Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 14,372 | $0.13 Strike: $5.36 | $1,796.50 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 20 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VII Disclosed balance after: 14,372 Underlying: Common Stock · 14,372 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F2 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 1,960 | $0.13 Strike: $7.15 | $245.00 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 19 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VI Disclosed balance after: 1,960 Underlying: Common Stock · 1,960 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 1,960 | $0.13 Strike: $5.36 | $245.00 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 18 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VI Disclosed balance after: 1,960 Underlying: Common Stock · 1,960 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F2 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 6,592 | $0.13 Strike: $7.15 | $824.00 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 17 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII Annex Fund, L.P. Disclosed balance after: 6,592 Underlying: Common Stock · 6,592 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 6,592 | $0.13 Strike: $5.36 | $824.00 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 16 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII Annex Fund, L.P. Disclosed balance after: 6,592 Underlying: Common Stock · 6,592 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F2 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 25,516 | $0.13 Strike: $7.15 | $3,189.50 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 15 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII (Canada), L.P. Disclosed balance after: 25,516 Underlying: Common Stock · 25,516 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 25,516 | $0.13 Strike: $5.36 | $3,189.50 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 14 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII (Canada), L.P. Disclosed balance after: 25,516 Underlying: Common Stock · 25,516 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F2 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 97,236 | $0.13 Strike: $7.15 | $12,154.50 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 13 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII, L.P. Disclosed balance after: 97,236 Underlying: Common Stock · 97,236 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 97,236 | $0.13 Strike: $5.36 | $12,154.50 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 12 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII, L.P. Disclosed balance after: 97,236 Underlying: Common Stock · 97,236 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F2 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 72,338 | $0.13 Strike: $7.15 | $9,042.25 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 11 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Venture Partners VI Co-Investment Fund, L.P. Disclosed balance after: 72,338 Underlying: Common Stock · 72,338 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 72,338 | $0.13 Strike: $5.36 | $9,042.25 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 10 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Venture Partners VI Co-Investment Fund, L.P. Disclosed balance after: 72,338 Underlying: Common Stock · 72,338 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F2 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 121,678 | $0.13 Strike: $7.15 | $15,209.75 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 9 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,678 Underlying: Common Stock · 121,678 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseWarrant · Derivative | 121,678 | $0.13 Strike: $5.36 | $15,209.75 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 8 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,678 Underlying: Common Stock · 121,678 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F2 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseCommon Stock | 28,744 | $3.70 | $106,410.29 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · nonDerivative · entry 7 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VII Disclosed balance after: 30,292 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseCommon Stock | 3,920 | $3.70 | $14,511.84 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · nonDerivative · entry 6 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VI Disclosed balance after: 21,602 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseCommon Stock | 13,184 | $3.70 | $48,807.17 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · nonDerivative · entry 5 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII Annex Fund, L.P. Disclosed balance after: 27,609 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseCommon Stock | 51,032 | $3.70 | $188,920.46 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · nonDerivative · entry 4 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII (Canada), L.P. Disclosed balance after: 114,260 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseCommon Stock | 194,472 | $3.70 | $719,935.34 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · nonDerivative · entry 3 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII, L.P. Disclosed balance after: 435,148 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseCommon Stock | 144,676 | $3.70 | $535,590.55 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · nonDerivative · entry 2 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Venture Partners VI Co-Investment Fund, L.P. Disclosed balance after: 727,433 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 20:00 UTC |
Sanderling Venture Partners VI LP10% owner
Sanderling Ventures Management VI10% owner
Sanderling Ventures VII, L.P.10% owner
Sanderling Ventures Management VII10% owner
|
PurchaseCommon Stock | 243,356 | $3.70 | $900,903.91 |
DisclosureSEC source: 0001415889-24-001830 · form4-01252024_080106.xml · nonDerivative · entry 1 Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner Sanderling Ventures Management VI · CIK 0001429588 · 10% owner Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner Sanderling Ventures Management VII · CIK 0001993457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 946,744 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Leheny A. RachelDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
