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CALY

Callaway Golf Co

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4283
SEC CIK
0000837465
Parsed reports
666

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202604
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202609
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 21, 2024 01:14 UTC OtherCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017449 · ownership.xml · nonDerivative · entry 4

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 0

F2 · kind: Represents in-kind distribution of shares of the Issuer's common stock for no consideration to members of TGP Advisors in accordance with its organizational documents.

F1 · ownership.nature: WestRiver Management LLC ("WestRiver Management") is the sole managing member of TGP Advisors, LLC ("TGP Advisors"). The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, TGP Advisors and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:14 UTC SaleCommon Stock 2,028 $14.79 $29,994.12
Disclosure

SEC source: 0000950170-24-017449 · ownership.xml · nonDerivative · entry 3

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 2,242

F1 · ownership.nature: WestRiver Management LLC ("WestRiver Management") is the sole managing member of TGP Advisors, LLC ("TGP Advisors"). The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, TGP Advisors and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:14 UTC Exercise / conversionCommon Stock 4,270 $6.91 $29,505.70
Disclosure

SEC source: 0000950170-24-017449 · ownership.xml · nonDerivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 4,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: WestRiver Management LLC ("WestRiver Management") is the sole managing member of TGP Advisors, LLC ("TGP Advisors"). The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, TGP Advisors and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 01:14 UTC SaleCommon Stock 10,000 $15.12 $151,200.00
Disclosure

SEC source: 0000950170-24-017449 · ownership.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 782,959

F1 · ownership.nature: WestRiver Management LLC ("WestRiver Management") is the sole managing member of TGP Advisors, LLC ("TGP Advisors"). The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, TGP Advisors and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:43 UTC
Thomas Jennifer L.SVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 8,077 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000008 · wk-form4_1707428615.xml · derivative · entry 4

Thomas Jennifer L. · CIK 0001577452 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,077

Underlying: Common Stock · 8,077 shares

Expires not disclosed

F8 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F9 · derivative.expiration_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F10 · balance_after: Represents only the RSUs granted on February 6, 2024 and does not include RSUs with different vesting terms.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:43 UTC
Thomas Jennifer L.SVP, Chief Accounting Officer
GrantPerformance Stock Unit · Derivative 12,564 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000008 · wk-form4_1707428615.xml · derivative · entry 3

Thomas Jennifer L. · CIK 0001577452 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,564

Underlying: Common Stock · 12,564 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F6 · date: On March 8, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F7 · balance_after: Represents the aggregate number of PSUs originally granted on March 8, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:43 UTC
Thomas Jennifer L.SVP, Chief Accounting Officer
GrantPerformance Stock Unit · Derivative 521 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000008 · wk-form4_1707428615.xml · derivative · entry 2

Thomas Jennifer L. · CIK 0001577452 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F5 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:43 UTC
Thomas Jennifer L.SVP, Chief Accounting Officer
GrantPerformance Stock Unit · Derivative 1,204 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000008 · wk-form4_1707428615.xml · derivative · entry 1

Thomas Jennifer L. · CIK 0001577452 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:43 UTC
Leposky Mark FEVP, Global Operations
GrantRestricted Stock Units · Derivative 32,305 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000007 · wk-form4_1707428573.xml · derivative · entry 4

Leposky Mark F · CIK 0001548051 · EVP, Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,305

Underlying: Common Stock · 32,305 shares

Expires not disclosed

F8 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F9 · derivative.expiration_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F10 · balance_after: Represents only the RSUs granted on February 6, 2024 and does not include RSUs with different vesting terms.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:43 UTC
Leposky Mark FEVP, Global Operations
GrantPerformance Stock Unit · Derivative 25,130 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000007 · wk-form4_1707428573.xml · derivative · entry 3

Leposky Mark F · CIK 0001548051 · EVP, Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,130

Underlying: Common Stock · 25,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F6 · date: On March 8, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F7 · balance_after: Represents the aggregate number of PSUs originally granted on March 8, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:43 UTC
Leposky Mark FEVP, Global Operations
GrantPerformance Stock Unit · Derivative 2,607 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000007 · wk-form4_1707428573.xml · derivative · entry 2

