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CALX

CALIX, INC

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4385
SEC CIK
0001406666
Parsed reports
353

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2023 Filed Feb 6, 2023 20:22 UTC
Collins John MatthewChief Commercial Ops Officer
SaleCommon Stock 5,000 $54.48 $272,400.00
Disclosure

SEC source: 0001406666-23-000012 · wf-form4_167571491295257.xml · nonDerivative · entry 2

Collins John Matthew · CIK 0001887165 · Chief Commercial Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Shares sold between $54.22 and $54.71 per share at a weighted average price of $54.48. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 20:22 UTC
Collins John MatthewChief Commercial Ops Officer
Exercise / conversionCommon Stock 5,000 $6.95 $34,750.00
Disclosure

SEC source: 0001406666-23-000012 · wf-form4_167571491295257.xml · nonDerivative · entry 1

Collins John Matthew · CIK 0001887165 · Chief Commercial Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 23:26 UTC GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001406666-23-000010 · wf-form4_167529397088191.xml · nonDerivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,073

Read SEC document
January 30, 2023 Filed Jan 30, 2023 23:56 UTC
Russo CarlDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0001406666-23-000009 · wf-form4_167512296148588.xml · derivative · entry 5

Russo Carl · CIK 0001483757 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on February 21, 2017.

Read SEC document
January 30, 2023 Filed Jan 30, 2023 23:56 UTC
Russo CarlDirector · 10% owner
Exercise / conversionCommon Stock 200,000 $8.41 $1,682,000.00
Disclosure

SEC source: 0001406666-23-000009 · wf-form4_167512296148588.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,628,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 00:40 UTC
SINDELAR CORYChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $5.05 $0.00
Disclosure

SEC source: 0001406666-23-000007 · wf-form4_167477998137880.xml · derivative · entry 2

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 2,000 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on 10/01/2021

Read SEC document
January 25, 2023 Filed Jan 27, 2023 00:40 UTC
SINDELAR CORYChief Financial Officer
Exercise / conversionCommon Stock 2,000 $5.05 $10,100.00
Disclosure

SEC source: 0001406666-23-000007 · wf-form4_167477998137880.xml · nonDerivative · entry 1

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,073 $0.00 Strike: $38.96 $0.00
Disclosure

SEC source: 0001406666-23-000003 · wf-form4_167450872018938.xml · derivative · entry 3

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,073 shares

Expires 2031-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on May 13, 2022

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:18 UTC Exercise / conversionCommon Stock 9,073 $38.96 $353,484.08
Disclosure

SEC source: 0001406666-23-000003 · wf-form4_167450872018938.xml · nonDerivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:08 UTC GrantCommon Stock (right to buy) · Derivative 1,706 $0.00 Strike: $68.43 $0.00
Disclosure

SEC source: 0001406666-23-000002 · wf-form4_167287008144067.xml · derivative · entry 1

Fields Eleanor · CIK 0001960298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,706

Underlying: Common Stock · 1,706 shares

Expires 2033-01-01

F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (January 1, 2023) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,073 $0.00 Strike: $38.96 $0.00
Disclosure

SEC source: 0001406666-22-000062 · wf-form4_167027476705195.xml · derivative · entry 2

EVERETT MICHAEL T · CIK 0001235467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,073 shares

Expires 2031-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on May 13, 2022.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:13 UTC Exercise / conversionCommon Stock 9,073 $38.96 $353,484.08
Disclosure

SEC source: 0001406666-22-000062 · wf-form4_167027476705195.xml · nonDerivative · entry 1

EVERETT MICHAEL T · CIK 0001235467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2022 Filed Nov 28, 2022 16:02 UTC
Weening MichaelPresident & CEO
GrantCommon Stock · Derivative 120,000 $0.00 Strike: $68.40 $0.00
Disclosure

SEC source: 0001406666-22-000060 · wf-form4_166966926740569.xml · derivative · entry 1

Weening Michael · CIK 0001678385 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2032-11-27

F1 · derivative.exercise_date: 25% of the shares subject to the stock option grant will vest on November 27, 2023, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the reporting person's continued employment with Calix through the applicable vesting dates.

