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Nasdaq · USD

CALC

CalciMedica, Inc.

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Tapewire entity
7804
SEC CIK
0001534133
Parsed reports
265

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2023 Filed Nov 9, 2023 01:41 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 2,400 $3.12 $7,488.00
Disclosure

SEC source: 0001209191-23-054769 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 35,894

Read SEC document
November 03, 2023 Filed Nov 6, 2023 23:39 UTC
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 5,000 $2.85 $14,250.00
Disclosure

SEC source: 0001209191-23-054577 · doc4.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,400

Read SEC document
November 03, 2023 Filed Nov 6, 2023 23:40 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 5,860 $2.70 $15,827.86
Disclosure

SEC source: 0001209191-23-054578 · doc4.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 22,245

F2 · price: The weighted average purchase price for the transaction reported was $2.701, and the range of prices were between $2.60 and $2.79496. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 23:40 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 3,200 $2.80 $8,960.00
Disclosure

SEC source: 0001209191-23-054578 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,587

F1 · price: The weighted average purchase price for the transaction reported was $2.80, and the range of prices were between $2.795672 and $2.80. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 23:08 UTC
Hebbar SudarshanChief Medical Officer
PurchaseCommon Stock 36,000 $2.74 $98,600.40
Disclosure

SEC source: 0001209191-23-054632 · doc4.xml · nonDerivative · entry 1

Hebbar Sudarshan · CIK 0001968793 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,000

F1 · price: The weighted average purchase price for the transaction reported was $2.7389, and the range of prices were between $2.645 and $2.80. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
November 03, 2023 Filed Nov 8, 2023 01:42 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 11,249 $2.83 $31,845.92
Disclosure

SEC source: 0001209191-23-054635 · doc4.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 33,494

F2 · price: The weighted average purchase price for the transaction reported was $2.831, and the range of prices were between $2.67 and $2.85. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
November 03, 2023 Filed Nov 8, 2023 01:42 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 3,700 $2.77 $10,249.00
Disclosure

SEC source: 0001209191-23-054635 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,287

F1 · price: The weighted average purchase price for the transaction reported was $2.77, and the range of prices were between $2.70 and $2.80. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
August 29, 2023 Filed Sep 5, 2023 22:07 UTC Amendment
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 223 $3.02 $673.46
Disclosure

SEC source: 0001209191-23-048235 · doc4a.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By FMTC Custodian - Roth IRA FBO Eric W. Roberts

Disclosed balance after: 5,223

Read SEC document
August 25, 2023 Filed Aug 29, 2023 23:34 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 736 $3.18 $2,340.48
Disclosure

SEC source: 0001209191-23-047674 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By FMTC Custodian - Roth IRA FBO Eric W. Roberts

Disclosed balance after: 5,000

Read SEC document
August 22, 2023 Filed Aug 23, 2023 22:02 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 714 $3.27 $2,334.78
Disclosure

SEC source: 0001209191-23-047106 · doc4.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By FMTC Custodian - Roth IRA FBO Eric W. Roberts

Disclosed balance after: 4,264

F2 · price: The weighted average purchase price for the transaction reported was $3.27, and the range of prices were between $3.12 and $3.35. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 22:02 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 1,750 $3.25 $5,687.50
Disclosure

SEC source: 0001209191-23-047106 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By FMTC Custodian - Roth IRA FBO Eric W. Roberts

Disclosed balance after: 3,550

F1 · price: The weighted average purchase price for the transaction reported was $3.25, and the range of prices were between $3.20 and $3.30. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 00:33 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 1,200 $3.70 $4,441.20
Disclosure

SEC source: 0001209191-23-039831 · doc4.xml · nonDerivative · entry 3

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,387

F1 · price: The weighted average purchase price for the transaction reported was $3.701, and the range of prices were between $3.53 and $3.7483. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 00:33 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 200 $3.53 $706.00
Disclosure

SEC source: 0001209191-23-039831 · doc4.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 16,385

Read SEC document
June 23, 2023 Filed Jun 27, 2023 00:33 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 500 $3.35 $1,675.00
Disclosure

SEC source: 0001209191-23-039831 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 16,185

Read SEC document
June 21, 2023 Filed Jun 22, 2023 23:31 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 2,000 $4.13 $8,250.00
Disclosure

SEC source: 0001209191-23-039176 · doc4.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 15,685

F1 · price: The weighted average purchase price for the transaction reported was $4.125, and the range of prices were between $3.95 and $4.35. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 23:31 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 500 $4.85 $2,425.00
Disclosure

SEC source: 0001209191-23-039176 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 13,685

Read SEC document
June 09, 2023 Filed Jun 10, 2023 01:16 UTC
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 400 $5.25 $2,100.00
Disclosure

