underlying: Common Stock · 6,027.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F6 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F7 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:40 UTC |
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 3,253 | $15.12 | $49,185.36 |
DisclosureSEC source: 0001209191-18-008563 · doc4.xml · nonDerivative · entry 4 Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,510 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:40 UTC |
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 6,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008563 · doc4.xml · nonDerivative · entry 3 Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:39 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 43,058.28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008562 · doc4.xml · derivative · entry 3 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,058.28 Underlying: Common Stock · 43,058.28 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:39 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Tax withholdingCommon Stock | 23,243 | $15.12 | $351,434.16 |
DisclosureSEC source: 0001209191-18-008562 · doc4.xml · nonDerivative · entry 2 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,064 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 23:39 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionCommon Stock | 43,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008562 · doc4.xml · nonDerivative · entry 1 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:44 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,332.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008570 · doc4.xml · derivative · entry 5 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,662.24 Underlying: Common Stock · 1,332.12 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:44 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Tax withholdingCommon Stock | 591 | $14.59 | $8,622.69 |
DisclosureSEC source: 0001209191-18-008570 · doc4.xml · nonDerivative · entry 2 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,259 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:44 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008570 · doc4.xml · nonDerivative · entry 1 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:43 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008569 · doc4.xml · derivative · entry 3 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,320.84 Underlying: Common Stock · 4,660.42 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F3 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:43 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionCommon Stock | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008569 · doc4.xml · nonDerivative · entry 1 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · derivative · entry 9 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,320.84 Underlying: Common Stock · 4,660.42 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Tax withholdingCommon Stock | 2,190 | $14.59 | $31,952.10 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 2 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,613 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:43 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 1 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:42 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008567 · doc4.xml · derivative · entry 5 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,320.84 Underlying: Common Stock · 4,660.42 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:42 UTC |
Hocknell AlanSVP, Research & Development
|
Tax withholdingCommon Stock | 2,516 | $14.59 | $36,708.44 |
DisclosureSEC source: 0001209191-18-008567 · doc4.xml · nonDerivative · entry 2 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,943 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:42 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionCommon Stock | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008567 · doc4.xml · nonDerivative · entry 1 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:41 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008565 · doc4.xml · derivative · entry 3 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,320.84 Underlying: Common Stock · 4,660.42 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F3 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:41 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008565 · doc4.xml · nonDerivative · entry 1 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:41 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,992.54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008564 · doc4.xml · derivative · entry 5 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,983.07 Underlying: Common Stock · 5,992.54 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:41 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
Tax withholdingCommon Stock | 3,235 | $14.59 | $47,198.65 |
DisclosureSEC source: 0001209191-18-008564 · doc4.xml · nonDerivative · entry 2 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,660 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:41 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
Exercise / conversionCommon Stock | 5,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008564 · doc4.xml · nonDerivative · entry 1 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:40 UTC |
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008563 · doc4.xml · derivative · entry 5 Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,320.84 Underlying: Common Stock · 4,660.42 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:40 UTC |
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 2,516 | $14.59 | $36,708.44 |
DisclosureSEC source: 0001209191-18-008563 · doc4.xml · nonDerivative · entry 2 Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,736 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:40 UTC |
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008563 · doc4.xml · nonDerivative · entry 1 Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2018 Filed Feb 3, 2018 00:04 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionPerformance Stock Unit · Derivative | 32,762.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007197 · doc4.xml · derivative · entry 4 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,762.23 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F3 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F6 · derivative.exercise_date: On February 2, 2015, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 18, 2016, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date provided the reporting person remained employed by the Company. F6 · derivative.expiration_date: On February 2, 2015, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 18, 2016, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date provided the reporting person remained employed by the Company. F7 · balance_after: Represents only the PSUs granted on February 2, 2015 and does not include other PSUs with different vesting terms. Read SEC document |
| February 02, 2018 Filed Feb 3, 2018 00:04 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 6,940.14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007197 · doc4.xml · derivative · entry 3 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,940.14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015. They vest in full on the third anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015. They vest in full on the third anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms. Read SEC document |
| February 02, 2018 Filed Feb 3, 2018 00:04 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionCommon Stock | 32,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007197 · doc4.xml · nonDerivative · entry 2 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2018 Filed Feb 3, 2018 00:04 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionCommon Stock | 6,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007197 · doc4.xml · nonDerivative · entry 1 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2018 Filed Feb 3, 2018 00:04 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionPerformance Stock Unit · Derivative | 9,361.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007198 · doc4.xml · derivative · entry 6 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,361.38 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F7 · derivative.exercise_date: On February 2, 2015, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 18, 2016, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date provided the reporting person remained employed by the Company. F7 · derivative.expiration_date: On February 2, 2015, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 18, 2016, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date provided the reporting person remained employed by the Company. F8 · balance_after: Represents only the PSUs granted on February 2, 2015 and does not include other PSUs with different vesting terms. Read SEC document |
| February 02, 2018 Filed Feb 3, 2018 00:04 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,982.32 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007198 · doc4.xml · derivative · entry 5 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,982.32 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on February 2, 2015. They vest in full on the third anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on February 2, 2015. They vest in full on the third anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms. Read SEC document |
| February 02, 2018 Filed Feb 3, 2018 00:04 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Tax withholdingCommon Stock | 4,607 | $14.49 | $66,755.43 |
DisclosureSEC source: 0001209191-18-007198 · doc4.xml · nonDerivative · entry 4 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,518 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.