Read SEC document
November 27, 2022 Filed Nov 28, 2022 21:05 UTC
SINDELAR CORYChief Financial Officer
GrantCommon Stock · Derivative 100,000 $0.00 Strike: $68.40 $0.00
Disclosure

SEC source: 0001406666-22-000061 · wf-form4_166966941510329.xml · derivative · entry 1

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-11-27

F1 · derivative.exercise_date: 25% of the shares subject to the stock option grant will vest on November 27, 2023, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the reporting person's continued employment with Calix through the applicable vesting dates.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 22:59 UTC
Collins John MatthewEVP, Commercial Operations
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001406666-22-000058 · wf-form4_166760277252696.xml · derivative · entry 3

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 5,000 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 137,500 of the shares subject to the option grant were fully vested and exercisable on October 31, 2022.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 22:59 UTC
Collins John MatthewEVP, Commercial Operations
SaleCommon Stock 5,000 $70.65 $353,250.00
Disclosure

SEC source: 0001406666-22-000058 · wf-form4_166760277252696.xml · nonDerivative · entry 2

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Shares sold between $70.62 and $70.82 per share at a weighted average price of $70.65. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 22:59 UTC
Collins John MatthewEVP, Commercial Operations
Exercise / conversionCommon Stock 5,000 $9.16 $45,800.00
Disclosure

SEC source: 0001406666-22-000058 · wf-form4_166760277252696.xml · nonDerivative · entry 1

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:24 UTC SaleCommon Stock 2,000 $72.33 $144,660.00
Disclosure

SEC source: 0001406666-22-000056 · wf-form4_166750708022386.xml · nonDerivative · entry 1

Matthews Michael · CIK 0001507710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Read SEC document
October 31, 2022 Filed Oct 31, 2022 23:17 UTC
SINDELAR CORYChief Financial Officer
SaleCommon Stock 3,000 $74.52 $223,560.00
Disclosure

SEC source: 0001406666-22-000053 · wf-form4_166725821861734.xml · nonDerivative · entry 1

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,848

Read SEC document
October 31, 2022 Filed Nov 4, 2022 22:58 UTC Amendment
SINDELAR CORYChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $5.05 $0.00
Disclosure

SEC source: 0001406666-22-000057 · wf-form4a_166760267260800.xml · derivative · entry 3

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,000

Underlying: Common Stock · 3,000 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully exercisable

Read SEC document
October 31, 2022 Filed Nov 4, 2022 22:58 UTC Amendment
SINDELAR CORYChief Financial Officer
SaleCommon Stock 3,000 $74.52 $223,560.00
Disclosure

SEC source: 0001406666-22-000057 · wf-form4a_166760267260800.xml · nonDerivative · entry 2

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,848

Read SEC document
October 31, 2022 Filed Nov 4, 2022 22:58 UTC Amendment
SINDELAR CORYChief Financial Officer
Exercise / conversionCommon Stock 3,000 $5.05 $15,150.00
Disclosure

SEC source: 0001406666-22-000057 · wf-form4a_166760267260800.xml · nonDerivative · entry 1

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:13 UTC GiftCommon Stock 9,999 $0.00 $0.00
Disclosure

SEC source: 0001406666-22-000051 · wf-form4_166725797528265.xml · nonDerivative · entry 3

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,000

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:13 UTC SaleCommon Stock 50,001 $72.87 $3,643,572.87
Disclosure

SEC source: 0001406666-22-000051 · wf-form4_166725797528265.xml · nonDerivative · entry 2

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,999

F2 · price: (2) Shares sold between $72.33 and $73.81 per share at a weighted average price of $72.87. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:02 UTC
Weening MichaelPresident & CEO
GrantCommon Stock · Derivative 300,000 $0.00 Strike: $73.12 $0.00
Disclosure

SEC source: 0001406666-22-000055 · wf-form4_166734734177535.xml · derivative · entry 1

Weening Michael · CIK 0001678385 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2032-10-28

F1 · derivative.exercise_date: 25% of the shares subject to the stock option grant will vest on October 28, 2023, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the reporting person's continued employment with Calix, Inc. through the applicable vesting dates.

Read SEC document
October 27, 2022 Filed Nov 1, 2022 00:04 UTC SaleCommon Stock 24,176 $73.21 $1,769,924.96
Disclosure

SEC source: 0001406666-22-000054 · wf-form4_166726105427648.xml · nonDerivative · entry 1

CRUSCO KATHLEEN M · CIK 0001237508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,705

F1 · price: Shares sold between $73.00 and $73.99 per share at a weighted average price of $73.21. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 23:14 UTC SaleCommon Stock 18,000 $72.80 $1,310,400.00
Disclosure

SEC source: 0001406666-22-000052 · wf-form4_166725807198997.xml · nonDerivative · entry 1

BOWICK CHRISTOPHER J · CIK 0001198471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,927