Leposky Mark F · CIK 0001548051 · EVP, Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,607

Underlying: Common Stock · 2,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F5 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:43 UTC
Leposky Mark FEVP, Global Operations
GrantPerformance Stock Unit · Derivative 6,016 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000007 · wk-form4_1707428573.xml · derivative · entry 1

Leposky Mark F · CIK 0001548051 · EVP, Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,026

Underlying: Common Stock · 6,016 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:42 UTC
Hickey Glenn F.EVP, Callaway Golf
GrantRestricted Stock Units · Derivative 32,305 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000006 · wk-form4_1707428521.xml · derivative · entry 4

Hickey Glenn F. · CIK 0001764478 · EVP, Callaway Golf

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,305

Underlying: Common Stock · 32,305 shares

Expires not disclosed

F8 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F9 · derivative.expiration_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F10 · balance_after: Represents only the RSUs granted on February 6, 2024 and does not include RSUs with different vesting terms.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:42 UTC
Hickey Glenn F.EVP, Callaway Golf
GrantPerformance Stock Unit · Derivative 25,130 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000006 · wk-form4_1707428521.xml · derivative · entry 3

Hickey Glenn F. · CIK 0001764478 · EVP, Callaway Golf

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,130

Underlying: Common Stock · 25,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F6 · date: On March 8, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F7 · balance_after: Represents the aggregate number of PSUs originally granted on March 8, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:42 UTC
Hickey Glenn F.EVP, Callaway Golf
GrantPerformance Stock Unit · Derivative 2,607 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000006 · wk-form4_1707428521.xml · derivative · entry 2

Hickey Glenn F. · CIK 0001764478 · EVP, Callaway Golf

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,607

Underlying: Common Stock · 2,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F5 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:42 UTC
Hickey Glenn F.EVP, Callaway Golf
GrantPerformance Stock Unit · Derivative 6,016 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000006 · wk-form4_1707428521.xml · derivative · entry 1

Hickey Glenn F. · CIK 0001764478 · EVP, Callaway Golf

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,026

Underlying: Common Stock · 6,016 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:41 UTC
Flannery Joseph B.EVP, Apparel & Soft Goods
GrantRestricted Stock Units · Derivative 20,998 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000005 · wk-form4_1707428457.xml · derivative · entry 4

Flannery Joseph B. · CIK 0001803147 · EVP, Apparel & Soft Goods

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,998

Underlying: Common Stock · 20,998 shares

Expires not disclosed

F8 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F9 · derivative.expiration_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F10 · balance_after: Represents only the RSUs granted on February 6, 2024 and does not include RSUs with different vesting terms.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:41 UTC
Flannery Joseph B.EVP, Apparel & Soft Goods
GrantPerformance Stock Unit · Derivative 25,130 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000005 · wk-form4_1707428457.xml · derivative · entry 3

Flannery Joseph B. · CIK 0001803147 · EVP, Apparel & Soft Goods

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,130

Underlying: Common Stock · 25,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F6 · date: On March 8, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F7 · balance_after: Represents the aggregate number of PSUs originally granted on March 8, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:41 UTC
Flannery Joseph B.EVP, Apparel & Soft Goods
GrantPerformance Stock Unit · Derivative 2,607 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000005 · wk-form4_1707428457.xml · derivative · entry 2

Flannery Joseph B. · CIK 0001803147 · EVP, Apparel & Soft Goods

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,607

Underlying: Common Stock · 2,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F5 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:41 UTC
Flannery Joseph B.EVP, Apparel & Soft Goods
GrantPerformance Stock Unit · Derivative 6,016 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000005 · wk-form4_1707428457.xml · derivative · entry 1

Flannery Joseph B. · CIK 0001803147 · EVP, Apparel & Soft Goods

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,026

Underlying: Common Stock · 6,016 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:40 UTC
Fine RebeccaEVP, Global CPO
GrantRestricted Stock Units · Derivative 24,229 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000004 · wk-form4_1707428416.xml · derivative · entry 4

Fine Rebecca · CIK 0001302279 · EVP, Global CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,229