GrantWarrant · Derivative | 45,543 | $0.13 Strike: $7.15 | $5,692.88 |
DisclosureSEC source: 0001415889-24-001828 · form4-01252024_080101.xml · derivative · entry 7 Leheny A. Rachel · CIK 0001484729 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,543 Underlying: Common Stock · 45,543 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F4 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F4 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Leheny A. RachelDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
GrantWarrant · Derivative | 45,543 | $0.13 Strike: $5.36 | $5,692.88 |
DisclosureSEC source: 0001415889-24-001828 · form4-01252024_080101.xml · derivative · entry 6 Leheny A. Rachel · CIK 0001484729 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,543 Underlying: Common Stock · 45,543 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F3 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Leheny A. RachelDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
GrantCommon Stock | 91,086 | $4.27 | $388,618.42 |
DisclosureSEC source: 0001415889-24-001828 · form4-01252024_080101.xml · nonDerivative · entry 1 Leheny A. Rachel · CIK 0001484729 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,926 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 14,372 | $0.13 Strike: $7.15 | $1,796.50 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 23 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VII Disclosed balance after: 14,372 Underlying: Common Stock · 14,372 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F8 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F8 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 14,372 | $0.13 Strike: $5.36 | $1,796.50 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 22 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VII Disclosed balance after: 14,372 Underlying: Common Stock · 14,372 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F7 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F7 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 1,960 | $0.13 Strike: $7.15 | $245.00 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 21 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VI Disclosed balance after: 1,960 Underlying: Common Stock · 1,960 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F8 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F8 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 1,960 | $0.13 Strike: $5.36 | $245.00 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 20 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VI Disclosed balance after: 1,960 Underlying: Common Stock · 1,960 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F7 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F7 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F3 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 6,592 | $0.13 Strike: $7.15 | $824.00 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 19 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII Annex Fund, L.P. Disclosed balance after: 6,592 Underlying: Common Stock · 6,592 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F8 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F8 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 6,592 | $0.13 Strike: $5.36 | $824.00 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 18 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII Annex Fund, L.P. Disclosed balance after: 6,592 Underlying: Common Stock · 6,592 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F7 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F7 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 25,516 | $0.13 Strike: $7.15 | $3,189.50 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 17 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII (Canada), L.P. Disclosed balance after: 25,516 Underlying: Common Stock · 25,516 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F8 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F8 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 25,516 | $0.13 Strike: $5.36 | $3,189.50 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 16 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII (Canada), L.P. Disclosed balance after: 25,516 Underlying: Common Stock · 25,516 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F7 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F7 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 97,236 | $0.13 Strike: $7.15 | $12,154.50 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 15 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII, L.P. Disclosed balance after: 97,236 Underlying: Common Stock · 97,236 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F8 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F8 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 97,236 | $0.13 Strike: $5.36 | $12,154.50 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 14 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII, L.P. Disclosed balance after: 97,236 Underlying: Common Stock · 97,236 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F7 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F7 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 72,338 | $0.13 Strike: $7.15 | $9,042.25 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 13 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Venture Partners VI Co-Investment Fund, L.P. Disclosed balance after: 72,338 Underlying: Common Stock · 72,338 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F8 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F8 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 72,338 | $0.13 Strike: $5.36 | $9,042.25 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 12 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Venture Partners VI Co-Investment Fund, L.P. Disclosed balance after: 72,338 Underlying: Common Stock · 72,338 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F7 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F7 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F3 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 121,678 | $0.13 Strike: $7.15 | $15,209.75 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 11 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Venture