F1 · price: (1) Shares sold between $71.86 and $73.89 per share at a weighted average price of $72.80. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 23:13 UTC SaleCommon Stock 50,000 $72.66 $3,633,000.00
Disclosure

SEC source: 0001406666-22-000051 · wf-form4_166725797528265.xml · nonDerivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

F1 · price: (1) Shares sold between $72.00 and $73.63 per share at a weighted average price of $72.66. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 20:31 UTC GrantStock Option (right to buy) · Derivative 4,756 $0.00 Strike: $57.83 $0.00
Disclosure

SEC source: 0001406666-22-000046 · wf-form4_166120024641421.xml · derivative · entry 1

Mukherjee Rajatish · CIK 0001942773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,756

Underlying: Common Stock · 4,756 shares

Expires 2032-08-19

F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (August 19, 2022) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.

Read SEC document
August 14, 2022 Filed Aug 15, 2022 21:01 UTC
Weening MichaelPresident & COO
GrantCommon Stock 113 $48.25 $5,452.25
Disclosure

SEC source: 0001406666-22-000041 · wf-form4_166061153853059.xml · nonDerivative · entry 1

Weening Michael · CIK 0001678385 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,145

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 15, 2022 through August 14, 2022. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 12, 2022, the last trading day of the purchase period.

Read SEC document
August 14, 2022 Filed Aug 16, 2022 01:00 UTC
SINDELAR CORYChief Financial Officer
GrantCommon Stock 60 $48.25 $2,895.00
Disclosure

SEC source: 0001406666-22-000040 · wf-form4_166061134517645.xml · nonDerivative · entry 1

SINDELAR CORY · CIK 0001226868 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,848

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 15, 2022 through August 14, 2022. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 12, 2022, the last trading day of the purchase period.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 21:46 UTC
Collins John MatthewEVP, Commercial Operations
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.95 $0.00
Disclosure

SEC source: 0001406666-22-000037 · wf-form4_165964955428333.xml · derivative · entry 3

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,171

Underlying: Common Stock · 5,000 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the shares subject to the option grant were fully vested and exercisable on August 1, 2021.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 21:46 UTC
Collins John MatthewEVP, Commercial Operations
SaleCommon Stock 5,000 $58.31 $291,550.00
Disclosure

SEC source: 0001406666-22-000037 · wf-form4_165964955428333.xml · nonDerivative · entry 2

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Shares sold between $57.96 and $58.88 per share at a weighted average price of $58.31. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 21:46 UTC
Collins John MatthewEVP, Commercial Operations
Exercise / conversionCommon Stock 5,000 $6.95 $34,750.00
Disclosure

SEC source: 0001406666-22-000037 · wf-form4_165964955428333.xml · nonDerivative · entry 1

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 21:33 UTC SaleCommon Stock 35,000 $58.20 $2,037,000.00
Disclosure

SEC source: 0001406666-22-000038 · wf-form4_165973517025858.xml · nonDerivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

F1 · price: Shares sold between $57.39 and $59.02 per share at a weighted average price of $58.20. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 22:00 UTC
Makagon KiraDirector
SaleCommon Stock 30,000 $57.71 $1,731,300.00
Disclosure

SEC source: 0001406666-22-000034 · wf-form4_165956398055033.xml · nonDerivative · entry 1

Makagon Kira · CIK 0001586648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,275

F1 · price: Shares sold between $57.38 and $58.30 per share at a weighted average price of $57.71. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
July 28, 2022 Filed Aug 4, 2022 01:20 UTC SaleCommon Stock 6,000 $55.70 $334,216.80
Disclosure

SEC source: 0001406666-22-000036 · wf-form4_165957603802594.xml · nonDerivative · entry 1

Matthews Michael · CIK 0001507710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

F1 · price: Shares sold between $55.67 and $55.87 per share at a weighted average price of $55.70. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:17 UTC GrantStock Option (right to buy) · Derivative Not disclosed $0.00 Strike: $33.46 $9,960.00
Disclosure

SEC source: 0001406666-22-000026 · wf-form4_165273218172493.xml · derivative · entry 1

Matthews Michael · CIK 0001507710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2032-05-12

F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 12, 2022) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:14 UTC GrantStock Option (right to buy) · Derivative 9,960 $0.00 Strike: $33.46 $0.00
Disclosure

SEC source: 0001406666-22-000025 · wf-form4_165273204620205.xml · derivative · entry 1

EVERETT MICHAEL T · CIK 0001235467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

Underlying: Common Stock · 9,960 shares

Expires 2032-05-12

F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 12, 2022) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:04 UTC
Makagon KiraDirector
GrantStock Option (right to buy) · Derivative 9,960 $0.00 Strike: $33.46 $0.00
Disclosure

SEC source: 0001406666-22-000021 · wf-form4_165273146171753.xml · derivative · entry 1

Makagon Kira · CIK 0001586648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

Underlying: Common Stock · 9,960 shares

Expires 2032-05-12

F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 12, 2022) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.