Underlying: Common Stock · 24,229 shares

Expires not disclosed

F6 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F7 · derivative.expiration_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F8 · balance_after: Represents only the RSUs granted on February 6, 2024 and does not include RSUs with different vesting terms.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:40 UTC
Fine RebeccaEVP, Global CPO
GrantPerformance Stock Unit · Derivative 37,694 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000004 · wk-form4_1707428416.xml · derivative · entry 3

Fine Rebecca · CIK 0001302279 · EVP, Global CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,694

Underlying: Common Stock · 37,694 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On March 8, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on March 8, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:40 UTC
Fine RebeccaEVP, Global CPO
GrantPerformance Stock Unit · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000004 · wk-form4_1707428416.xml · derivative · entry 2

Fine Rebecca · CIK 0001302279 · EVP, Global CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,825

Underlying: Common Stock · 1,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F5 · date: On March 8, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on March 8, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:40 UTC
Fine RebeccaEVP, Global CPO
GrantPerformance Stock Unit · Derivative 4,211 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000004 · wk-form4_1707428416.xml · derivative · entry 1

Fine Rebecca · CIK 0001302279 · EVP, Global CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,018

Underlying: Common Stock · 4,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On March 8, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on March 8, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:39 UTC
Starrs ArtieCEO, Topgolf
GrantRestricted Stock Units · Derivative 80,761 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000003 · wk-form4_1707428360.xml · derivative · entry 4

Starrs Artie · CIK 0001732105 · CEO, Topgolf

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,761

Underlying: Common Stock · 80,761 shares

Expires not disclosed

F5 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F6 · derivative.expiration_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F7 · balance_after: Represents only the RSUs granted on February 6, 2024 and does not include RSUs with different vesting terms.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:39 UTC
Starrs ArtieCEO, Topgolf
GrantPerformance Stock Unit · Derivative 99,261 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000003 · wk-form4_1707428360.xml · derivative · entry 3

Starrs Artie · CIK 0001732105 · CEO, Topgolf

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,261

Underlying: Common Stock · 99,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On April 5, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F2 · derivative.exercise_date: On April 5, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F2 · derivative.expiration_date: On April 5, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · balance_after: Represents the aggregate number of PSUs originally granted on April 5, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:39 UTC
Starrs ArtieCEO, Topgolf
GrantPerformance Stock Unit · Derivative 7,374 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000003 · wk-form4_1707428360.xml · derivative · entry 2

Starrs Artie · CIK 0001732105 · CEO, Topgolf

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,374

Underlying: Common Stock · 7,374 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F4 · date: On April 5, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F4 · derivative.exercise_date: On April 5, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F4 · derivative.expiration_date: On April 5, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · balance_after: Represents the aggregate number of PSUs originally granted on April 5, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:39 UTC
Starrs ArtieCEO, Topgolf
GrantPerformance Stock Unit · Derivative 17,016 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000003 · wk-form4_1707428360.xml · derivative · entry 1

Starrs Artie · CIK 0001732105 · CEO, Topgolf

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,360

Underlying: Common Stock · 17,016 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On April 5, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F2 · derivative.exercise_date: On April 5, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F2 · derivative.expiration_date: On April 5, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · balance_after: Represents the aggregate number of PSUs originally granted on April 5, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:38 UTC GrantRestricted Stock Units · Derivative 48,457 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000002 · wk-form4_1707428320.xml · derivative · entry 4

Lynch Brian P. · CIK 0001551277 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,457

Underlying: Common Stock · 48,457 shares

Expires not disclosed

F8 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F9 · derivative.expiration_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F10 · balance_after: Represents only the RSUs granted on February 6, 2024 and does not include RSUs with different vesting terms.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:38 UTC GrantPerformance Stock Unit · Derivative 231,959 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000002 · wk-form4_1707428320.xml · derivative · entry 3

Lynch Brian P. · CIK 0001551277 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,959

Underlying: Common Stock · 231,959 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F6 · date: On March 8, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units 50% of which will vest on the third anniversary of the grant date and 50% of which will vest on the fourth anniversary of the grant date, in each case subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F7 · balance_after: Represents the aggregate number of PSUs originally granted on March 8, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:38 UTC GrantPerformance Stock Unit · Derivative 3,910 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000002 · wk-form4_1707428320.xml · derivative · entry 2

