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Callaway Golf Co

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4283
SEC CIK
0000837465
Parsed reports
666

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202604
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionCommon Stock 6,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008569 · doc4.xml · nonDerivative · entry 2

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 23,458 $0.00 Strike: $7.53 $0.00
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · derivative · entry 12

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,458 shares

Expires 2020-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,380 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · derivative · entry 11

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,630

Underlying: Common Stock · 1,380 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionRestricted Stock Units · Derivative 6,027.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · derivative · entry 10

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027.9

Underlying: Common Stock · 6,027.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F7 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F7 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F8 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
SaleCommon Stock 23,458 $15.75 $369,463.50
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 8

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,807

F4 · shares: The reported transactions occurred pursuant to the terms of a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionCommon Stock 23,458 $7.53 $176,638.74
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 7

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The reported transactions occurred pursuant to the terms of a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
SaleCommon Stock 1,380 $15.75 $21,735.00
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 6

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,807

F4 · shares: The reported transactions occurred pursuant to the terms of a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionCommon Stock 1,380 $7.51 $10,363.80
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 5

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The reported transactions occurred pursuant to the terms of a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Tax withholdingCommon Stock 2,833 $15.12 $42,834.96
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 4

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,807

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionCommon Stock 6,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 3

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:42 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionRestricted Stock Units · Derivative 6,027.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008567 · doc4.xml · derivative · entry 6

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027.9

Underlying: Common Stock · 6,027.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F6 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F7 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:42 UTC
Hocknell AlanSVP, Research & Development
Tax withholdingCommon Stock 3,253 $15.12 $49,185.36
Disclosure

SEC source: 0001209191-18-008567 · doc4.xml · nonDerivative · entry 4

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,717

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:42 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionCommon Stock 6,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008567 · doc4.xml · nonDerivative · entry 3

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:41 UTC
Boezeman Alex MitchellManaging Director, East Asia
Exercise / conversionRestricted Stock Units · Derivative 6,027.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008565 · doc4.xml · derivative · entry 4

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027.9

Underlying: Common Stock · 6,027.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F5 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F6 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:41 UTC
Boezeman Alex MitchellManaging Director, East Asia
Exercise / conversionCommon Stock 6,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008565 · doc4.xml · nonDerivative · entry 2

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:41 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
Exercise / conversionRestricted Stock Units · Derivative 6,027.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008564 · doc4.xml · derivative · entry 6

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027.9

Underlying: Common Stock · 6,027.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F6 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F7 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:41 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
Tax withholdingCommon Stock 3,253 $15.12 $49,185.36
Disclosure

SEC source: 0001209191-18-008564 · doc4.xml · nonDerivative · entry 4

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,434

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:41 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
Exercise / conversionCommon Stock 6,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008564 · doc4.xml · nonDerivative · entry 3

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:40 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,027.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008563 · doc4.xml · derivative · entry 6

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027.9

Underlying: Common Stock · 6,027.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F6 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F7 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:40 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
Tax withholdingCommon Stock 3,253 $15.12 $49,185.36
Disclosure

SEC source: 0001209191-18-008563 · doc4.xml · nonDerivative · entry 4

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,510

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:40 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
Exercise / conversionCommon Stock 6,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008563 · doc4.xml · nonDerivative · entry 3

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:39 UTC
BREWER OLIVER G IIIDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 43,058.28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008562 · doc4.xml · derivative · entry 3

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,058.28

Underlying: Common Stock · 43,058.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:39 UTC
BREWER OLIVER G IIIDirector · President and CEO
Tax withholdingCommon Stock 23,243 $15.12 $351,434.16
Disclosure

SEC source: 0001209191-18-008562 · doc4.xml · nonDerivative · entry 2

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,064

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2018 Filed Feb 8, 2018 23:39 UTC
BREWER OLIVER G IIIDirector · President and CEO
Exercise / conversionCommon Stock 43,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008562 · doc4.xml · nonDerivative · entry 1

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:44 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,332.12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008570 · doc4.xml · derivative · entry 5

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662.24

Underlying: Common Stock · 1,332.12 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:44 UTC
Thomas Jennifer L.Chief Accounting Officer
Tax withholdingCommon Stock 591 $14.59 $8,622.69
Disclosure

SEC source: 0001209191-18-008570 · doc4.xml · nonDerivative · entry 2

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,259

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:44 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionCommon Stock 1,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008570 · doc4.xml · nonDerivative · entry 1

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:43 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionRestricted Stock Units · Derivative 4,660.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008569 · doc4.xml · derivative · entry 3

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,320.84

Underlying: Common Stock · 4,660.42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:43 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008569 · doc4.xml · nonDerivative · entry 1

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionRestricted Stock Units · Derivative 4,660.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · derivative · entry 9