Partners VI, LP Disclosed balance after: 121,678 Underlying: Common Stock · 121,678 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F8 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F8 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseWarrant · Derivative | 121,678 | $0.13 Strike: $5.36 | $15,209.75 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · derivative · entry 10 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Venture Partners VI, LP Disclosed balance after: 121,678 Underlying: Common Stock · 121,678 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F7 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F7 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F3 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseCommon Stock | 28,744 | $3.70 | $106,410.29 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · nonDerivative · entry 7 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VII Disclosed balance after: 30,292 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseCommon Stock | 3,920 | $3.70 | $14,511.84 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · nonDerivative · entry 6 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures Management VI Disclosed balance after: 21,602 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseCommon Stock | 13,184 | $3.70 | $48,807.17 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · nonDerivative · entry 5 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII Annex Fund, L.P. Disclosed balance after: 27,609 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F4 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the securities of the Issuer held by Sanderling Ventures VII, LP ("SVP VII, LP", together with Sanderling Ventures Management VII, Sanderling Ventures VII (Canada), L.P. and Sanderling Ventures VII Annex Fund, L.P., the "Sanderling VII Shares"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseCommon Stock | 51,032 | $3.70 | $188,920.46 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · nonDerivative · entry 4 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII (Canada), L.P. Disclosed balance after: 114,260 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F5 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseCommon Stock | 194,472 | $3.70 | $719,935.34 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · nonDerivative · entry 3 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Ventures VII, L.P. Disclosed balance after: 435,148 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F4 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the securities of the Issuer held by Sanderling Ventures VII, LP ("SVP VII, LP", together with Sanderling Ventures Management VII, Sanderling Ventures VII (Canada), L.P. and Sanderling Ventures VII Annex Fund, L.P., the "Sanderling VII Shares"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseCommon Stock | 144,676 | $3.70 | $535,590.55 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · nonDerivative · entry 2 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Venture Partners VI Co-Investment Fund, L.P. Disclosed balance after: 727,433 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
Middleton Fred ADirector · 10% owner
|
PurchaseCommon Stock | 243,356 | $3.70 | $900,903.91 |
DisclosureSEC source: 0001415889-24-001831 · form4-01252024_080106.xml · nonDerivative · entry 1 MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanderling Venture Partners VI, LP Disclosed balance after: 946,744 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F2 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the securities of the Issuer held by Sanderling Venture Partners VI, LP ("SVP VI, LP", together with Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH & Co. KG, Sanderling Ventures Management VI and Sanderling VI Limited Partnership (the "Sanderling VI Shares"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
WILSON ROBERT NDirector
|
GrantWarrant · Derivative | 34,157 | $0.13 Strike: $7.15 | $4,269.63 |
DisclosureSEC source: 0001415889-24-001829 · form4-01252024_080102.xml · derivative · entry 3 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,157 Underlying: Common Stock · 34,157 shares Expires 2026-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F3 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. F3 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
WILSON ROBERT NDirector
|
GrantWarrant · Derivative | 34,157 | $0.13 Strike: $5.36 | $4,269.63 |
DisclosureSEC source: 0001415889-24-001829 · form4-01252024_080102.xml · derivative · entry 2 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,157 Underlying: Common Stock · 34,157 shares Expires 2024-12-31 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. F2 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter. Read SEC document |
| January 23, 2024 Filed Jan 26, 2024 01:00 UTC |
WILSON ROBERT NDirector
|
GrantCommon Stock | 68,314 | $4.27 | $291,461.68 |
DisclosureSEC source: 0001415889-24-001829 · form4-01252024_080102.xml · nonDerivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,475 F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors. Read SEC document |
| December 11, 2023 Filed Dec 14, 2023 01:45 UTC |
WILSON ROBERT NDirector
|
PurchaseCommon Stock | 506 | $3.30 | $1,669.80 |
DisclosureSEC source: 0001209191-23-058568 · doc4.xml · nonDerivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,161 Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 01:42 UTC |
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,000 | $3.34 | $6,680.00 |
DisclosureSEC source: 0001209191-23-054770 · doc4.xml · nonDerivative · entry 1 Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,840 F1 · price: The weighted average purchase price for the transaction reported was $3.34, and the range of prices were between $3.30 and $3.38. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 23:09 UTC |
Leheny A. RachelDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,440 | $3.12 | $7,614.75 |
DisclosureSEC source: 0001209191-23-054633 · doc4.xml · nonDerivative · entry 1 Leheny A. Rachel · CIK 0001484729 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,840 F1 · price: The weighted average purchase price for the transaction reported was $3.1208, and the range of prices were between $3.11 and $3.17. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.