Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2021 Filed Aug 3, 2021 20:12 UTC |
PLANTS J DANIELDirector
|
SaleCommon Stock | 11,000 | $46.53 | $511,838.80 |
DisclosureSEC source: 0001406666-21-000086 · wf-form4_162802151263403.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 334,155 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 20:12 UTC |
PLANTS J DANIELDirector
|
SaleCommon Stock | 3,752 | $47.29 | $177,446.71 |
DisclosureSEC source: 0001406666-21-000086 · wf-form4_162802151263403.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 345,155 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 20:07 UTC |
Matthews MichaelDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 2,500 | $0.00 Strike: $21.67 | $0.00 |
DisclosureSEC source: 0001406666-21-000071 · wf-form4_162672520707603.xml · derivative · entry 2 Matthews Michael · CIK 0001507710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on July 19, 2012. Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 20:07 UTC |
Matthews MichaelDirector
|
Exercise / conversionCommon Stock | 2,500 | $21.67 | $54,175.00 |
DisclosureSEC source: 0001406666-21-000071 · wf-form4_162672520707603.xml · nonDerivative · entry 1 Matthews Michael · CIK 0001507710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2021 Filed Jul 7, 2021 17:34 UTC |
Weening MichaelPresident & COO
|
Exercise / conversionStock Option (right to buy) · Derivative | 291,581 | $0.00 Strike: $6.38 | $0.00 |
DisclosureSEC source: 0001406666-21-000069 · wf-form4_162569364091582.xml · derivative · entry 3 Weening Michael · CIK 0001678385 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 291,581 shares Expires 2026-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 07, 2021 Filed Jul 7, 2021 17:34 UTC |
Weening MichaelPresident & COO
|
SaleCommon Stock | 291,581 | $49.00 | $14,287,469.00 |
DisclosureSEC source: 0001406666-21-000069 · wf-form4_162569364091582.xml · nonDerivative · entry 2 Weening Michael · CIK 0001678385 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,585 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 07, 2021 Filed Jul 7, 2021 17:34 UTC |
Weening MichaelPresident & COO
|
Exercise / conversionCommon Stock | 291,581 | $6.38 | $1,860,286.78 |
DisclosureSEC source: 0001406666-21-000069 · wf-form4_162569364091582.xml · nonDerivative · entry 1 Weening Michael · CIK 0001678385 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 16:42 UTC |
Weening MichaelPresident & COO
|
Exercise / conversionStock Option (right to buy) · Derivative | 8,419 | $0.00 Strike: $6.38 | $0.00 |
DisclosureSEC source: 0001406666-21-000067 · wf-form4_162508573061108.xml · derivative · entry 3 Weening Michael · CIK 0001678385 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,581 Underlying: Common Stock · 8,419 shares Expires 2026-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 16:42 UTC |
Weening MichaelPresident & COO
|
SaleCommon Stock | 8,419 | $49.00 | $412,531.00 |
DisclosureSEC source: 0001406666-21-000067 · wf-form4_162508573061108.xml · nonDerivative · entry 2 Weening Michael · CIK 0001678385 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,585 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 16:42 UTC |
Weening MichaelPresident & COO
|
Exercise / conversionCommon Stock | 8,419 | $6.38 | $53,713.22 |
DisclosureSEC source: 0001406666-21-000067 · wf-form4_162508573061108.xml · nonDerivative · entry 1 Weening Michael · CIK 0001678385 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:21 UTC |
PLANTS J DANIELDirector
|
GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000059 · wf-form4_162128289169202.xml · derivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:21 UTC |
Peters Kevin RobertDirector
|
GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000058 · wf-form4_162128284239913.xml · derivative · entry 1 Peters Kevin Robert · CIK 0001622622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:20 UTC |
Matthews MichaelDirector
|
GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000057 · wf-form4_162128282349151.xml · derivative · entry 1 Matthews Michael · CIK 0001507710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:20 UTC |
Makagon KiraDirector
|
GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000056 · wf-form4_162128279561080.xml · derivative · entry 1 Makagon Kira · CIK 0001586648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:19 UTC |
LISTWIN DONALD JDirector
|
GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000055 · wf-form4_162128275945733.xml · derivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:19 UTC |
EVERETT MICHAEL TDirector
|
GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000054 · wf-form4_162128272643382.xml · derivative · entry 1 EVERETT MICHAEL T · CIK 0001235467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:18 UTC |
DENUCCIO KEVIN ADirector