Lynch Brian P. · CIK 0001551277 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,910

Underlying: Common Stock · 3,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F5 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:38 UTC GrantPerformance Stock Unit · Derivative 9,023 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000002 · wk-form4_1707428320.xml · derivative · entry 1

Lynch Brian P. · CIK 0001551277 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,038

Underlying: Common Stock · 9,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:37 UTC
BREWER OLIVER G IIIDirector · President and CEO
GrantRestricted Stock Units · Derivative 116,655 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000001 · wk-form4_1707428261.xml · derivative · entry 4

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,655

Underlying: Common Stock · 116,655 shares

Expires not disclosed

F8 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F9 · derivative.expiration_date: These RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on February 6, 2025; 1/3 of the RSUs vest on February 6, 2026; and 1/3 of the RSUs vest on February 6, 2027.

F10 · balance_after: Represents only the RSUs granted on February 6, 2024 and does not include RSUs with different vesting terms.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:37 UTC
BREWER OLIVER G IIIDirector · President and CEO
GrantPerformance Stock Unit · Derivative 695,877 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000001 · wk-form4_1707428261.xml · derivative · entry 3

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,877

Underlying: Common Stock · 695,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F6 · date: On March 8, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units 50% of which will vest on the third anniversary of the grant date and 50% of which will vest on the fourth anniversary of the grant date, in each case subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F7 · balance_after: Represents the aggregate number of PSUs originally granted on March 8, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:37 UTC
BREWER OLIVER G IIIDirector · President and CEO
GrantPerformance Stock Unit · Derivative 23,460 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000001 · wk-form4_1707428261.xml · derivative · entry 2

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,460

Underlying: Common Stock · 23,460 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F5 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain rTSR performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:37 UTC
BREWER OLIVER G IIIDirector · President and CEO
GrantPerformance Stock Unit · Derivative 54,138 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000001 · wk-form4_1707428261.xml · derivative · entry 1

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,230

Underlying: Common Stock · 54,138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: On February 12, 2021, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Such PSUs converted to time-based units that will vest on the third anniversary of the grant date subject to continued employment through such date.

F3 · derivative.exercise_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F3 · derivative.expiration_date: Following vesting, the PSUs will become payable upon the earlier of (i) the reporting person's termination of continuous service or (ii) June 3, 2024.

F4 · balance_after: Represents the aggregate number of PSUs originally granted on February 12, 2021, the vesting of which was subject to the achievement of certain performance criteria, that have been earned as a result of the achievement of the applicable performance criteria.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 22:43 UTC GrantCommon Stock 1,789 $0.00 $0.00
Disclosure

SEC source: 0000837465-23-000047 · wk-form4_1702680200.xml · nonDerivative · entry 1

Rao Varsha Rajendra · CIK 0001711492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,095

F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending December 31, 2023.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 22:42 UTC GrantCommon Stock 1,968 $0.00 $0.00
Disclosure

SEC source: 0000837465-23-000046 · wk-form4_1702680150.xml · nonDerivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,402

F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending December 31, 2023.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 22:41 UTC GrantCommon Stock 2,057 $0.00 $0.00
Disclosure

SEC source: 0000837465-23-000045 · wk-form4_1702680089.xml · nonDerivative · entry 1

FLEISCHER RUSSELL L · CIK 0001108424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,109

F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending December 31, 2023.

Read SEC document
December 12, 2023 Filed Dec 12, 2023 21:52 UTC PurchaseCommon Stock 2,000 $12.62 $25,230.00
Disclosure

SEC source: 0000837465-23-000044 · wk-form4_1702417911.xml · nonDerivative · entry 2

Flanagan Laura Jean · CIK 0001678896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,076

Read SEC document
December 12, 2023 Filed Dec 12, 2023 21:52 UTC PurchaseCommon Stock 2,775 $12.60 $34,965.00
Disclosure

SEC source: 0000837465-23-000044 · wk-form4_1702417911.xml · nonDerivative · entry 1

