Tapewire

NYSE · USD

CALX

CALIX, INC

Export transactions ↓
Tapewire entity
4385
SEC CIK
0001406666
Parsed reports
353

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2022 Filed Feb 15, 2022 16:39 UTC
Weening MichaelPresident & COO
GrantCommon Stock 110 $38.30 $4,213.00
Disclosure

SEC source: 0001628280-22-002723 · wf-form4_164496111778822.xml · nonDerivative · entry 1

Weening Michael · CIK 0001678385 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,032

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 15, 2021 through February 14, 2022. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 15, 2022, the first trading day of the purchase period.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 21:37 UTC
SINDELAR CORYChief Financial Officer
GrantCommon Stock 478 $38.30 $18,307.40
Disclosure

SEC source: 0001628280-22-002721 · wf-form4_164496105149636.xml · nonDerivative · entry 1

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,788

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 15, 2021 through February 14, 2022. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 15, 2022, the first trading day of the purchase period.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 16:17 UTC GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $55.96 $0.00
Disclosure

SEC source: 0001628280-22-002334 · wf-form4_164461424050891.xml · derivative · entry 2

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-02-10

F2 · derivative.exercise_date: 25% of each option grant will vest on the one-year anniversary of the grant date, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the employee's continued employment with Calix through the applicable vesting dates. Notwithstanding the foregoing, no shares issued upon exercise of the grant may be transferred in any manner prior to the second anniversary of the date such shares vested.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 16:17 UTC GrantStock Option (right to buy) · Derivative 116,520 $0.00 Strike: $36.74 $0.00
Disclosure

SEC source: 0001628280-22-002334 · wf-form4_164461424050891.xml · derivative · entry 1

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,520

Underlying: Common Stock · 116,520 shares

Expires 2031-02-11

F1 · derivative.exercise_date: On February 11, 2021, the reporting person was awarded a performance-based nonqualified stock option grant covering 120,000 shares of common stock. On February 10, 2022, the Compensation Committee of Calix, Inc. determined that the performance criteria governing 97.1% of the grant had been achieved, resulting in a nonqualified stock option award of 116,520 shares of common stock for the reporting person. The nonqualified stock option award shall vest: (i) as to 25% of the shares of common stock subject to the stock option award, on February 11, 2022; and (ii) as to the remaining 75% of the shares of common stock subject to the stock option award, quarterly in equal installments over 36 months from February 11, 2022.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 16:22 UTC
Weening MichaelPresident & COO
GrantStock Option (right to buy) · Derivative 97,100 $0.00 Strike: $36.74 $0.00
Disclosure

SEC source: 0001628280-22-002339 · wf-form4_164461452702632.xml · derivative · entry 1

Weening Michael · CIK 0001678385 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,100

Underlying: Common Stock · 97,100 shares

Expires 2031-02-11

F1 · derivative.exercise_date: On February 11, 2021, the reporting person was awarded a performance-based nonqualified stock option grant covering 100,000 shares of common stock. On February 10, 2022, the Compensation Committee of Calix, Inc. determined that the performance criteria governing 97.1% of the grant had been achieved, resulting in a nonqualified stock option award of 97,100 shares of common stock for the reporting person. The nonqualified stock option award shall vest: (i) as to 25% of the shares of common stock subject to the stock option award, on February 11, 2022; and (ii) as to the remaining 75% of the shares of common stock subject to the stock option award, quarterly in equal installments over 36 months from February 11, 2022.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:19 UTC
SINDELAR CORYChief Financial Officer
GrantStock Option (right to buy) · Derivative 77,680 $0.00 Strike: $36.74 $0.00
Disclosure

SEC source: 0001628280-22-002337 · wf-form4_164461436696182.xml · derivative · entry 1