SEC source: 0001209191-23-036127 · doc4.xml · nonDerivative · entry 2

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,328

Read SEC document
June 09, 2023 Filed Jun 10, 2023 01:19 UTC
Middleton Fred ADirector · 10% owner
PurchaseCommon Stock 714 $5.20 $3,712.80
Disclosure

SEC source: 0001209191-23-036129 · doc4.xml · nonDerivative · entry 1

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,714

Read SEC document
June 08, 2023 Filed Jun 10, 2023 01:16 UTC
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 928 $5.23 $4,850.56
Disclosure

SEC source: 0001209191-23-036127 · doc4.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,928

F1 · price: The weighted average purchase price for the transaction reported was $5.2269, and the range of prices were between $5.20 and $5.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 08, 2023 Filed Jun 10, 2023 01:17 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 485 $5.20 $2,522.00
Disclosure

SEC source: 0001209191-23-036128 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 13,185

Read SEC document
June 08, 2023 Filed Jun 15, 2023 23:51 UTC Amendment
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $5.23 $5,225.00
Disclosure

SEC source: 0001209191-23-037586 · doc4a.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

F1 · price: The weighted average purchase price for the transaction reported was $5.225, and the range of prices were between $5.20 and $5.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 01:09 UTC
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $5.25 $5,247.80
Disclosure

SEC source: 0001209191-23-035609 · doc4.xml · nonDerivative · entry 2

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

F2 · price: The weighted average purchase price for the transaction reported was $5.2478, and the range of prices were between $5.225 and $5.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 01:12 UTC
Middleton Fred ADirector · 10% owner
PurchaseCommon Stock 500 $5.20 $2,600.00
Disclosure

SEC source: 0001209191-23-035613 · doc4.xml · nonDerivative · entry 2

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Read SEC document
June 07, 2023 Filed Jun 9, 2023 01:10 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 1,500 $5.23 $7,840.05
Disclosure

SEC source: 0001209191-23-035612 · doc4.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 12,700

F1 · price: The weighted average purchase price for the transaction reported was $5.2267, and the range of prices were between $5.20 and $5.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 06, 2023 Filed Jun 9, 2023 01:09 UTC
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $5.13 $5,128.70
Disclosure

SEC source: 0001209191-23-035609 · doc4.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

F1 · price: The weighted average purchase price for the transaction reported was $5.1287, and the range of prices were between $4.48 and $5.24. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 06, 2023 Filed Jun 9, 2023 01:12 UTC
Middleton Fred ADirector · 10% owner
PurchaseCommon Stock 500 $4.88 $2,440.40
Disclosure

SEC source: 0001209191-23-035613 · doc4.xml · nonDerivative · entry 1

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Read SEC document
June 06, 2023 Filed Jun 9, 2023 01:10 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 3,200 $5.09 $16,278.40
Disclosure

SEC source: 0001209191-23-035612 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 11,200

F1 · price: The weighted average purchase price for the transaction reported was $5.2267, and the range of prices were between $5.20 and $5.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 23:25 UTC
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $4.80 $4,800.00
Disclosure

SEC source: 0001209191-23-034646 · doc4.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
June 02, 2023 Filed Jun 5, 2023 23:20 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 1,687 $4.90 $8,266.30
Disclosure

SEC source: 0001209191-23-034639 · doc4.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,187

F2 · price: The weighted average purchase price for the transaction reported was $4.9, and the range of prices were between $4.97628 and $4.9. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:20 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 2,000 $4.42 $8,830.00
Disclosure

SEC source: 0001209191-23-034639 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

F1 · price: The weighted average purchase price for the transaction reported was $4.415, and the range of prices were between $4.37 and $4.43. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 23:49 UTC
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $4.21 $4,210.00
Disclosure

SEC source: 0001209191-23-033461 · doc4.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The weighted average purchase price for the transaction reported was $4.21, and the range of prices were between $4.00 and $4.48. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 23:48 UTC PurchaseCommon Stock 150 $4.20 $630.00
Disclosure

SEC source: 0001209191-23-033460 · doc4.xml · nonDerivative · entry 3

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,684

Read SEC document
May 31, 2023 Filed Jun 1, 2023 23:48 UTC PurchaseCommon Stock 100 $4.09 $408.75
Disclosure

SEC source: 0001209191-23-033460 · doc4.xml · nonDerivative · entry 2

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,534

Read SEC document
May 30, 2023 Filed Jun 1, 2023 23:48 UTC PurchaseCommon Stock 5 $3.25 $16.25
Disclosure

SEC source: 0001209191-23-033460 · doc4.xml · nonDerivative · entry 1

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,434

Read SEC document
May 30, 2023 Filed Jun 1, 2023 23:46 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 2,000 $3.86 $7,723.20
Disclosure

SEC source: 0001209191-23-033459 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 8,000