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May 12, 2022 Filed May 16, 2022 20:12 UTC GrantStock Option (right to buy) · Derivative 9,960 $0.00 Strike: $33.46 $0.00
Disclosure

SEC source: 0001406666-22-000024 · wf-form4_165273194270632.xml · derivative · entry 1

BOWICK CHRISTOPHER J · CIK 0001198471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

Underlying: Common Stock · 9,960 shares

Expires 2032-05-12

F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 12, 2022) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.

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May 12, 2022 Filed May 16, 2022 20:09 UTC GrantStock Option (right to buy) · Derivative 9,960 $0.00 Strike: $33.46 $0.00
Disclosure

SEC source: 0001406666-22-000023 · wf-form4_165273174516577.xml · derivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

Underlying: Common Stock · 9,960 shares

Expires 2032-05-12

F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 12, 2022) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.

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May 12, 2022 Filed May 16, 2022 20:06 UTC GrantStock Option (right to buy) · Derivative 9,960 $0.00 Strike: $33.46 $0.00
Disclosure

SEC source: 0001406666-22-000022 · wf-form4_165273154861690.xml · derivative · entry 1

Peters Kevin Robert · CIK 0001622622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

Underlying: Common Stock · 9,960 shares

Expires 2032-05-12

F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 12, 2022) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.

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May 12, 2022 Filed May 16, 2022 20:03 UTC GrantStock Option (right to buy) · Derivative 9,960 $0.00 Strike: $33.46 $0.00
Disclosure

SEC source: 0001406666-22-000020 · wf-form4_165273137072790.xml · derivative · entry 1

CRUSCO KATHLEEN M · CIK 0001237508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

Underlying: Common Stock · 9,960 shares

Expires 2032-05-12

F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 12, 2022) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.

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May 06, 2022 Filed May 11, 2022 21:01 UTC SaleCommon Stock 16,250 $37.72 $612,950.00
Disclosure

SEC source: 0001406666-22-000010 · wf-form4_165230287303211.xml · nonDerivative · entry 2

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,000

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May 05, 2022 Filed May 11, 2022 21:01 UTC SaleCommon Stock 33,750 $39.97 $1,348,987.50
Disclosure

SEC source: 0001406666-22-000010 · wf-form4_165230287303211.xml · nonDerivative · entry 1

LISTWIN DONALD J · CIK 0001211436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,250

F1 · price: Shares sold between $38.36 and $41.36 per share at a weighted average price of $39.97. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

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May 02, 2022 Filed May 4, 2022 20:03 UTC SaleCommon Stock 12,477 $40.00 $499,080.00
Disclosure

SEC source: 0001406666-22-000008 · wf-form4_165169452992071.xml · nonDerivative · entry 1

DENUCCIO KEVIN A · CIK 0001227891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · balance_after: Shares sold between $40.00 and $40.08 per share at a weighted average price of $40.00. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

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February 28, 2022 Filed Mar 1, 2022 21:15 UTC
Collins John MatthewEVP, Commercial Operations
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.95 $0.00
Disclosure

SEC source: 0001628280-22-004512 · wf-form4_164616927850261.xml · derivative · entry 3

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,171

Underlying: Common Stock · 5,000 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the shares subject to the option grant were fully vested and exercisable on August 1, 2021.

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February 28, 2022 Filed Mar 1, 2022 21:15 UTC
Collins John MatthewEVP, Commercial Operations
SaleCommon Stock 5,000 $53.86 $269,300.00
Disclosure

SEC source: 0001628280-22-004512 · wf-form4_164616927850261.xml · nonDerivative · entry 2

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Shares sold between $53.39 and $54.26 per share at a weighted average price of $53.86. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.

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February 28, 2022 Filed Mar 1, 2022 21:15 UTC
Collins John MatthewEVP, Commercial Operations
Exercise / conversionCommon Stock 5,000 $6.95 $34,750.00
Disclosure

SEC source: 0001628280-22-004512 · wf-form4_164616927850261.xml · nonDerivative · entry 1

Collins John Matthew · CIK 0001887165 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.