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,680

Underlying: Common Stock · 77,680 shares

Expires 2031-02-11

F1 · derivative.exercise_date: On February 11, 2021, the reporting person was awarded a performance-based nonqualified stock option grant covering 80,000 shares of common stock. On February 10, 2022, the Compensation Committee of Calix, Inc. determined that the performance criteria governing 97.1% of the grant had been achieved, resulting in a nonqualified stock option award of 77,680 shares of common stock for the reporting person. The nonqualified stock option award shall vest: (i) as to 25% of the shares of common stock subject to the stock option award, on February 11, 2022; and (ii) as to the remaining 75% of the shares of common stock subject to the stock option award, quarterly in equal installments over 36 months from February 11, 2022.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:13 UTC
Collins John MatthewEVP, Commercial Operations
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $55.96 $0.00
Disclosure

SEC source: 0001628280-22-002328 · wf-form4_164461401427024.xml · derivative · entry 2

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-02-10

F2 · derivative.exercise_date: 25% of each option grant will vest on the one-year anniversary of the grant date, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the employee's continued employment with Calix through the applicable vesting dates. Notwithstanding the foregoing, no shares issued upon exercise of the grant may be transferred in any manner prior to the second anniversary of the date such shares vested.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:13 UTC
Collins John MatthewEVP, Commercial Operations
GrantStock Option (right to buy) · Derivative 116,520 $0.00 Strike: $36.74 $0.00
Disclosure

SEC source: 0001628280-22-002328 · wf-form4_164461401427024.xml · derivative · entry 1

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,520

Underlying: Common Stock · 116,520 shares

Expires 2031-02-11

F1 · derivative.exercise_date: On February 11, 2021, the reporting person was awarded a performance-based nonqualified stock option grant covering 120,000 shares of common stock. On February 10, 2022, the Compensation Committee of Calix, Inc. determined that the performance criteria governing 97.1% of the grant had been achieved, resulting in a nonqualified stock option award of 116,520 shares of common stock for the reporting person. The nonqualified stock option award shall vest: (i) as to 25% of the shares of common stock subject to the stock option award, on February 11, 2022; and (ii) as to the remaining 75% of the shares of common stock subject to the stock option award, quarterly in equal installments over 36 months from February 11, 2022.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 21:24 UTC PurchaseCommon Stock 10,000 $50.94 $509,400.00
Disclosure

SEC source: 0001628280-22-001910 · wf-form4_164426906027767.xml · nonDerivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 310,000

F1 · price: Shares purchased between $50.79 and $50.98 per share at a weighted average price of $50.94. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

F2 · balance_after: Shares held by No Mas Ninos, L.P. Mr. Listwin is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Mr. Listwin disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.

Read SEC document
February 01, 2022 Filed May 18, 2026 22:01 UTC GiftCommon Stock 126,028 $0.00 $0.00
Disclosure

SEC source: 0001622622-26-000002 · wk-form4_1779141704.xml · nonDerivative · entry 2

Peters Kevin Robert · CIK 0001622622 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 126,028

F1 · ownership.nature: Represents securities held by an irrevocable trust of which the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of such securities.

Read SEC document
February 01, 2022 Filed May 18, 2026 22:01 UTC GiftCommon Stock 126,028 $0.00 $0.00
Disclosure

SEC source: 0001622622-26-000002 · wk-form4_1779141704.xml · nonDerivative · entry 1

Peters Kevin Robert · CIK 0001622622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,689

Read SEC document
January 18, 2022 Filed Jan 19, 2022 16:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001406666-22-000006 · wf-form4_164262636972350.xml · derivative · entry 3

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2027-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the shares subject to the option grant were fully vested and exercisable on January 1, 2021.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 16:06 UTC SaleCommon Stock 25,000 $52.77 $1,319,350.00
Disclosure

SEC source: 0001406666-22-000006 · wf-form4_164262636972350.xml · nonDerivative · entry 2

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Shares sold between $52.28 and $53.20 per share at a weighted average price of $52.774. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 16:06 UTC Exercise / conversionCommon Stock 25,000 $5.95 $148,750.00
Disclosure