|
GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000053 · wf-form4_162128267984088.xml · derivative · entry 1 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:17 UTC |
CRUSCO KATHLEEN MDirector
|
GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000052 · wf-form4_162128262945038.xml · derivative · entry 1 CRUSCO KATHLEEN M · CIK 0001237508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:17 UTC |
BOWICK CHRISTOPHER JDirector
|
GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000051 · wf-form4_162128260044892.xml · derivative · entry 1 BOWICK CHRISTOPHER J · CIK 0001198471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:59 UTC |
PLANTS J DANIELDirector
|
SaleCommon Stock | 275,000 | $46.81 | $12,872,145.00 |
DisclosureSEC source: 0001406666-21-000041 · wf-form4_162076675581954.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 348,907 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 20:31 UTC |
Russo CarlDirector · CEO · 10% owner
|
GrantStock Options (right to buy) · Derivative | 300,000 | $0.00 Strike: $41.94 | $0.00 |
DisclosureSEC source: 0001406666-21-000031 · wf-form4_161895065472594.xml · derivative · entry 1 Russo Carl · CIK 0001483757 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-04-19 F1 · derivative.exercise_date: 25% of the shares subject to the stock option grant will vest on April 19, 2022, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the reporting person's service through each applicable vesting date. Read SEC document |
| February 14, 2021 Filed Feb 16, 2021 16:08 UTC |
Weening MichaelPresident & COO
|
GrantCommon Stock | 1,099 | $17.84 | $19,607.81 |
DisclosureSEC source: 0001406666-21-000021 · wf-form4_161350966439938.xml · nonDerivative · entry 1 Weening Michael · CIK 0001678385 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,585 F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 15, 2020 through February 14, 2021. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 15, 2020, the first trading day of the purchase period. Read SEC document |
| February 14, 2021 Filed Feb 16, 2021 21:05 UTC |
SINDELAR CORYChief Financial Officer
|
GrantCommon Stock | 1,191 | $17.84 | $21,249.23 |
DisclosureSEC source: 0001406666-21-000019 · wf-form4_161350952004026.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,310 F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 15, 2020 through February 14, 2021. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 15, 2020, the first trading day of the purchase period. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 21:06 UTC |
LISTWIN DONALD JDirector
|
PurchaseCommon Stock | 20,000 | $35.75 | $714,954.00 |
DisclosureSEC source: 0001406666-21-000017 · wf-form4_161299119062914.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 300,000 F1 · price: Shares purchased between $35.38 and $36.14 per share at a weighted average price of $35.7477. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 23:49 UTC |
DENUCCIO KEVIN ADirector
|
SaleCommon Stock | 1,415 | $31.85 | $45,072.28 |
DisclosureSEC source: 0001406666-21-000012 · wf-form4_161256896985006.xml · nonDerivative · entry 3 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,577 F4 · price: Shares sold between $31.75 and $31.99 per share at a weighted average price of $31.8532. The reporting person will provide full information regarding the number of shares sold at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 23:49 UTC |
DENUCCIO KEVIN ADirector
|
SaleCommon Stock | 46,085 | $31.71 | $1,461,507.43 |
DisclosureSEC source: 0001406666-21-000012 · wf-form4_161256896985006.xml · nonDerivative · entry 2 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,992 F3 · price: Shares sold between $31.52 and $31.95 per share at a weighted average price of $31.7133. The reporting person will provide full information regarding the number of shares sold at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 23:49 UTC |
DENUCCIO KEVIN ADirector
|
SaleCommon Stock | 50,000 | $31.90 | $1,594,910.00 |
DisclosureSEC source: 0001406666-21-000012 · wf-form4_161256896985006.xml · nonDerivative · entry 1 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,077 F1 · price: Shares sold between $31.7500 and $32.0850 per share at a weighted average price of $31.8982. The reporting person will provide full information regarding the number of shares sold at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 00:05 UTC |
Russo CarlDirector · President & CEO · 10% owner
|
Exercise / conversionStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $19.75 | $0.00 |
DisclosureSEC source: 0001406666-21-000007 · wf-form4_161006430353454.xml · derivative · entry 5 Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on February 24, 2015. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 00:05 UTC |
Russo CarlDirector · President & CEO · 10% owner