Read SEC document
May 23, 2023 Filed May 25, 2023 00:15 UTC
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 3,000 $3.34 $10,031.70
Disclosure

SEC source: 0001209191-23-032024 · doc4.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The weighted average purchase price for the transaction reported was $3.3439, and the range of prices were between $3.09 and $3.37. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
May 23, 2023 Filed May 25, 2023 00:16 UTC PurchaseCommon Stock 500 $3.27 $1,634.00
Disclosure

SEC source: 0001209191-23-032025 · doc4.xml · nonDerivative · entry 1

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,429

Read SEC document
May 23, 2023 Filed May 25, 2023 00:13 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 2,000 $3.26 $6,526.00
Disclosure

SEC source: 0001209191-23-032023 · doc4.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,500

F1 · price: The weighted average purchase price for the transaction reported was $3.263, and the range of prices were between $3.25 and $3.276. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
May 22, 2023 Filed May 25, 2023 00:13 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 6,000 $2.95 $17,700.00
Disclosure

SEC source: 0001209191-23-032023 · doc4.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 6,000

Read SEC document
May 19, 2023 Filed May 22, 2023 19:23 UTC
Middleton Fred ADirector · 10% owner
PurchaseCommon Stock 10,000 $2.85 $28,500.00
Disclosure

SEC source: 0001209191-23-031382 · doc4.xml · nonDerivative · entry 1

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 19, 2023 Filed May 22, 2023 20:32 UTC PurchaseCommon Stock 199 $2.65 $527.35
Disclosure

SEC source: 0001209191-23-031472 · doc4.xml · nonDerivative · entry 2

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,929

Read SEC document
May 18, 2023 Filed May 18, 2023 22:08 UTC PurchaseCommon Stock 300 $2.70 $810.00
Disclosure

SEC source: 0001209191-23-030782 · doc4.xml · nonDerivative · entry 3

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,729

Read SEC document
May 18, 2023 Filed May 22, 2023 20:32 UTC PurchaseCommon Stock 1 $2.65 $2.65
Disclosure

SEC source: 0001209191-23-031472 · doc4.xml · nonDerivative · entry 1

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,730

Read SEC document
May 17, 2023 Filed May 18, 2023 22:08 UTC PurchaseCommon Stock 200 $2.67 $534.00
Disclosure

SEC source: 0001209191-23-030782 · doc4.xml · nonDerivative · entry 2

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,429

Read SEC document
May 17, 2023 Filed May 18, 2023 22:05 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 3,000 $2.68 $8,040.00
Disclosure

SEC source: 0001209191-23-030779 · doc4.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

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May 17, 2023 Filed Nov 7, 2024 01:00 UTC Amendment
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
PurchaseCommon Stock 3,000 $2.68 $8,040.00
Disclosure

SEC source: 0001415889-24-026280 · form4a-11062024_081102.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 3,000

F1 · balance_after: On May 18, 2023, the Reporting Person filed a Form 4 which inadvertently omitted the purchase of 3,000 shares of the Issuer's common stock by Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA (the "Oppenheimer IRA"). In fact, as reported in this amendment, the Reporting Person indirectly owned 3,000 shares of common stock held by the Oppenheimer IRA following the purchase.

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May 16, 2023 Filed May 18, 2023 22:06 UTC
Hebbar SudarshanChief Medical Officer
PurchaseCommon Stock 10,000 $2.70 $26,999.00
Disclosure

SEC source: 0001209191-23-030780 · doc4.xml · nonDerivative · entry 1

Hebbar Sudarshan · CIK 0001968793 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The weighted average purchase price for the transaction reported was $2.6999, and the range of prices were between $2.69 and $2.70. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

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May 16, 2023 Filed May 18, 2023 22:03 UTC
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $2.69 $2,690.00
Disclosure

SEC source: 0001209191-23-030778 · doc4.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

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May 16, 2023 Filed May 18, 2023 22:08 UTC PurchaseCommon Stock 800 $2.70 $2,160.00
Disclosure

SEC source: 0001209191-23-030782 · doc4.xml · nonDerivative · entry 1

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,229

F1 · price: The weighted average purchase price for the transaction reported was $2.70, and the range of prices were between $2.605 and $2.76. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

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May 16, 2023 Filed May 18, 2023 22:05 UTC
Roberts Eric WDirector · Chief Business Officer · 10% owner
PurchaseCommon Stock 1,800 $2.72 $4,896.00
Disclosure

SEC source: 0001209191-23-030779 · doc4.xml · nonDerivative · entry 3

Roberts Eric W · CIK 0001576244 · Director · Chief Business Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By FMTC Custodian - Roth IRA FBO Eric W. Roberts

Disclosed balance after: 1,800

F2 · price: The weighted average purchase price for the transaction reported was $2.71, and the range of prices were between $2.65 and $2.75. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.