Flanagan Laura Jean · CIK 0001678896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,076

Read SEC document
November 22, 2023 Filed Nov 27, 2023 21:28 UTC
BREWER OLIVER G IIIDirector · President and CEO
PurchaseCommon Stock 11,000 $11.68 $128,480.00
Disclosure

SEC source: 0000837465-23-000043 · wk-form4_1701120493.xml · nonDerivative · entry 1

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 611,156

Read SEC document
November 15, 2023 Filed Nov 15, 2023 21:23 UTC SaleCommon Stock 10,000 $12.03 $120,300.00
Disclosure

SEC source: 0001225208-23-010243 · doc4.xml · nonDerivative · entry 3

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 792,959

F1 · ownership.nature: The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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November 15, 2023 Filed Nov 17, 2023 00:46 UTC PurchaseCommon Stock 1,676 $11.94 $20,003.06
Disclosure

SEC source: 0000837465-23-000042 · wk-form4_1700181961.xml · nonDerivative · entry 1

Flanagan Laura Jean · CIK 0001678896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,301

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.93 - $11.94 per share. The price reported above reflects the weighted average sale price for the entire number of shares purchased. Information on the exact number of shares purchased at each sale price can be obtained from the Issuer upon request.

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November 14, 2023 Filed Nov 15, 2023 21:23 UTC SaleCommon Stock 10,000 $11.08 $110,800.00
Disclosure

SEC source: 0001225208-23-010243 · doc4.xml · nonDerivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 802,959

F1 · ownership.nature: The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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November 13, 2023 Filed Nov 14, 2023 21:55 UTC
BREWER OLIVER G IIIDirector · President and CEO
PurchaseCommon Stock 5,000 $9.96 $49,800.00
Disclosure

SEC source: 0000837465-23-000041 · wk-form4_1699998913.xml · nonDerivative · entry 4

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 600,156

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November 13, 2023 Filed Nov 14, 2023 21:55 UTC
BREWER OLIVER G IIIDirector · President and CEO
PurchaseCommon Stock 10,000 $9.90 $99,000.00
Disclosure

SEC source: 0000837465-23-000041 · wk-form4_1699998913.xml · nonDerivative · entry 3

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 595,156

F1 · balance_after: Total excludes 8,400 common shares transferred on November 13, 2023 for no consideration, ultimately to various trusts for the benefit of immediate family members for estate planning purposes, which transactions were reported on a separate Form 4 filed on November 14, 2023.

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November 13, 2023 Filed Nov 14, 2023 21:47 UTC
BREWER OLIVER G IIIDirector · President and CEO
GiftCommon Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0000837465-23-000037 · wk-form4_1699998427.xml · nonDerivative · entry 22

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust for Son 3

Disclosed balance after: 135,915

F1 · kind: The transactions reported on this form represent transfers of common shares, for no consideration, ultimately to various trusts for the benefit of immediate family members for estate planning purposes. The Reporting Person or his spouse is a trustee of each recipient trust, and, accordingly, the Reporting Person retains beneficial ownership of the shares.

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November 13, 2023 Filed Nov 14, 2023 21:47 UTC
BREWER OLIVER G IIIDirector · President and CEO
GiftCommon Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0000837465-23-000037 · wk-form4_1699998427.xml · nonDerivative · entry 21

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: The transactions reported on this form represent transfers of common shares, for no consideration, ultimately to various trusts for the benefit of immediate family members for estate planning purposes. The Reporting Person or his spouse is a trustee of each recipient trust, and, accordingly, the Reporting Person retains beneficial ownership of the shares.

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November 13, 2023 Filed Nov 14, 2023 21:47 UTC
BREWER OLIVER G IIIDirector · President and CEO
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0000837465-23-000037 · wk-form4_1699998427.xml · nonDerivative · entry 20

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust for Son 2

Disclosed balance after: 135,915

F1 · kind: The transactions reported on this form represent transfers of common shares, for no consideration, ultimately to various trusts for the benefit of immediate family members for estate planning purposes. The Reporting Person or his spouse is a trustee of each recipient trust, and, accordingly, the Reporting Person retains beneficial ownership of the shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.