|
Exercise / conversionCommon Stock | 100,000 | $19.75 | $1,975,000.00 |
DisclosureSEC source: 0001406666-21-000007 · wf-form4_161006430353454.xml · nonDerivative · entry 1 Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,428,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:06 UTC |
LISTWIN DONALD JDirector
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-21-000002 · wf-form4_160979440117756.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,977 F1 · kind: Represents a bona fide gift by reporting person. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:07 UTC |
LISTWIN DONALD JDirector
|
Exercise / conversionStock Option · Derivative | 7,500 | $21.67 Strike: $21.67 | $162,525.00 |
DisclosureSEC source: 0001406666-20-000119 · wf-form4_160918965303752.xml · derivative · entry 3 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on July 19, 2012. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:07 UTC |
LISTWIN DONALD JDirector
|
Exercise / conversionCommon Stock | 7,500 | $21.67 | $162,525.00 |
DisclosureSEC source: 0001406666-20-000119 · wf-form4_160918965303752.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 16:07 UTC |
Weening MichaelEVP & COO
|
GrantStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $23.95 | $0.00 |
DisclosureSEC source: 0001406666-20-000117 · wf-form4_160677041779668.xml · derivative · entry 2 Weening Michael · CIK 0001678385 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2030-11-27 F1 · derivative.exercise_date: 25% of the shares subject to the stock option grant will vest on November 27, 2021, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the reporting person's continued employment with Calix through the applicable vesting dates. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 21:06 UTC |
SINDELAR CORYChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $23.95 | $0.00 |
DisclosureSEC source: 0001406666-20-000115 · wf-form4_160677036537052.xml · derivative · entry 2 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2030-11-27 F1 · derivative.exercise_date: 25% of the shares subject to the stock option grant will vest on November 27, 2021, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the reporting person's continued employment with Calix through the applicable vesting dates. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 13:04 UTC |
LISTWIN DONALD JDirector
|
PurchaseCommon Stock | 20,000 | $22.53 | $450,560.00 |
DisclosureSEC source: 0001406666-20-000110 · wf-form4_160518624381434.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,477 F1 · price: Shares purchased between $22.145 and $22.970 per share at a weighted average price of $22.528. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 21:27 UTC |
DENUCCIO KEVIN ADirector
|
SaleCommon Stock | 50,000 | $23.58 | $1,178,810.00 |
DisclosureSEC source: 0001406666-20-000108 · wf-form4_160435244618877.xml · nonDerivative · entry 3 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,077 F4 · price: Shares sold between $23.50 and $24.21 per share at a weighted average price of $23.576224. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 21:27 UTC |
DENUCCIO KEVIN ADirector
|
SaleCommon Stock | 26,155 | $24.08 | $629,932.71 |
DisclosureSEC source: 0001406666-20-000108 · wf-form4_160435244618877.xml · nonDerivative · entry 2 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,077 F3 · price: Shares sold between $24.00 and $24.25 per share at a weighted average price of $24.084619. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 21:27 UTC |
DENUCCIO KEVIN ADirector
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SaleCommon Stock | 21,148 | $23.93 | $505,968.01 |
DisclosureSEC source: 0001406666-20-000108 · wf-form4_160435244618877.xml · nonDerivative · entry 1 DENUCCIO KEVIN A · CIK 0001227891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,232 F1 · price: Shares sold between $23.86 and $24.06 per share at a weighted average price of $23.925108. The reporting person will provide full information regarding the number of shares sold at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| October 28, 2020 Filed Oct 29, 2020 20:11 UTC |
Matthews MichaelDirector
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Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001406666-20-000106 · wf-form4_160400225856253.xml · derivative · entry 3 Matthews Michael · CIK 0001507710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on December 10, 2013. Read SEC document |
| October 28, 2020 Filed Oct 29, 2020 20:11 UTC |
Matthews MichaelDirector
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SaleCommon Stock | 10,000 | $24.09 | $240,923.00 |
