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CALC

CalciMedica, Inc.

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Tapewire entity
7804
SEC CIK
0001534133
Parsed reports
265

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2025 Filed Apr 8, 2026 01:50 UTC
Bardin StephenChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 67,728 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001942596-26-000002 · form4-04072026_090411.xml · derivative · entry 1

Bardin Stephen · CIK 0001942596 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,728

Underlying: Common Stock · 67,728 shares

Expires 2036-04-04

F1 · derivative.exercise_date: Beginning April 1, 2026, 1/48th of the shares subject to the option vest in equal monthly installments over a four year period, provided, however, that no shares shall vest until the filing of the Company's registration statement on Form S-8 covering the shares of Common Stock that were automatically added to the shares authorized for issuance under the Company's 2023 Equity Incentive Plan on January 1, 2026 pursuant to an annual "evergreen" provision.

Read SEC document
April 05, 2025 Filed Apr 8, 2026 01:50 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 83,358 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001576244-26-000002 · form4-04072026_090407.xml · derivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,358

Underlying: Common Stock · 83,358 shares

Expires 2036-04-04

F1 · derivative.exercise_date: Beginning April 1, 2026, 1/48th of the shares subject to the option vest in equal monthly installments over a four year period, provided, however, that no shares shall vest until the filing of the Company's registration statement on Form S-8 covering the shares of Common Stock that were automatically added to the shares authorized for issuance under the Company's 2023 Equity Incentive Plan on January 1, 2026 pursuant to an annual "evergreen" provision.

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April 05, 2025 Filed Apr 8, 2026 01:50 UTC
Stauderman Kenneth A.Chief Scientific Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 65,124 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001969388-26-000002 · form4-04072026_090404.xml · derivative · entry 1

Stauderman Kenneth A. · CIK 0001969388 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,124

Underlying: Common Stock · 65,124 shares

Expires 2036-04-04

F1 · derivative.exercise_date: Beginning April 1, 2026, 1/48th of the shares subject to the option vest in equal monthly installments over a four year period, provided, however, that no shares shall vest until the filing of the Company's registration statement on Form S-8 covering the shares of Common Stock that were automatically added to the shares authorized for issuance under the Company's 2023 Equity Incentive Plan on January 1, 2026 pursuant to an annual "evergreen" provision.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 00:51 UTC GrantDirector Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001415889-25-001595 · form4-01172025_120159.xml · derivative · entry 1

Glicklich Alan · CIK 0001823197 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-01-14

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest in equal monthly installments over a three year period following the date of grant.

Read SEC document
December 06, 2024 Filed Dec 7, 2024 00:12 UTC
Middleton Fred ADirector · 10% owner
PurchaseCommon Stock 4,800 $2.65 $12,720.00
Disclosure

SEC source: 0001415889-24-028563 · form4-12072024_121223.xml · nonDerivative · entry 1

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,514

Read SEC document
November 01, 2024 Filed Nov 1, 2024 17:25 UTC
Leheny A. RachelDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 20,000 $3.75 $75,000.00
Disclosure

SEC source: 0001415889-24-025880 · form4-11012024_051148.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,926

Read SEC document
November 01, 2024 Filed Nov 1, 2024 17:22 UTC PurchaseCommon Stock 53,333 $3.75 $199,998.75
Disclosure

SEC source: 0001415889-24-025876 · form4-11012024_051102.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,529

Read SEC document
November 01, 2024 Filed Nov 1, 2024 17:24 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
PurchaseCommon Stock 53,333 $3.75 $199,998.75
Disclosure

SEC source: 0001415889-24-025878 · form4-11012024_051115.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,706

Read SEC document
November 01, 2024 Filed Nov 5, 2024 15:08 UTC PurchaseCommon Stock 877 $3.75 $3,288.75
Disclosure

SEC source: 0001415889-24-026103 · form4-11052024_081117.xml · nonDerivative · entry 2

Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner

Sanderling Ventures Management VI · CIK 0001429588 · 10% owner

Sanderling VI Beteiligungs GmbH & Co KG · CIK 0001429283 · 10% owner

Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner

Sanderling VI Limited Partnership · CIK 0001429282 · 10% owner

Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner

Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner

Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner

Sanderling Ventures Management VII · CIK 0001993457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sanderling Ventures Management VI

Disclosed balance after: 22,479

Read SEC document
November 01, 2024 Filed Nov 5, 2024 15:08 UTC PurchaseCommon Stock 86,867 $3.75 $325,751.25
Disclosure