SEC source: 0001406666-22-000006 · wf-form4_164262636972350.xml · nonDerivative · entry 1

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 16:59 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001406666-21-000142 · wf-form4_163969193542170.xml · derivative · entry 3

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the shares subject to the option grant were fully vested and exercisable on January 1, 2021.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 16:59 UTC SaleCommon Stock 25,000 $64.72 $1,618,000.00
Disclosure

SEC source: 0001406666-21-000142 · wf-form4_163969193542170.xml · nonDerivative · entry 2

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Shares sold between $63.26 and $65.88 per share at a weighted average price of $64.72. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 16:59 UTC Exercise / conversionCommon Stock 25,000 $5.95 $148,750.00
Disclosure

SEC source: 0001406666-21-000142 · wf-form4_163969193542170.xml · nonDerivative · entry 1

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan

Read SEC document
November 27, 2021 Filed Nov 29, 2021 16:10 UTC
Weening MichaelPresident & COO
GrantCommon Stock · Derivative 120,000 $0.00 Strike: $68.04 $0.00
Disclosure

SEC source: 0001406666-21-000140 · wf-form4_163822021314771.xml · derivative · entry 2

Weening Michael · CIK 0001678385 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2031-11-27

F1 · derivative.exercise_date: 25% of the shares subject to the stock option grant will vest on November 27, 2022, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to thereporting person's continued employment with Calix through the applicable vesting dates.

Read SEC document
November 27, 2021 Filed Nov 29, 2021 21:09 UTC
SINDELAR CORYChief Financial Officer
GrantCommon Stock · Derivative 100,000 $0.00 Strike: $68.04 $0.00
Disclosure

SEC source: 0001406666-21-000138 · wf-form4_163822015218764.xml · derivative · entry 2

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-11-27

F1 · derivative.exercise_date: 25% of the shares subject to the stock option grant will vest on November 27, 2022, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to thereporting person's continued employment with Calix through the applicable vesting dates.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 16:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001406666-21-000136 · wf-form4_163709736945894.xml · derivative · entry 3

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2027-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the shares subject to the option grant were fully vested and exercisable on January 1, 2021.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 16:19 UTC SaleCommon Stock 25,000 $72.52 $1,813,000.00
Disclosure

SEC source: 0001406666-21-000136 · wf-form4_163709736945894.xml · nonDerivative · entry 2

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Shares sold between $70.37 and $74.75 per share at a weighted average price of $72.52. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 16:19 UTC Exercise / conversionCommon Stock 25,000 $5.95 $148,750.00
Disclosure

SEC source: 0001406666-21-000136 · wf-form4_163709736945894.xml · nonDerivative · entry 1

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:12 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001406666-21-000134 · wf-form4_163649235200237.xml · nonDerivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,000

F1 · kind: Represents a bona fide gift by reporting person.

Read SEC document
November 04, 2021 Filed Nov 4, 2021 20:07 UTC PurchaseCommon Stock 23 $74.36 $1,710.17
Disclosure

SEC source: 0001406666-21-000132 · wf-form4_163605638969810.xml · nonDerivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Read SEC document
November 02, 2021 Filed Nov 2, 2021 21:09 UTC
Collins John MatthewEVP, Commercial Operations
SaleCommon Stock 829 $70.05 $58,072.44
Disclosure

SEC source: 0001406666-21-000128 · wf-form4_163588735323756.xml · nonDerivative · entry 4

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Shares sold between $67.75 and $72.37 per share at a weighted average price of $70.0512. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:56 UTC SaleCommon Stock 5,178 $68.97 $357,126.66
Disclosure

SEC source: 0001406666-21-000130 · wf-form4_163597296717751.xml · nonDerivative · entry 3

DENUCCIO KEVIN A · CIK 0001227891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,477

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:56 UTC SaleCommon Stock 9,310 $69.00 $642,390.00
Disclosure

SEC source: 0001406666-21-000130 · wf-form4_163597296717751.xml · nonDerivative · entry 2