DisclosureSEC source: 0001406666-20-000106 · wf-form4_160400225856253.xml · nonDerivative · entry 2 Matthews Michael · CIK 0001507710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,885 F2 · price: Shares sold between $24.01 and $24.16 per share at a weighted average price of $24.09232. The reporting person will provide full information regarding the number of shares sold at each purchase price upon request. F1 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| October 28, 2020 Filed Oct 29, 2020 20:11 UTC |
Matthews MichaelDirector
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Exercise / conversionCommon Stock | 10,000 | $15.20 | $152,000.00 |
DisclosureSEC source: 0001406666-20-000106 · wf-form4_160400225856253.xml · nonDerivative · entry 1 Matthews Michael · CIK 0001507710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:06 UTC |
EVERETT MICHAEL TDirector
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Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $21.67 | $0.00 |
DisclosureSEC source: 0001406666-20-000104 · wf-form4_160374276306488.xml · derivative · entry 2 EVERETT MICHAEL T · CIK 0001235467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12th of the shares subject to the option will vest and become exercisable in twelve (12) successive and equal monthly installments after July 19, 2011 ("the Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the first anniversary of the Vesting Commencement Date. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:06 UTC |
EVERETT MICHAEL TDirector
|
Exercise / conversionCommon Stock | 5,000 | $21.67 | $108,350.00 |
DisclosureSEC source: 0001406666-20-000104 · wf-form4_160374276306488.xml · nonDerivative · entry 1 EVERETT MICHAEL T · CIK 0001235467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 20:09 UTC |
LISTWIN DONALD JDirector
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GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-20-000096 · wf-form4_159968215799178.xml · nonDerivative · entry 2 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 280,000 F1 · kind: Represents a bona fide gift by reporting person. F3 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 20:09 UTC |
LISTWIN DONALD JDirector
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GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-20-000096 · wf-form4_159968215799178.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,477 F1 · kind: Represents a bona fide gift by reporting person. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 20:07 UTC |
SINDELAR CORYChief Financial Officer
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PurchaseCommon Stock | 5,000 | $19.75 | $98,750.00 |
DisclosureSEC source: 0001406666-20-000094 · wf-form4_159899086234613.xml · nonDerivative · entry 1 SINDELAR CORY · CIK 0001226868 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,119 Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 12:12 UTC |
LISTWIN DONALD JDirector
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PurchaseCommon Stock | 21,936 | $20.40 | $447,531.69 |
DisclosureSEC source: 0001406666-20-000092 · wf-form4_159861675110222.xml · nonDerivative · entry 2 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 285,000 F2 · price: Shares purchased between $20.2800 and $20.5000 per share at a weighted average price of $20.4017. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F3 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 20:15 UTC |
LISTWIN DONALD JDirector
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PurchaseCommon Stock | 5,109 | $19.82 | $101,266.00 |
DisclosureSEC source: 0001406666-20-000090 · wf-form4_159847288461648.xml · nonDerivative · entry 3 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 263,064 F4 · price: Shares purchased between $19.7250 and $20.0000 per share at a weighted average price of $19.8211. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F3 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:15 UTC |
LISTWIN DONALD JDirector
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PurchaseCommon Stock | 22,955 | $19.98 | $458,622.54 |
DisclosureSEC source: 0001406666-20-000090 · wf-form4_159847288461648.xml · nonDerivative · entry 2 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 257,955 F2 · price: Shares purchased between $19.7000 and $20.0000 per share at a weighted average price of $19.9792. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F3 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 16:10 UTC |
Weening MichaelEVP & COO
|
GrantCommon Stock | 112 | $9.32 | $1,044.34 |
DisclosureSEC source: 0001406666-20-000088 · wf-form4_159778139622011.xml · nonDerivative · entry 1 Weening Michael · CIK 0001678385 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,486 F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2020 through August 14, 2020. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2020, the first day of the purchase period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.