SEC source: 0001415889-24-026103 · form4-11052024_081117.xml · nonDerivative · entry 1

Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner

Sanderling Ventures Management VI · CIK 0001429588 · 10% owner

Sanderling VI Beteiligungs GmbH & Co KG · CIK 0001429283 · 10% owner

Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner

Sanderling VI Limited Partnership · CIK 0001429282 · 10% owner

Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner

Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner

Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner

Sanderling Ventures Management VII · CIK 0001993457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,300

Read SEC document
November 01, 2024 Filed Nov 5, 2024 20:04 UTC
Middleton Fred ADirector · 10% owner
PurchaseCommon Stock 877 $3.75 $3,288.75
Disclosure

SEC source: 0001415889-24-026102 · form4-11052024_081149.xml · nonDerivative · entry 3

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sanderling Ventures Management VI

Disclosed balance after: 22,479

F2 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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November 01, 2024 Filed Nov 5, 2024 20:04 UTC
Middleton Fred ADirector · 10% owner
PurchaseCommon Stock 86,867 $3.75 $325,751.25
Disclosure

SEC source: 0001415889-24-026102 · form4-11052024_081149.xml · nonDerivative · entry 2

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sanderling Venture Partners VI Co-Investment Fund, L.P.

Disclosed balance after: 814,300

F1 · ownership.nature: The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the securities of the Issuer held by Sanderling Venture Partners VI Co-Investment Fund, LP ("SVP VI Co-Investment, LP", together with Sanderling Venture Partners VI, LP., Sanderling VI Beteiligungs GmbH & Co. KG, Sanderling Ventures Management VI and Sanderling VI Limited Partnership (the "Sanderling VI Securities"). The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 20:04 UTC
Middleton Fred ADirector · 10% owner
PurchaseCommon Stock 20,000 $3.75 $75,000.00
Disclosure

SEC source: 0001415889-24-026102 · form4-11052024_081149.xml · nonDerivative · entry 1

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,714

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:00 UTC
Dunn Michael J.President and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,761 Not disclosed Strike: $1.39 Not disclosed
Disclosure

SEC source: 0001415889-24-023226 · form4-09112024_050902.xml · derivative · entry 2

Dunn Michael J. · CIK 0001968792 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,761 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Received in exchange for a stock option to acquire 408,402 shares of common stock of CalciMedica, Inc. ("CalciMedica") pursuant to an Agreement and Plan of Merger and Reorganization (the "Merger Agreement") by and among CalciMedica, the Issuer (formerly known as Graybug Vision, Inc.) and Camaro Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Merger Sub"). Under the terms of the Merger Agreement, on March 20, 2023, Merger Sub merged with and into CalciMedica (the "Merger"), with CalciMedica surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each outstanding option to purchase shares of CalciMedica common stock was assumed by the Issuer and converted into an option to purchase the Issuer's common stock. Subsequent to the Merger, the name of the Issuer was changed from Graybug Vision, Inc. to CalciMedica, Inc.

F1 · derivative.exercise_date: Immediately exercisable.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:00 UTC
Dunn Michael J.President and COO
Exercise / conversionCommon Stock 11,761 $1.39 $16,347.79
Disclosure

SEC source: 0001415889-24-023226 · form4-09112024_050902.xml · nonDerivative · entry 1

Dunn Michael J. · CIK 0001968792 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2024 Filed Aug 27, 2024 23:44 UTC
Leheny A. RachelDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 1,000 $4.19 $4,189.80
Disclosure

SEC source: 0001415889-24-022361 · form4-08272024_110843.xml · nonDerivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,926

F1 · price: The weighted average purchase price for the transaction reported was $4.1898, and the range of prices were between $4.20 and $4.27. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

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August 27, 2024 Filed Aug 28, 2024 23:09 UTC
Hebbar SudarshanChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 82,500 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022501 · form4-08282024_110856.xml · derivative · entry 1

Hebbar Sudarshan · CIK 0001968793 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 82,500 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following March 28, 2024.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:11 UTC
Dunn Michael J.President and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022504 · form4-08282024_110824.xml · derivative · entry 1

Dunn Michael J. · CIK 0001968792 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following March 28, 2024.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:07 UTC
Leheny A. RachelDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022500 · form4-08282024_110856.xml · derivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following March 28, 2024.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:12 UTC
Middleton Fred ADirector · 10% owner
GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022506 · form4-08282024_110840.xml · derivative · entry 1

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following March 28, 2024.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:12 UTC GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022505 · form4-08282024_110857.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following March 28, 2024.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:14 UTC GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022508 · form4-08282024_110809.xml · derivative · entry 1