DENUCCIO KEVIN A · CIK 0001227891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,655

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:56 UTC SaleCommon Stock 5,612 $68.82 $386,243.09
Disclosure

SEC source: 0001406666-21-000130 · wf-form4_163597296717751.xml · nonDerivative · entry 1

DENUCCIO KEVIN A · CIK 0001227891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,965

F1 · price: Shares sold between $68.79 and $68.911 per share at a weighted average price of $68.8245. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 21:09 UTC
Collins John MatthewEVP, Commercial Operations
Exercise / conversionStock Option (right to buy) · Derivative 10,829 $0.00 Strike: $6.95 $0.00
Disclosure

SEC source: 0001406666-21-000128 · wf-form4_163588735323756.xml · derivative · entry 5

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,171

Underlying: Common Stock · 10,829 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of the shares subject to the option grant were fully vested and exercisable on August 1, 2021.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 21:09 UTC
Collins John MatthewEVP, Commercial Operations
SaleCommon Stock 1,088 $61.60 $67,020.91
Disclosure

SEC source: 0001406666-21-000128 · wf-form4_163588735323756.xml · nonDerivative · entry 3

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829

F2 · price: Shares sold between $61.50 and $61.775 per share at a weighted average price of $61.6001. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 21:09 UTC
Collins John MatthewEVP, Commercial Operations
SaleCommon Stock 8,912 $61.79 $550,692.98
Disclosure

SEC source: 0001406666-21-000128 · wf-form4_163588735323756.xml · nonDerivative · entry 2

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,917

F1 · price: Shares sold between $61.35 and $62.485 per share at a weighted average price of $61.7923. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 21:09 UTC
Collins John MatthewEVP, Commercial Operations
Exercise / conversionCommon Stock 10,829 $6.95 $75,261.55
Disclosure

SEC source: 0001406666-21-000128 · wf-form4_163588735323756.xml · nonDerivative · entry 1

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:36 UTC SaleCommon Stock 115,000 $60.12 $6,914,306.00
Disclosure

SEC source: 0001406666-21-000122 · wf-form4_163553977026087.xml · nonDerivative · entry 1

PLANTS J DANIEL · CIK 0001626681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Voce Capital Management LLC

Disclosed balance after: 117,865

F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 20:11 UTC
SINDELAR CORYChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.05 $0.00
Disclosure

SEC source: 0001406666-21-000126 · wf-form4_163579749418761.xml · derivative · entry 3

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 20,000 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the shares subject to the option grant were fully vested and exercisable on October 1, 2021.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 20:11 UTC
SINDELAR CORYChief Financial Officer
SaleCommon Stock 20,000 $60.05 $1,200,926.00
Disclosure

SEC source: 0001406666-21-000126 · wf-form4_163579749418761.xml · nonDerivative · entry 2

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,310

F1 · price: Shares sold between $60.00 and $60.295 per share at a weighted average price of $60.0463. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 20:11 UTC
SINDELAR CORYChief Financial Officer
Exercise / conversionCommon Stock 20,000 $5.05 $101,000.00
Disclosure

SEC source: 0001406666-21-000126 · wf-form4_163579749418761.xml · nonDerivative · entry 1

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 20:06 UTC PurchaseCommon Stock 15,000 $60.00 $899,992.50
Disclosure

SEC source: 0001406666-21-000124 · wf-form4_163579717776921.xml · nonDerivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,977

F1 · price: Shares purchased between $59.978 and $60.00 per share at a weighted average price of $59.9995. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 16:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $5.95 Strike: $5.95 $148,750.00
Disclosure

SEC source: 0001406666-21-000112 · wf-form4_163458901628032.xml · derivative · entry 3

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2027-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 100% of the shares subject to the option grant were fully vested and exercisable on January 1, 2021.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 16:30 UTC SaleCommon Stock 25,000 $58.61 $1,465,125.00
Disclosure