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,320.84

Underlying: Common Stock · 4,660.42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F5 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F6 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Tax withholdingCommon Stock 2,190 $14.59 $31,952.10
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 2

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,613

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:43 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008568 · doc4.xml · nonDerivative · entry 1

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:42 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionRestricted Stock Units · Derivative 4,660.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008567 · doc4.xml · derivative · entry 5

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,320.84

Underlying: Common Stock · 4,660.42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:42 UTC
Hocknell AlanSVP, Research & Development
Tax withholdingCommon Stock 2,516 $14.59 $36,708.44
Disclosure

SEC source: 0001209191-18-008567 · doc4.xml · nonDerivative · entry 2

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,943

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:42 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008567 · doc4.xml · nonDerivative · entry 1

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:41 UTC
Boezeman Alex MitchellManaging Director, East Asia
Exercise / conversionRestricted Stock Units · Derivative 4,660.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008565 · doc4.xml · derivative · entry 3

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,320.84

Underlying: Common Stock · 4,660.42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:41 UTC
Boezeman Alex MitchellManaging Director, East Asia
Exercise / conversionCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008565 · doc4.xml · nonDerivative · entry 1

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:41 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
Exercise / conversionRestricted Stock Units · Derivative 5,992.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008564 · doc4.xml · derivative · entry 5

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,983.07

Underlying: Common Stock · 5,992.54 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:41 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
Tax withholdingCommon Stock 3,235 $14.59 $47,198.65
Disclosure

SEC source: 0001209191-18-008564 · doc4.xml · nonDerivative · entry 2

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,660

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:41 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
Exercise / conversionCommon Stock 5,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008564 · doc4.xml · nonDerivative · entry 1

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:40 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,660.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008563 · doc4.xml · derivative · entry 5

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,320.84

Underlying: Common Stock · 4,660.42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 6, 2017 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 6, 2017 and does not include other RSUs with different vesting terms.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:40 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
Tax withholdingCommon Stock 2,516 $14.59 $36,708.44
Disclosure

SEC source: 0001209191-18-008563 · doc4.xml · nonDerivative · entry 2

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,736

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:40 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
Exercise / conversionCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008563 · doc4.xml · nonDerivative · entry 1

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs") plus the number of shares of common stock accrued with respect to such vested portion of the RSUs as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 02, 2018 Filed Feb 3, 2018 00:04 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionPerformance Stock Unit · Derivative 32,762.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007197 · doc4.xml · derivative · entry 4

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,762.23 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F6 · derivative.exercise_date: On February 2, 2015, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 18, 2016, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date provided the reporting person remained employed by the Company.

F6 · derivative.expiration_date: On February 2, 2015, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 18, 2016, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date provided the reporting person remained employed by the Company.

F7 · balance_after: Represents only the PSUs granted on February 2, 2015 and does not include other PSUs with different vesting terms.

Read SEC document
February 02, 2018 Filed Feb 3, 2018 00:04 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionRestricted Stock Units · Derivative 6,940.14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007197 · doc4.xml · derivative · entry 3

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,940.14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015. They vest in full on the third anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015. They vest in full on the third anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms.

Read SEC document
February 02, 2018 Filed Feb 3, 2018 00:04 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionCommon Stock 32,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007197 · doc4.xml · nonDerivative · entry 2

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis.

Read SEC document
February 02, 2018 Filed Feb 3, 2018 00:04 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionCommon Stock 6,940 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007197 · doc4.xml · nonDerivative · entry 1

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis.

Read SEC document
February 02, 2018 Filed Feb 3, 2018 00:04 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionPerformance Stock Unit · Derivative 9,361.38 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007198 · doc4.xml · derivative · entry 6

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,361.38 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis.

F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F7 · derivative.exercise_date: On February 2, 2015, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 18, 2016, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date provided the reporting person remained employed by the Company.

F7 · derivative.expiration_date: On February 2, 2015, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 18, 2016, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date provided the reporting person remained employed by the Company.

F8 · balance_after: Represents only the PSUs granted on February 2, 2015 and does not include other PSUs with different vesting terms.

Read SEC document
February 02, 2018 Filed Feb 3, 2018 00:04 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,982.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007198 · doc4.xml · derivative · entry 5

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,982.32 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F5 · derivative.exercise_date: The RSUs were granted on February 2, 2015. They vest in full on the third anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs were granted on February 2, 2015. They vest in full on the third anniversary of the grant date.

F6 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms.

Read SEC document
February 02, 2018 Filed Feb 3, 2018 00:04 UTC
Thomas Jennifer L.Chief Accounting Officer
Tax withholdingCommon Stock 4,607 $14.49 $66,755.43
Disclosure

SEC source: 0001209191-18-007198 · doc4.xml · nonDerivative · entry 4

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,518

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.