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following March 28, 2024.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:14 UTC GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022509 · form4-08282024_110854.xml · derivative · entry 1

Guerard Frederic · CIK 0001825009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following March 28, 2024.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:13 UTC
Shaw AllanDirector
GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022507 · form4-08282024_110830.xml · derivative · entry 1

Shaw Allan · CIK 0001626850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following March 28, 2024.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:10 UTC
Stauderman Kenneth A.Chief Scientific Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022503 · form4-08282024_110845.xml · derivative · entry 1

Stauderman Kenneth A. · CIK 0001969388 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following March 28, 2024.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:10 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 77,500 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-022502 · form4-08282024_110858.xml · derivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 77,500 shares

Expires 2034-08-26

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following March 28, 2024.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 21:57 UTC PurchaseCommon Stock 54,000 $3.72 $200,826.00
Disclosure

SEC source: 0001415889-24-022242 · form4-08262024_090826.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,196

F1 · price: The weighted average purchase price for the transaction reported was $3.719, and the range of prices were between $3.50 and $3.97. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 22:00 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
PurchaseCommon Stock 3,000 $3.57 $10,710.00
Disclosure

SEC source: 0001415889-24-022243 · form4-08262024_090856.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By FMTC Custodian - Roth IRA FBO Eric W. Roberts

Disclosed balance after: 13,223

Read SEC document
August 23, 2024 Filed Aug 26, 2024 22:00 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
PurchaseCommon Stock 2,000 $3.58 $7,157.00
Disclosure

SEC source: 0001415889-24-022243 · form4-08262024_090856.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 46,894

Read SEC document
August 21, 2024 Filed Aug 22, 2024 22:02 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
PurchaseCommon Stock 5,000 $4.04 $20,200.00
Disclosure

SEC source: 0001415889-24-022058 · form4-08222024_100832.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 44,894

Read SEC document
June 28, 2024 Filed Jul 2, 2024 20:50 UTC PurchaseCommon Stock 51,278 $3.52 $180,498.56
Disclosure

SEC source: 0001415889-24-018934 · form4-07022024_080711.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,196

F1 · price: The weighted average purchase price for the transaction reported was $3.52, and the range of prices were between $3.2997 and $3.7935. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 22:52 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
PurchaseCommon Stock 5,000 $3.22 $16,100.00
Disclosure

SEC source: 0001415889-24-018496 · form4-06282024_100627.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By FMTC Custodian - Roth IRA FBO Eric W. Roberts

Disclosed balance after: 10,223

Read SEC document
June 27, 2024 Filed Jul 1, 2024 19:12 UTC PurchaseCommon Stock 8,443 $3.23 $27,304.66
Disclosure

SEC source: 0001415889-24-018567 · form4-07012024_070708.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,918

F1 · price: The weighted average purchase price for the transaction reported was $3.234, and the range of prices were between $3.17 and $3.24. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
May 17, 2024 Filed May 20, 2024 19:47 UTC GrantWarrant · Derivative 10,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001415889-24-013834 · form4-05202024_110554.xml · derivative · entry 1

Geffken Daniel E. · CIK 0001314756 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By SG Dan Equity Holdings, LLC

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-05-16

F1 · derivative.exercise_date: Beginning on May 17, 2024, the shares subject to the warrant shall vest and be exercisable in a series of twelve (12) successive equal monthly installments.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 00:33 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
PurchaseCommon Stock 3,254 $3.90 $12,690.60
Disclosure

SEC source: 0001415889-24-009884 · form4-04032024_120452.xml · nonDerivative · entry 2

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 39,894

Read SEC document
April 01, 2024 Filed Apr 3, 2024 00:33 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
PurchaseCommon Stock 746 $3.90 $2,909.40
Disclosure

SEC source: 0001415889-24-009884 · form4-04032024_120452.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

Disclosed balance after: 36,640

Read SEC document
March 28, 2024 Filed Apr 23, 2024 01:35 UTC
Hebbar SudarshanChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 82,500 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011344 · form4-04232024_010443.xml · derivative · entry 1

Hebbar Sudarshan · CIK 0001968793 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 82,500 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following the date of grant.

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March 28, 2024 Filed Apr 23, 2024 01:40 UTC
Dunn Michael J.President and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011349 · form4-04232024_010442.xml · derivative · entry 1

Dunn Michael J. · CIK 0001968792 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following the date of grant.