SEC source: 0001406666-21-000112 · wf-form4_163458901628032.xml · nonDerivative · entry 2

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares sold between $57.52 and $60.00 per share at a weighted average price of $58.605. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 16:30 UTC Exercise / conversionCommon Stock 25,000 $5.95 $148,750.00
Disclosure

SEC source: 0001406666-21-000112 · wf-form4_163458901628032.xml · nonDerivative · entry 1

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 19:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 26,000 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001406666-21-000108 · wf-form4_163339095692321.xml · derivative · entry 3

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 26,000 shares

Expires 2027-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: 100% of the shares subject to the option grant were fully vested and exercisable on January 1, 2021.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 19:42 UTC SaleCommon Stock 26,000 $48.50 $1,261,000.00
Disclosure

SEC source: 0001406666-21-000108 · wf-form4_163339095692321.xml · nonDerivative · entry 2

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 19:42 UTC Exercise / conversionCommon Stock 26,000 $5.95 $154,700.00
Disclosure

SEC source: 0001406666-21-000108 · wf-form4_163339095692321.xml · nonDerivative · entry 1

Eleniak Shane Todd Marshall · CIK 0001886143 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 14, 2021 Filed Aug 16, 2021 17:29 UTC
Weening MichaelPresident & COO
PurchaseCommon Stock 337 $31.28 $10,541.36
Disclosure

SEC source: 0001406666-21-000102 · wf-form4_162914935559792.xml · nonDerivative · entry 1

Weening Michael · CIK 0001678385 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,922

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 15, 2021 through August 14, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 15, 2021, the first trading day of the purchase period.

Read SEC document
August 14, 2021 Filed Aug 17, 2021 17:51 UTC Amendment
Weening MichaelPresident & COO
GrantCommon Stock 337 $31.28 $10,541.36
Disclosure

SEC source: 0001406666-21-000104 · wf-form4a_162923703159086.xml · nonDerivative · entry 1

Weening Michael · CIK 0001678385 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,922

F1 · kind: Amended to correct an administrative error relating to the transaction code on the original Form 4 filed on August 16, 2021.

F2 · shares: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 15, 2021 through August 14, 2021. This transaction is exempt under Rule 16b-3(c).

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 15, 2021, the first trading day of the purchase period.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 20:07 UTC SaleCommon Stock 20,000 $45.41 $908,234.00
Disclosure

SEC source: 0001406666-21-000090 · wf-form4_162853964383337.xml · nonDerivative · entry 1

BOWICK CHRISTOPHER J · CIK 0001198471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,927

F1 · price: Shares sold between $45.00 and $45.88 per share at a weighted average price of $45.4117. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 20:13 UTC SaleCommon Stock 100,000 $45.41 $4,541,470.00
Disclosure

SEC source: 0001406666-21-000094 · wf-form4_162853999647653.xml · nonDerivative · entry 1

PLANTS J DANIEL · CIK 0001626681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Voce Capital Management LLC

Disclosed balance after: 232,865

F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:09 UTC SaleCommon Stock 885 $45.07 $39,882.61
Disclosure

SEC source: 0001406666-21-000092 · wf-form4_162853975266850.xml · nonDerivative · entry 2

Matthews Michael · CIK 0001507710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:09 UTC SaleCommon Stock 2,500 $44.73 $111,836.50
Disclosure

SEC source: 0001406666-21-000092 · wf-form4_162853975266850.xml · nonDerivative · entry 1

Matthews Michael · CIK 0001507710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,885

F1 · price: Shares sold between $44.64 and $44.86 per share at a weighted average price of $44.7346. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 22:57 UTC SaleCommon Stock 1,290 $45.97 $59,297.95
Disclosure

SEC source: 0001406666-21-000088 · wf-form4_162829062032621.xml · nonDerivative · entry 1

PLANTS J DANIEL · CIK 0001626681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Voce Capital Management LLC

Disclosed balance after: 332,865

F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.