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March 28, 2024 Filed Apr 23, 2024 01:33 UTC
Leheny A. RachelDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011343 · form4-04232024_010439.xml · derivative · entry 1

Leheny A. Rachel · CIK 0001484729 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following the date of grant.

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March 28, 2024 Filed Apr 23, 2024 01:46 UTC
Middleton Fred ADirector · 10% owner
GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011351 · form4-04232024_010401.xml · derivative · entry 1

MIDDLETON FRED A · CIK 0001267959 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following the date of grant.

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March 28, 2024 Filed Apr 23, 2024 01:43 UTC GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011350 · form4-04232024_010454.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following the date of grant.

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March 28, 2024 Filed Apr 23, 2024 01:51 UTC GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011353 · form4-04232024_010410.xml · derivative · entry 1

BJERKHOLT ERIC · CIK 0001197350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following the date of grant.

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March 28, 2024 Filed Apr 23, 2024 01:53 UTC GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011354 · form4-04232024_010415.xml · derivative · entry 1

Guerard Frederic · CIK 0001825009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following the date of grant.

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March 28, 2024 Filed Apr 23, 2024 01:49 UTC
Shaw AllanDirector
GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011352 · form4-04232024_010404.xml · derivative · entry 1

Shaw Allan · CIK 0001626850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vest in equal monthly installments over a one year period following the date of grant.

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March 28, 2024 Filed Apr 23, 2024 01:39 UTC
Stauderman Kenneth A.Chief Scientific Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011348 · form4-04232024_010428.xml · derivative · entry 1

Stauderman Kenneth A. · CIK 0001969388 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following the date of grant.

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March 28, 2024 Filed Apr 23, 2024 01:37 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 77,500 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001415889-24-011346 · form4-04232024_010420.xml · derivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 77,500 shares

Expires 2034-03-27

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments over a four year period following the date of grant.

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February 05, 2024 Filed Feb 6, 2024 22:34 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
GrantWarrant · Derivative 45,543 $0.13 Strike: $7.15 $5,692.88
Disclosure

SEC source: 0001415889-24-002832 · form4-02062024_100209.xml · derivative · entry 9

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,543

Underlying: Common Stock · 45,543 shares

Expires 2026-12-31

F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of February 5, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors.

F4 · derivative.exercise_date: The warrant may be exercised on or after February 5, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter.

F4 · derivative.expiration_date: The warrant may be exercised on or after February 5, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter.

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February 05, 2024 Filed Feb 6, 2024 22:34 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
GrantWarrant · Derivative 45,543 $0.13 Strike: $5.36 $5,692.88
Disclosure

SEC source: 0001415889-24-002832 · form4-02062024_100209.xml · derivative · entry 8

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,543

Underlying: Common Stock · 45,543 shares

Expires 2024-12-31

F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of February 5, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors.

F3 · derivative.exercise_date: The warrant may be exercised on or after February 5, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter.

F3 · derivative.expiration_date: The warrant may be exercised on or after February 5, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter.

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February 05, 2024 Filed Feb 6, 2024 22:34 UTC
Roberts Eric WDirector · CHIEF BUSINESS OFFICER · 10% owner
GrantCommon Stock 91,086 $4.27 $388,618.42
Disclosure

SEC source: 0001415889-24-002832 · form4-02062024_100209.xml · nonDerivative · entry 1

Roberts Eric W · CIK 0001576244 · Director · CHIEF BUSINESS OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,373

F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of February 5, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors.

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January 23, 2024 Filed Jan 25, 2024 20:00 UTC PurchaseWarrant · Derivative 14,372 $0.13 Strike: $7.15 $1,796.50
Disclosure

SEC source: 0001415889-24-001830 · form4-01252024_080106.xml · derivative · entry 21

Sanderling Venture Partners VI LP · CIK 0001306717 · 10% owner

Sanderling Venture Partners VI Co Investment Fund LP · CIK 0001306695 · 10% owner

Sanderling Ventures Management VI · CIK 0001429588 · 10% owner

Sanderling Ventures VII, L.P. · CIK 0001565862 · 10% owner

Sanderling Ventures VII Annex Fund, L.P. · CIK 0001678656 · 10% owner

Sanderling Ventures VII (Canada), L.P. · CIK 0001993660 · 10% owner

Sanderling Ventures Management VII · CIK 0001993457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sanderling Ventures Management VII

Disclosed balance after: 14,372

Underlying: Common Stock · 14,372 shares

Expires 2026-12-31

F1 · kind: The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors.

F3 · derivative.exercise_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter.

F3 · derivative.expiration_date: The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.